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11. NIMA Management Challenges
At the highest level,
the Director of NIMA operates under two sometime-handicaps. The first
is the ambiguity of whether, or when, he works for the DCI or the SECDEF.
The second is his relatively short tenure.
11.1
The Role of the DCI Versus SECDEF
While the DCI and
SECDEF have ultimate common purpose, their missions are distinct, their
methods disparate, and their day-to-day priorities not always congruent.
In drafting the National Security Act of 1947, arguments were advanced
as to the desirability of placing foreign intelligence within the Defense
Department, under the Joint Chiefs of Staff. The decision to form an independent
agency, CIA, headed by an independent director reflected the desire for
independent intelligence in support of national security policy decisions.
From its inception,
the Central Intelligence Agency has held some sway over strategic reconnaissance--from
the U2, to the SR-71, to imagery satellites--and the Director of Central
Intelligence had been the developer of strategic reconnaissance assets
and arbiter of how the resources would be used.26
Times change, of course. The SR-71 was retired, and the U2s transitioned
from national to theater assets. Imagery satellite tasking, however, has
been retained under the thumb of the DCI, at least in the absence of
major hostility. There is a relatively recent agreement between the
DCI and the SECDEF, generally referred to as the Transfer of Tasking
Authority, which provides for final adjudication to transition to
defense under "wartime" conditions, or when the President so directs.
11.2
The Tenure of the Director of NIMA
The Commission finds
that the present tour length of a Director of NIMA, two to three years,
is insufficient to complete execution of the plans and programs of this
young organization. Institutionalizing change is never easy as there frequently
is subtle resistance among subordinate levels of management. A longer
tour reduces the opportunity for those subtle resistors to simply outlast
the Director. Nor is this problem unique to NIMA. The National Security
Agency, going through a rebirth, is said to be similarly afflicted.
The answer is simple.
Having chosen the right person to lead the organization, his/her length
of tour must be established at the outset as, say, five years. This should
allow for a reasonable chance to fully carry out and institutionalize
needed changes without being impelled to embark prematurely on changes
before taking sufficient time, at the onset of the tour, to understand
the organization, or to run the risk of running out of time.
As with NSA, the (shorter)
history of NIMA is to be led by a general officer nominated by a military
service, concurred in by the DCI, and appointed by the SECDEF. For a senior
flag officer, Congress, too, has a say. It may be that the uniformed military
are unwilling to commit to so long a tour for a senior flag officer because
of a "star" problem--a problem that Congress could, in fact, solve. Alternatively,
civilian leadership should be considered with a military officer as deputy.
Whatever the solution, the objective is to ensure better continuity and
sustain the momentum.
11.3
The Job of Director, NIMA
Being Director of
NIMA is not easy. Defining the job of the Director of NIMA is not so easy,
either. Is he the principal (substantive) imagery intelligence officer?
Or, is he an information factory manager? This ambiguity simply mirrors
the bifurcation in NIMA's mission.
Externally, D/NIMA
seeks to serve (at least) two masters, the Director of Central Intelligence
and the Secretary of Defense. Fortunately, there is considerable congruence
in their missions. Unfortunately, there are some differences. Internally,
the Director of NIMA tries to harness two cultures, in two cities. His
two principal product lines, imagery intelligence and maps, have two distinctly
different clienteles. Imagery intelligence has its number one customer
in the White House; maps have their number one customer in the foxhole.
His mission increasingly
depends on technology, but his workforce is grounded more in the liberal
arts. He is underresourced and cannot depend wholly on his upper-management
corps. His fount of expertise is being drained by retirements and by those
who would rather return to their CIA roots than take the DOD pledge.
11.4
Authorities of the Director of NIMA
The Director of NIMA
said, and the Commission agrees, that he currently has sufficient authorities
with which to execute his responsibilities.
The Commission does
observe that D/NIMA has been deliberate about the exercise of his responsibilities
as functional imagery manager, presumably constrained by real resource
limitations and a realistic concern about shocking the system. Notwithstanding,
the Commission suggests gently that D/NIMA signal his intent to incrementally
increase his forcefulness in order to achieve more quickly his strategic
objectives.
DOD Directive 5105.6
specifically identifies D/NIMA as the functional manager for imagery,
imagery intelligence, and geospatial investment activities for all budget
categories--the National Foreign Intelligence Program, the Joint Military
Intelligence Program, and most important the Tactical Intelligence and
Related Activities.
