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The Future of the Navy's Amphibious and Maritime Prepositioning Forces
November 2004
Section 3 of 6

CHAPTER 1. Introduction

The U.S. Navy and Marine Corps have conducted what they call naval expeditionary operations--operations mounted overseas, often in austere environments, from a combination of sea and forward land bases--since the Revolutionary War. One type of expeditionary operation is the amphibious assault, an attack mounted from the sea against a hostile shore, such as the famous D-Day invasion of 1944. Amphibious assaults were perfected during the island-hopping campaign in the Pacific in World War II and continued during the Korean War, when marines stormed ashore at Inchon. However, that war marked the last time that the Navy and Marine Corps conducted an amphibious assault.

More recently, naval expeditionary operations have emphasized using the sea as a high-speed avenue of maneuver to get marines quickly to a potential hotspot--while avoiding defended beaches or coastal approaches--in order to rapidly build up combat power on shore. To accomplish that task, the Navy has maintained a substantial number of ships designed to deliver marines ashore and to support them from the sea.

Today's expeditionary warfare force includes 35 ships of various types known collectively as L-class amphibious warfare ships. Those vessels are special-purpose warships designed to carry Marine Corps units to and across a coastal penetration point, even if it is defended--thus providing the Navy and Marines with a "forcible-entry" capability. Since 1986, amphibious warfare ships have been augmented by a special-purpose maritime prepositioning force. The cargo ships that make up that force are essentially floating warehouses designed to deliver reinforcements and supplies to assault troops quickly once a port and airfield have been seized and secured. The current maritime prepositioning force consists of 16 vessels, bringing the size of the expeditionary warfare force to 51 ships.

Over the next 30 years, the Navy plans to modernize its amphibious warfare fleet with a mix of current and new ship designs. It also intends to completely replace its maritime prepositioning force with a still-undetermined number of new maritime prepositioning ships that have advanced capabilities--a class that the Navy refers to as the Maritime Prepositioning Force (Future), or MPF(F). Carrying out those plans would require more than twice as much annual funding as the Navy has devoted to expeditionary warfare ships since 1980, on average, the Congressional Budget Office (CBO) projects. Moreover, that funding increase would be needed at a time when the Navy wants to expand its overall fleet of battle force ships from 293 to 375 (see Figure 1-1).(1)

Figure 1-1.


Composition of the Current and 375-Ship Battle Force Fleets

Graph

Source: Congressional Budget Office based on data from the Navy.

Notes: Current maritime prepositioning ships are not included in the 293-ship fleet because the Navy does not consider them battle force ships. In the 375-ship plan, new, more-capable maritime prepositioning ships are included and are called sea-basing ships.

Attack submarines include four Ohio class ballistic missile submarines that are being converted to carry conventional guided missiles.

a. The Navy's plan for a 375-ship fleet, submitted in May 2003, included 37 amphibious ships and 18 sea-basing ships. CBO's analysis, consistent with more-recent information, assumes that the 375-ship fleet would include 36 amphibious ships and 16 sea-basing ships.


This CBO study--the third focusing on the Navy's long-term shipbuilding plans and the resources they could require--examines the composition, missions, and modernization programs of the Navy's amphibious and maritime prepositioning forces.(2) It also analyzes four ways to reduce procurement costs for those forces to relieve pressure on the Navy's future shipbuilding budget.
 

Today's Amphibious and Maritime Prepositioning Forces

The ultimate purpose of the Navy's expeditionary warfare force is to transport, insert, and support Marine Corps units organized into Marine air-ground task forces (known as MAGTFs). Those task forces, which include all of the combat and support units necessary for an operation, can be scaled in size from as little as a few hundred troops to more than 50,000. However, three generic types of MAGTF are common: Marine expeditionary units, which are normally the size of a battalion, or around 2,200 troops; Marine expeditionary brigades (MEBs), with about 14,000 troops; and Marine expeditionary forces (MEFs), with 40,000 to 50,000 troops. The Marine Corps's entire force is organized into three MEFs.

The Navy uses two types of ship to deploy those Marine units: amphibious warfare ships and maritime prepositioning vessels. Amphibious warfare ships provide the Navy's capability for opposed amphibious assaults (forcible-entry operations). Should an assault be required in the future, the first wave of attackers would come from amphibious warfare ships. Equipment for reinforcements would arrive on maritime prepositioning ships.

The Amphibious Warfare Force

The Navy currently has 35 amphibious warfare ships in its fleet: 12 LHA or LHD large amphibious assault vessels (sometimes called helicopter carriers), 11 LPD amphibious transport docks, and 12 LSD dock landing ships (see Figure 1-2). Those ships vary in size and capability, but they all carry troops, cargo, and vehicles for Marine expeditionary units as well as landing craft to ferry troops and equipment to shore. Some of those ships also carry fixed-wing aircraft or helicopters for use in expeditionary operations. Amphibious warfare ships are larger than most other Navy vessels. Their displacement (weight) varies from 16,000 to about 40,000 tons (see Table 1-1), compared with 4,000 to about 10,000 tons for current surface combat ships.(3)

Figure 1-2.


Composition of the Amphibious and Maritime Prepositioning Forces

Graph

Source: Congressional Budget Office based on data from the Navy.



Table 1-1.


Characteristics of Current Amphibious Warfare Ships
  Fingerprints of Liftb
Class Type of Ship Quantity Displacementa
(Tons)
Crew Size Troops Vehicle
Square
Cargo
Cube
Helicopter
Spots
LCAC
Spots

Current Ships
LHA-1 Tarawa Amphibious assault ship 5   40,000   1,160   1,713   25.4   105.9   42   1
 
LHD-1 Wasp Amphibious assault ship 7c   40,500   1,150   1,686   20.9   125.0   45   3
 
LPD-4 Austin Amphibious transport dock 11   17,000   400   788   11.8   38.3   4   1
 
LSD-41 Whidbey Island Dock landing ship 8   16,000   310   454   13.5   5.1   0   4
 
LSD-49 Harpers Ferry Dock landing ship 4   17,000   330   454   16.9   50.7   0   2
                                 
Ships Under Construction
LPD-17 San Antonio Amphibious transport dock 12   25,000   420   720   25.0   36.0   6   2

Source: Congressional Budget Office.

a. Displacement at full load (including all of the things the ship normally carries).

b. The five categories (or fingerprints) of amphibious lift are the number of troops a ship can carry; its vehicle storage area, measured in thousands of square feet (or vehicle square); its cargo storage area, measured in thousands of cubic feet (or cargo cube); the number of spots for parking vertical takeoff and landing aircraft (expressed as CH-46 helicopter equivalents); and the number of spots for air-cushion landing craft (known as LCACs).

c. An eighth Wasp class ship is under construction and will be commissioned in 2007.

In the Navy's practice, classes of vessels are known by the name and the letter-and-number designation of the first ship in a class. Today, five classes of amphibious warfare ships are in active service and one is under construction (for more details, see Summary Box 1):

  • Tarawa class (LHA-1) amphibious assault ships were introduced in the late 1970s, combining the capabilities of several older types of amphibious ships into one. They are among the largest amphibious vessels, with a displacement of about 40,000 tons, and can carry 1,700 troops and large amounts of cargo and vehicles. They also have a docking well--a large opening and ramp to the sea in the back of the ship--to launch landing craft and amphibious vehicles. Each LHA carries an air wing comprising 30 CH-46 Sea Knight and CH-53 Sea Stallion helicopters, as well as six AV-8B Harrier short takeoff and vertical landing jets. In its "sea control" configuration, an LHA can carry up to 20 Harrier aircraft and six helicopters (a more capable force than British aircraft carriers deployed during expeditionary operations in the Falklands War). Tarawa class LHAs are now about 26 years old, on average. Although they have been modernized with new combat systems and other equipment during their service lives, they have gotten heavier. That increased weight threatens to destabilize the ships' center of gravity, making further improvements virtually impossible.