The D/NIMA can and
does provide guidance to the IMINT community to ensure that investments
are in line with the USIGS framework. While the D/NIMA can control investments
in his own agency, his influence on his mission partner, the NRO is problematic
and he has next-to-no de jure influence over investments made by
the Services, which have their own appropriations and authorizations in
the TIARA Program.
Others have tried
to harness the NRO and the Services and failed. Still, the Commission
wonders if there couldn't be an effective approval process which ensures
that all IMINT investments comply with guidance from the functional
imagery manager, D/NIMA.
11.5
D/NIMA Span of Control
Some among the Commission
believe that the span of control of the Director of NIMA is too broad
and would recommend reorganization. Sometimes--particularly in a young
or untested organization--the apparent solution to every problem is a
dedicated manager or senior staff officer with a "direct report" to the
top. Usually, this indicates that the overall business model of the organization
has yet to gel.
The Commission has
no concrete examples to indicate that the current Director is spread too
thin and that some important matters have suffered from a lack of his
attention. Indeed, the Commission is impressed by the overall effectiveness
of the current Director and his senior leadership team, considering the
stresses to which this tender organization is exposed.
If there is a legitimate
concern, it is not with the present operation, but with the need to establish
tomorrow's leadership, which generally involves more, rather than less,
delegated authority.
11.6
NIMA Culture(s)
Two sets of forebears,
two legacies, two missions, two cultures. Can the promise of NIMA--to
take advantage of the technical convergence between imagery and mapping
in the digital age--be fulfilled without an overarching culture? The Commission
suspects not.
Each culture perceives
the other as failing to understand its specialty, and each (but especially
imagery analysts) feels disadvantaged by having to work for a manager
of the opposite persuasion. Both worry that convergence will turn all
the princes into frogs, rather than the frogs into princes. The Commission
believes that nothing could be further from the truth: enlisting all the
NIMA disciplines in a single mission, uniting the workforce, and melding
the cultures will enhance the effectiveness of each.
NIMA management has
been justifiably cautious about espousing convergence as the goal and
forcing the respective cultures to confront head-on the issues that separate
them. NIMA management appears to be genuinely conflicted, both about the
worthiness of the goal--witness the bifurcated mission statement--and
about whether the pain will be worth the gain, which is understandable,
if regrettable.
It is all too easy
for outsiders to be impatient with the progress and therefore critical
of NIMA management, and the Commission is uneasy in urging greater haste.
It is possible that the inevitable just takes a little longer, that familiarity
breeds admiration rather than contempt, and that the organization is still
too fragile and the stakes too high to press harder.
The Director of NIMA
seems genuinely committed to the desirability and eventuality of greater
synergy, if not outright fusion, of the two disciplines, and is working
to instill this commitment in his senior managers, many of whom already
"get it." With perseverance, this will percolate through management layers,
as well as bubble up from the working level where the synergies are sometimes
more evident. The Commission hopes that there will be time for this approach
to work.
The Commission believes
that WorkForce-21 offers an opportunity to reward tangibly those individuals
who seek, master, and constructively employ, both kinds of skills. Promotion
and compensation, as well as official recognition, are the incentives
that management can use to motivate desired behavior, and WorkForce-21
potentiates these management tools.
The Commission also
believes that internal connectivity, training, and facilities all need
to be improved with an eye toward overcoming cultural barriers.
11.7
WorkForce-21
Change is always unsettling
to the majority of a workforce, and NIMA is no exception. Change highlights
the fact that one worker's opportunity is another's peril. The NIMA workforce
needs to understand which performance metrics embody leadership's expectations
and are considered critical to the overall success of the organization.
WorkForce-21, if executed properly, holds out the promise of ensuring
this.
WorkForce-21 moves
away from what some have considered the overly paternal civil service
model and toward heightened individual accountability for one's performance
and one's career development. The pillars of WorkForce-21 are enunciated,
incentivized expectations and reward for individual initiative.
Within the NIMA workforce,
the Commission found some serious concern about the organization's Key
Component leadership reflected in an employee survey conducted after WorkForce-21
had been initiated. Many of those interviewed, both in the survey and
by the Commission, believe there is an absence of robust Key Component
leadership; some also feel that existing authority is too centralized.
WorkForce-21 attempts to reduce the inimical influence of old-style management's
old-boy/girl network. The success of WorkForce-21 will depend on middle
management, which, after all, must translate the vision of superiors into
workaday instructions for subordinates.