  • Wasp class (LHD-1) amphibious assault ships are based on a modified design of the Tarawa class LHAs. They carry a similar number of troops but more cargo and fewer vehicles. However, they have more space to support aircraft operations as well as a redesigned docking well that can accommodate more landing craft than the LHAs can. They also have better defensive capabilities than LHAs. The average age of Wasp class LHDs is 9; given their intended service life, those ships will be a core component of the amphibious warfare fleet for the next quarter century. Seven LHDs are operating with the fleet and an eighth is under construction. That ship (LHD-8) is intended to replace the Belleau Wood LHA, which is scheduled for retirement in 2007. Unlike the other ships in its class, the LHD-8 will have gas turbines and a hybrid electric propulsion system instead of being driven by steam.

  • Austin class (LPD-4) amphibious transport docks are the oldest ships in the amphibious warfare force, with an average age of about 36. They are less than half the size of the Tarawa class LHAs and Wasp class LHDs, displacing about 17,000 tons. Austin class LPDs can carry about 800 troops, a substantial amount of cargo, and a moderate number of vehicles. They also have a docking well to launch landing craft and amphibious vehicles. The principal difference between these amphibious transport docks and the similar dock landing ships (described below) is that the transport docks have a permanent flight deck to support helicopter operations. However, any deployment of helicopters on an Austin class LPD would require the support of an LHA or LHD to provide maintenance and other support for the helicopters on a continuous basis.

  • San Antonio class (LPD-17) amphibious transport docks, which are under construction, are due to replace Austin class LPDs over the next 10 years. They will be larger than their predecessors and have more space for vehicles and aircraft. (San Antonio class LPDs are discussed in more detail in Chapter 2, along with several new types of amphibious warfare ships that the Navy has proposed.)

  • Whidbey Island class (LSD-41) and Harpers Ferry class (LSD-49) dock landing ships are two variants of the same design. Both types of ship can carry about 450 troops apiece. They also have slightly larger vehicle storage areas than the Austin class transport docks do. Harpers Ferry LSDs are considered the cargo variant of dock landing ships: they have 10 times the cargo storage space of the Whidbey Island class but only half the carrying capacity for landing craft in their docking wells. LSDs are relatively young ships. The Harpers Ferry class is about 8 years old, on average, and the Whidbey Island class is about 15 years old.

In the past, amphibious warfare ships were organized into 12 amphibious ready groups--usually of three ships each--that operated independently of other ships in the Navy. Each ready group carried one Marine expeditionary unit. Under a plan announced in 2003, the Navy has begun reorganizing its fleet so that three surface combatants (a cruiser, a destroyer, and a frigate) and one attack submarine operate with each amphibious ready group. The resulting task force is called an expeditionary strike group, or ESG (see Figure 1-3).

Figure 1-3.


Comparison of an Amphibious Ready Group and an Expeditionary Strike Group

Graph

Source: Congressional Budget Office based on information from the Navy.


The Navy says that a combined force of amphibious warfare ships and surface combatants is far more capable of responding to a variety of low- to mid-level crises than is either group of ships alone.(4) Surface combatants offer the ability to strike targets from long range with Tomahawk missiles and the ability to provide air defense for a fleet. Amphibious warfare ships provide the means to go ashore and conduct operations on the ground.

Together, the Navy's amphibious warfare ships can carry about 35,000 troops. However, because at any time some of those ships are in long-term maintenance or the early stages of training cycles, not all of them are available to deploy and conduct military operations. Within a few days, the Navy could respond to a crisis with three to six amphibious warfare ships--the two closest forward-deployed ESGs. In the first six to 10 weeks of a crisis, about half of the Navy's amphibious warfare ships could be mustered for combat operations--about six ESGs, or six battalions, for a total of about 13,000 troops.

The Maritime Prepositioning Force

In addition to its amphibious warfare ships, the Navy has 16 maritime prepositioning vessels, organized into three squadrons of five or six ships apiece. Each squadron carries enough vehicles, equipment, and supplies to equip and sustain a Marine expeditionary brigade for 30 days. The ships, most of which are leased cargo vessels, are operated by the Navy's Military Sealift Command and are forward deployed at ports in the Mediterranean Sea, the Indian Ocean, and the western Pacific.(5)

Unlike amphibious warfare ships, maritime prepositioning ships do not carry troops and do not have a forcible-entry capability. They require a secure port at which to unload equipment and an airfield where the troops of a MEB can fly in from the United States, meet up with the equipment, and assemble into a fighting force. Thus, maritime prepositioning ships are intended to provide follow-on forces that deploy to a theater after the assault troops on amphibious warfare ships have secured an area.

That capability is designed to allow three large Marine Corps units to be available for combat operations in a relatively short time.(6) The Marine Corps expects that if a port and airfield have to be seized beforehand, the first MEB getting its equipment from a maritime prepositioning squadron will not be ready to operate for eight weeks. But if the port and airfield are already available, such a unit can be ready in two weeks. That was the case early in the first Gulf War: because ports, airfields, and an assembly area all existed in Saudi Arabia before the outbreak of hostilities, the MEB associated with the maritime prepositioning squadron in Diego Garcia was ready to begin military operations within two weeks after the ships of the squadron were ordered to leave their berths.

Conducting an Amphibious Assault Today

Although they have not done so for half a century, the Navy and Marine Corps retain the capability to mount an opposed amphibious assault. Such an operation would be complex, involving aircraft carriers, surface combatants, mine-clearing ships, and support ships as well as amphibious ships. According to the Marine Corps, the minimum force to launch a forcible-entry operation is a Marine expeditionary brigade. To muster a force of that size, the Navy and Marine Corps would bring at least two forward-deployed expeditionary strike groups to the theater of operations, followed by additional ships and marines from ports in the United States. Once assembled, the combined group of ships would be called an amphibious task force, and the troops on board those ships would be considered the "assault echelon."

Before troops were sent ashore, enemy forces in the target area--particularly ships or missiles that could threaten the assault force--would be attacked as much as necessary by the Navy's carrier-based aircraft and by guns and missiles on the surface combatants and submarines.(7) In addition, ships capable of conducting mine-clearing operations would need to cut a path through any minefield that might prevent the marines from landing on shore.

When the marines were ready to conduct their assault, they and their equipment would be transported to the beach with helicopters, air-cushion landing craft (known as LCACs), or amphibious assault vehicles (light tanks able to "swim" ashore). Helicopters would operate from the large flat-deck amphibious assault ships (the LHDs and the LHAs) as well as from the amphibious transport docks (LPDs). Amphibious assault vehicles and LCACs would operate from all types of L-class ships. Although the amphibious assault vehicles would go ashore and stay there, the LCACs would make repeated trips back and forth from the ships to the beach, ferrying whatever needed to be brought in for the operation. In addition, the short takeoff and vertical landing aircraft carried on LHAs and LHDs would provide close air support to the marines on the ground. Carrier-based aircraft could also perform that role unless they were occupied with other tasks.

Current procedures call for the assault echelon of marines carried in L-class amphibious ships to either land on enemy territory and seize a lodgment (a piece of territory taken to set up a base of operations) or land on allied territory and immediately carry the fight to the enemy. In either case, the reinforcements in the "assault follow-on echelon" would require a deepwater port and a nearby airfield to be landed. Maritime prepositioning ships, carrying equipment and supplies for the reinforcing units, would dock at the port and offload their "unit sets" of cargo. The marines associated with those sets would fly into the nearby airfield, move to the port, prepare the equipment coming off the ships, assemble into units, and only then launch offensive operations. That process is referred to as reception, staging, onward movement, and integration.

Once in combat, the reinforcing Marine units would receive supplies from shore-based supply depots at the lodgment that had been built up from the stores located in the ships' holds. Such depots are known colloquially as "iron mountains," referring to the large amount of military equipment, fuel, food, water, ammunition, and supporting services necessary to conduct a military campaign.

Peacetime Missions of Amphibious and Maritime Prepositioning Ships

Because the Navy's amphibious ships are highly versatile, they have been used to respond to a variety of crises, particularly humanitarian operations. Between the end of the first Gulf War in 1991 and 2000, amphibious ships conducted at least 55 operations, such as providing disaster relief, evacuating U.S. citizens or government personnel from unstable countries, and taking part in military operations in Iraq, Bosnia, Haiti, and the former Yugoslavia. Although amphibious ships usually deploy in groups, it is common for the ships of a group to separate once they reach their forward-deployment area and then conduct simultaneous operations or exercises. That practice--as well as the large size of amphibious ships and the supplies and equipment they carry--makes such vessels well suited to respond to low-level crises.