The Commission cannot
help but remark that NIMA, like many government agencies, and quite distinct
from good business practice, seems, de facto, to have used its
workforce downsizing as an opportunity to reduce, rather than improve
quality--only in the government!
11.8
SES/SIS Billets
NIMA requires an increasingly
technical and skilled workforce and exceptional leaders to help it usher
in the FIA area. NIMA is disadvantaged by the small number of SES/SIS
billets it currently has--about half the overall government average, and
many fewer, per capita, than its sister intelligence agencies. The Commission
considers it unlikely that it can find and retain the caliber of officer
it needs and deserves unless the roster of SES/SIS positions can be ameliorated.
The Commission recommends
an increase in SES/SIS billets in its primary mission areas, imagery analysis,
and geospatial information services. And while such "supergrade" positions
would also benefit the systems engineering and acquisition activity, the
Commission urges that consideration be given to creation of an "Extraordinary
Program Office" (EPO) with rank and pay scale "outside the system" as
detailed subsequently.
11.9
Workforce Expertise
The Commission sees
some evidence that NIMA's progress as an effective and efficient organization
is constrained by insufficient and inexperienced staff in some critical
areas. In addition to the previously remarked upon shortages of highly
experienced imagery analysts and systems engineering and acquisition staff,
NIMA is light in unique areas like imagery science.
11.9.1
Imagery Analysts
The Commission observes
that the decline in experience and expertise in NIMA's Imagery Analyst
corps has seriously impaired NIMA's ability to support its customers.
Not limited to NIMA, as the Commission notes, the downturn in analytical
expertise is due to both loss of experienced people and the fewer lessened
number of years of experience held by the new hires. NIMA's imagery analyst
workforce has declined, on average, from 13 years of experience to 11
years of experience, and 40 percent of the imagery analysts have less
than 2 years of experience. This situation leads to more experienced personnel
having to devote more time and effort to both training and mentoring,
and consequently less time to supporting NIMA's customers.
11.9.2
Imagery Scientists
The term "imagery
scientist" can be subject to multiple interpretations.
One might conjure
up the image of a scientist who worried about the chemistry of films,
emulsions, photo-sensitive materials, and D-log(E) plots or the electronic-age
equivalent who worries about CCD-arrays, spectral sensitivities, density
functions, gamma corrections, orthorectification, etc.--i.e., the
"science of imaging."
Alternatively,
one might think of a scientist who understands the phenomenology of
a problem and its imagery observables--how the hyperspectral "image"
information might distinguish between an emissive cloud of toxic nerve
gas and the benign effluent from a baby milk factory; or how the thermal
infrared image distinguished between a real SU-27 and a plywood decoy
on the tarmac.
Clearly, the imagery
intelligence business needs both, and the cartography business benefits
from the first, if not the second.
However, as understood
by the Commission, it is the second interpretation that underpins the
assertion that the Intelligence Community has a paucity of "imagery scientists."
It is the science-based exploitation of the image that must be nurtured
by NIMA.27
The question is whether NIMA can have such scientists in-house--i.e.,
as USG employees--or must look to industry, academia, and the national
labs for such expertise. The Commission suspects the latter is the case:
NIMA would find it hard to accommodate the number of diverse scientists
required, could not support their professional development or advancement,
and would otherwise have trouble attracting and keeping them. Better to
rely on extant "centers of excellence" and, in their absence, to stimulate
such centers.
The Commission agrees
that there is a shortfall in "imagery scientists" so defined. In fact,
the Commission notes the broader shortfall in the Intelligence Community
of sound "targeting"--i.e., understanding the "business processes" of
the target, modeling and simulating these, and mapping them to infrastructure,
all of which then suggests the set of observables, against which multi-INT
collection can be launched and upon which all-source analysis can be based.
There is realization, in the Intelligence Community of the desirability
of better targeting and examples of innovative targeting--e.g.,
by the "issue managers" and on their behalf by the ADCI/C-sponsored Collection
Concepts Development Center (CCDC). The NRO, too, often sponsors early
science-based work in support of new collector concepts.
For NIMA, the Commission
concurs in reliance on external sources of expertise for such science-based
problems insofar as NIMA cannot, itself, attract and retain such skills.