The Navy's maritime prepositioning ships also respond to crises, though much less frequently. Such ships spend most of their time moored at their ports overseas, but they provided support to U.S. troops in Somalia during the early 1990s and have furnished bottled water for several disaster-relief operations around the world. The future size and composition of the maritime prepositioning squadrons are the subject of much debate within the Navy and the Marine Corps. Both services want to expand the capabilities of those squadrons dramatically as part of their vision for sea basing (described later in this chapter). Such enhanced capabilities could make maritime prepositioning ships even more capable of responding to low-level crises, possibly freeing up amphibious warfare ships for other operations.
 

Requirements for Amphibious and Maritime Prepositioning Forces

Although the number of maritime prepositioning squadrons in the Navy has remained constant since they were introduced in the 1980s, the number of amphibious warfare ships has declined steadily since the end of the Cold War. In the past, the Navy determined the number of L-class ships it required by the amount of amphibious lift (transport capacity on amphibious ships) it considered necessary for wartime. More recently, however, the Navy has also begun to stress the forward presence provided by expeditionary strike groups as the essential measure of capability. That stress appears to reflect, at least in part, the Navy's vision of using its future maritime prepositioning ships to provide more forcible-entry capability in conjunction with L-class ships, thus rendering the amount of forcible-entry capability on L-class ships alone less significant.

Amphibious Lift

The most common measure of the capability of the amphibious force is the amount of lift it provides, expressed in Marine expeditionary brigade equivalents. That measure focuses on how much force can be delivered on the ground in the event of a crisis or conflict. It does not reflect the day-to-day availability of the amphibious force in peacetime or its distribution around the globe.

Maritime prepositioning ships are not considered amphibious lift ships--even though together they carry enough equipment and supplies for three full MEBs--because they do not carry the troops associated with that equipment (except for a small security and maintenance staff) and cannot conduct amphibious assaults. Instead, they are considered sealift ships and are not included in the total expeditionary warfare capabilities of the Navy's battle force, which are measured only in terms of amphibious lift.

The Marine Corps argues today, and has throughout the 1990s, that its requirement for lift by amphibious warfare vessels is 3.0 MEBs. However, resources have not been made available to build enough amphibious warfare ships to reach that level. The Navy and Marine Corps officially say that their "fiscally constrained" goal for amphibious lift is 2.5 MEBs. (For more details, see Box 1-1.)
 

Box 1-1.
The Requirement for Amphibious Lift


Although the Department of the Navy's official requirement for amphibious lift has remained steady since the 1990s, at three Marine expeditionary brigades (MEBs), it changed frequently before then. The war plans of regional combatant commanders call for having the capability to mount amphibious assaults. In the view of Marine Corps leaders, such an assault should be conducted by a force the size of a Marine expeditionary force, or MEF (40,000 to 50,000 troops). Because more than one combatant commander has such a requirement, that capability should exist in both the Atlantic and Pacific Fleets. However, between 1945 and 1990, budgetary pressures forced a continuing reduction in the number of amphibious ships in the Navy; consequently, the requirement for amphibious lift declined as well.

The three-MEB requirement was established in 1990 in the last major study of amphibious-lift needs.(1) Three MEBs of amphibious lift along with three MEBs of prepositioning sealift would in theory create something close to a two-MEF capability.(2) (The marines on amphibious warfare ships would provide the assault echelons in an amphibious assault, and the marines flying in to meet up with equipment from prepositioning ships would provide the follow-on forces.) In the early 1990s, however, the Secretary of the Navy reduced the requirement to 2.5 MEBs, apparently for budgetary reasons, which is why that figure is often referred to as the "fiscally constrained" requirement.


1.  That study was Department of the Navy, Integrated Amphibious Operations and USMC Air Support Requirements (January 1990), commonly known as DoN Lift 2.
2.  Three MEBs together are a bit larger than one MEF in terms of the "fingerprints" of amphibious lift (space for troops, vehicles, cargo, helicopters, and landing craft). Conversely, a MEF contains elements that three MEBs do not, such as headquarters and command-and-control staff. For more details, as well as a brief history of the amphibious-lift requirement, see Matthew T. Robinson, Integrated Amphibious Operations Update Study (DoN Lift 2+): A Short History of the Amphibious Lift Requirement (Alexandria, Va.: Center for Naval Analyses, July 2002).

Amphibious lift capacity is determined by more than just the number of troops that ships can carry. Because those troops operate with trucks, armored vehicles, artillery, helicopters, fixed-wing aircraft, landing craft, and supplies, amphibious lift is measured in five categories, or "fingerprints":

  • Number of troops;

  • Vehicle storage area (expressed in thousands of square feet, or "vehicle square");

  • Cargo storage area (measured in thousands of cubic feet, or "cargo cube");

  • Number of places (or spots) on the decks and in the hangars of amphibious ships to park vertical takeoff and landing aircraft, expressed as CH-46 helicopter equivalents;(8) and

  • Number of spots inside the ships for LCACs.

Today, the amphibious warfare force has enough cargo cube, helicopter spots, and LCAC spots to meet the Marine Corps's 3.0 MEB requirement. However, it is substantially short with respect to vehicle square. The force can carry enough troops for 2.5 MEBs but only enough vehicles for 1.9 MEBs. Thus, the effective capability of the force is 1.9 MEBs of amphibious lift. That figure is down slightly from the capability in recent years because of the decommissioning of some older amphibious ships and delays in commissioning their replacements. (As noted above, maritime prepositioning ships provide another 3.0 MEBs of sealift, for a total lift capacity of 4.9 MEBs.)

Expeditionary Strike Groups

The other principal measure used to evaluate how many amphibious warfare ships are needed is the number of what used to be called amphibious ready groups but are now called expeditionary strike groups (see Figure 1-3). Both the 1997 and 2001 Quadrennial Defense Reviews discussed amphibious ships with respect to the number of ready groups--rather than the overall amount of lift--that they provided. In both reviews, the numerical requirement for amphibious ready groups remained at 12. In 2000, the Navy released a 30-year shipbuilding report that advocated increasing the number of amphibious ships to create 15 ready groups.(9) By contrast, the most recent long-term Navy report, which proposed a 375-ship fleet, did not envision increasing the number of amphibious ships from the current level.(10) However, legislation introduced in the Congress in 2003 would have included 15 amphibious ready groups in the 375-ship fleet.(11)

With its existing force, the Navy can keep about 2.7 ESGs forward deployed at any given time. The group that is based in Japan, which includes four amphibious ships, is considered to provide full-time forward presence by virtue of its being based overseas. The remaining amphibious ships are divided between the Navy's Atlantic and Pacific Fleets into a total of 11 ESGs. Because of the time needed for ship maintenance, crew training, and transit to deployment areas, those remaining amphibious ships are sufficient to keep one ESG forward deployed full time and another deployed for six to eight months of the year.

Recently, senior Navy officials have discussed reducing the number of ESGs to eight and making up the shortfall in forward presence by employing a form of crew rotation known as Sea Swap. The Navy has experimented with Sea Swap on several types of surface combatants: instead of having one crew deploy and return home with the same ship, the ship remains forward deployed while crews rotate in and out every six months. In between their deployments, the crews train on ships that remain in the United States.(12)

Sea Swap may be more difficult to apply to amphibious ships than to surface combatants, however, because of the logistical challenges of coordinating predeployment training between the Navy crews and the marines who serve on board an amphibious ship.(13) Nevertheless, the Chief of Naval Operations, Admiral Vern Clark, has ordered Navy analysts to study the issue, and some experimentation is likely to follow.(14)

If the Navy adapted Sea Swap to its amphibious ships and then reduced the number of expeditionary strike groups, it would be setting aside the importance of overall amphibious lift on L-class vessels--the traditional measure of amphibious capability. (Because amphibious lift is a wartime measure, it is determined by the overall number of L-class vessels in the fleet, not by whether the Navy employs a rotational crewing policy.) No decision has yet been made, so in this analysis, CBO did not assume that the Navy's ESGs would use crew rotation to increase forward presence. However, one of the measures discussed in Chapter 4 shows what effect Sea Swap would have on the forward presence provided by ESGs if the concept was applied to amphibious ships.
 