11.9.3
Engineering/Acquisition Expertise
NIMA lacks the sufficient
expertise in systems engineering/systems integration and acquisition sufficient
to carry out an efficient and effective large modernization program. The
Commission believes this situation must be rectified in order to successfully
implement the USIGS program and the Commercial Imagery Strategy. The Commission
believes that NIMA needs to bolster its staff in this critical area and
that it cannot do this, in time, "within the system." It recommends, therefore,
that NIMA create--as described in detail elsewhere--an "Extraordinary
Program Office" (EPO) with the active help of the DCI, SECDEF, and Congress.
11.10
NIMA Management
Management, in any
organization, is a critical and often weak link in the chain. NIMA, in
its time of change, absolutely must rely on management, especially those
seniors who report to the Director. Change, whether inspired by vision
from the top, or insights from the bottom up, always confronts its highest
hurdle at this level. NIMA does have many qualified executives and managers;
it just needs to ensure that all its management corps can pass the test.
11.11
NIMA Resources
The Commission finds
little disagreement as to the fact that NIMA is severely under resourced
given the expanding mission and the need to modernize USIGS in light of
FIA. Not surprisingly, there is considerable disagreement as to the fount
from which the needed resources should spring, and incessant caviling
about whether NIMA, as currently constituted, is capable of efficiently
executing the funds that it surely requires.
The Commission finds
little logic in the argument that, although they need the money, they
are not yet capable of spending it wisely and so can make do with less.
Try as it might, the Commission cannot think of an instance where an inadequate
organization can do the job more cheaply than a first-rate organization.
And the job has to be done.
The answer, of course,
is to provide the resources and support NIMA's becoming the first-rate
organization it needs to be. Elsewhere, the Commission recommends creation
of an "Extraordinary Program Office" (EPO) with world-class talent whom
none could gainsay. Staffed and armed with the authorities recommended
by the Commission, the EPO will surely reduce the cost of the overall
program. Still, the current budget (POM/IPOM) will need to be fattened
considerably to realize fully the promise of FIA and USIGS. Get used to
it.
In retrospect, the
Commission opines that had the stand-up of NIMA included a more rigorous
analysis of the true costs of programs and projects to be undertaken by
NIMA, the DCI and SECDEF might have avoided the past four years of acrimonious
budget debates.
NIMA's first budget
(FY 1997)--far from the result of careful, deliberate analysis of all
the functions and missions assigned to it--was the agglomeration of projects
and programs inherited from the CIA, DIA, NPIC, DMA, NRO, et al. Since
1997 NIMA has consistently requested and received "over-guidance" funds.
Each year since its stand-up, funding for NIMA programs has been a major
issue for out-of-cycle budget deliberations. As a result of increases
in the President's budget and yet further additions by Congress, NIMA's
resources have grown faster than any other program in the IC.
This year NIMA received
an increase billed as a "down payment" for TPED. Taken literally, there
is hope that NIMA's budget line will increase over the next three years
to a point where it can discharge its responsibilities fully. Only upon
"payment in full" can the true expectations of NIMA, set back in 1996,
be achieved.
On a smaller scale,
the Commission observes that NIMA faces a situation of insufficient resource
support for its internal infrastructure. In briefing after briefing, the
Commission was told, by supporter and detractor alike, that the NIMA infrastructure
was not up to the present mission, much less the future. On the positive
side, the Commission commends NIMA's plans for consolidation of certain
facilities, and lauds progress to date.
Footnotes
26
This was not accidental, but a deliberate decision of then-President Dwight
D. Eisenhower, anxious to see "civilian competition to the military,"
a situation that has prevailed, de facto, until the present. It
has, however, been eroded by the change in U2 status, and the Transfer
of Tasking Memorandum that provides for a change in final adjudication
from the DCI to the SECDEF under "wartime" conditions or when the President
so directs.
27
The vibrancy of the commercial photo market, both film and digital, guarantees
that there will be no shortage of expertise dealing with the science of
imaging.
Foreword
| Executive Summary and Key Judgments
| Introduction | NIMA
from the Beginning
NIMA in Context | Two-and-a-Half
Roles for NIMA | The Promise of NIMA
NIMA and Its Stakeholders |
NIMA and Its "Customers" | Is There a "National
vs Tactical" Problem?
NIMA and Its Peers and Partners | NIMA
and Its Suppliers | NIMA Management Challenges
NIMA's Information Systems | NIMA
Research and Development
NIMA and Its Information Architecture | Recommendations
| Appendix A
Appendix B | Glossary
of Terms
Table
of Contents | Home | PDF
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