The Navy's and Marine Corps's Vision for Sea Basing

The impetus behind the Navy's desire to increase its battle force to 375 ships and to expand the capabilities of its expeditionary warfare fleet is its "transformation vision," called Sea Power 21.(15) That vision rests on three key concepts: Sea Strike, Sea Shield, and Sea Basing. Sea Strike represents the Navy's efforts to support joint campaigns by projecting offensive power from and through the world's littoral (coastal) areas. That power could take the form of strikes from carrier-based aircraft, from naval guns, or from missiles launched from surface combatants and submarines; information or electronic attack warfare (such as disrupting an enemy's communications); or landings or assaults by Marine Corps ground units.

Sea Shield is the defensive counterpart to Sea Strike. It encompasses the capabilities that defend or screen Navy ships at sea from attack, protect joint and allied forces operating on shore from air or missile attack, and protect the United States from both conventional and unconventional threats. As now conceived, Sea Shield would eventually include theater and perhaps national missile defense systems.

Sea Basing is considered by many defense officials to be the most transformational of the three concepts: it envisions that future landings of Marine units ashore will be conducted, supported, and sustained from ships at sea. Today, such an operation would be supported primarily from supply depots on land, located either at an existing base provided by a host nation or in a lodgment seized during the assault. Future sea-based operations would forgo putting "iron mountains" of supplies, fuel, and ammunition ashore and instead keep them at sea, rearming and replenishing Marine forces operating on shore only when needed. Although the entire fleet would play a role in the "sea base," the most important platforms would be the Navy's amphibious warfare ships and future maritime prepositioning vessels.(16)

Navy and Marine Corps planners hope that under this concept, Marine units in the follow-on echelon could conduct the major portion of the reception, staging, onward movement, and integration process on board ships at sea and thus become operational more quickly. Marine units would fly directly to the sea base, assemble into combat units, prepare their equipment for combat while on board the ships, and launch attacks directly at inland targets from the sea base, which would operate over the horizon, out of sight of land. No port and airfield would need to be taken to support the introduction of either the assault or follow-on assault echelons, at least during the initial "seize the initiative" phase of an attack on enemy territory or a defense of allied territory. (Further follow-on forces would still require an airfield and port.) Moreover, forces ashore could withdraw back to their ships and reorganize to attack a new target, again operating solely from the amphibious warfare and maritime prepositioning ships of the sea base.

Potential Advantages of Sea Basing

The Marines refer to that new style of naval expeditionary warfare as "operational maneuver from the sea" (OMFTS) and "ship-to-objective maneuver" (STOM). Those two key concepts implement the Marine Corps's vision of fast and flexible forces. The Marines argue that OMFTS and STOM will afford a landing force significant advantages at the operational and tactical levels of war, such as:

  • Faster deployment and operations;

  • More maneuver space and thus greater unpredictability about where U.S. forces might be;

  • More uncertainty on the part of the enemy and therefore more disruption to its strategy and operations; and

  • Faster destruction of enemy forces, either because they disperse to cover the wide area where U.S. forces could land (and thereby allow themselves to be defeated piecemeal by arriving ground forces) or because they try to concentrate against U.S. forces (and thus become vulnerable to U.S. air and missile strikes).

The Marine Corps believes that none of those advantages are possible without sea basing. The increased speed of operations, the greater maneuver space, and the confusion of the enemy are facilitated by keeping the logistics support for Marine ground forces at sea. No time is wasted in seizing a lodgment and setting up a supply depot. Ground operations against tactical, operational, or strategic objectives can proceed almost immediately once the sea base has assembled.

In addition to the operational and tactical advantages associated with conducting OMFTS and STOM from ships, sea basing has two other significant benefits. First, it eliminates the need to ask a host nation for permission to use a base, thereby giving U.S. combatant commanders greater freedom of action and allowing more-independent operations that do not depend on the politics of other countries. Proponents of sea basing argue that such independence will be critical in the future because the United States will be less and less likely to gain access to overseas bases if it must conduct a military operation.(17) Those proponents cite several recent examples: Turkey's denial of access to the Army's 4th Mechanized Infantry Division for a northern front against Iraq, and Saudi Arabia's refusal to let U.S. forces use facilities in that country during Operation Enduring Freedom in Afghanistan.(18) If that trend continues, they argue, sea basing will allow the United States to bypass such requests for permission by having everything it needs in terms of support at the sea base, which (unlike a land base in a foreign country) is "sovereign U.S. territory." The Marine Corps Commandant, General Michael Hagee, has described a sea base that would have permitted the military to launch the war against Iraq without using Kuwait: "We come into the [Persian] Gulf, we do the arrival and assembly, we do the reception, staging, onward movement and integration at sea."(19)

Second, proponents argue that a sea base is less vulnerable than a land base to attack from cruise and ballistic missiles. Because ships at sea are constantly on the move, detecting, tracking, and targeting them is inherently more difficult than targeting a fixed land base. As cruise and ballistic missiles proliferate among potential U.S. adversaries, that advantage of sea basing becomes increasingly apparent, supporters say.

Potential Drawbacks of Sea Basing

Four counterarguments exist to the points in favor of sea basing that proponents cite. First, although supporting relatively small military operations from a sea base may prove feasible in time, military operations such as the division-sized or larger attack on Iraq from Turkey planned for Operation Iraqi Freedom may be too big to be launched and sustained from a sea base. The Defense Science Board, which endorses the sea-basing concept, stated in a 2003 report: "Forcible entry from modern seabases . . . represents a substantially greater challenge than the amphibious operations of World War II and Korea."(20)

Second, although today land bases appear more vulnerable than sea bases to ballistic and cruise missiles, that may not always be the case. New short-range ballistic missiles with maneuvering reentry vehicles and radar and infrared seekers could be accurate enough to attack ships at sea.(21) Arguably, sea bases might be at greater risk than land bases from ballistic and cruise missiles because they are more concentrated, meaning that a missile strike could disable or destroy a vastly greater proportion of material and capability for a military operation than would be the case with a land base. (During the Falklands War, for example, the sinking of the Atlantic Conveyor, which carried 14 helicopters and all of the tentage for Britain's landing force, "was a crippling blow to British strategic plans for the campaign.")(22)

As described in the next chapter, current designs for the new ships necessary to support the sea-basing concept would make those vessels some of the largest and most detectable ships in a theater of operations as well as the least survivable if hit by enemy fire. The Government Accountability Office (formerly the General Accounting Office) has also reported that the Navy may be underestimating the threat posed by cruise missiles and may be overly optimistic about its ability to defend against that threat.(23) In addition, if an enemy is sophisticated enough to have cruise and ballistic missiles in sufficient quantities to threaten a land base, it is also likely to have the weapons and ability to severely disrupt the continuous airlift of supplies from a sea base to troops on land.

Third, opponents of sea basing might question the likelihood that the U.S. military would attempt an amphibious assault in the future when it has not done so since the Korean War. Although maintaining current amphibious capabilities--which can be used for various purposes other than opposed amphibious assaults--may be advantageous, it is less clear that all of the Navy's amphibious forces should be prepared to fight from a sea base.

Finally, sea basing might prove to be too expensive for what in the end could be a modest capability. The total amount of resources needed to carry out the sea-basing concept is highly uncertain. Because that concept has not been fully fleshed out, CBO has not attempted to estimate the total cost of building a sea-based amphibious force. However, implementing that concept would involve developing a variety of new technologies, ships, and aircraft, some of which would require technological advances whose feasibility is not yet clear (see Box 1-2). The Defense Science Board has stated that fully realizing the sea-basing vision could potentially cost tens of billions of dollars.(24)
 

Box 1-2.
Sea and Air Connectors for the Sea Base


One of the most important examples of the new technologies and equipment necessary to make sea basing a reality involves what are called the sea and air connectors. To put troops ashore and sustain them requires having the means to get troops from the continental United States to a theater of operations quickly. The Navy and Marine Corps are still studying the best way to do that. One option would be to purchase fast sealift ships capable of ferrying troops from the United States directly to the sea base at high speeds. Such a ship does not exist in the Navy's inventory or even on the drawing boards; at the moment, it is just a "concept ship." Another alternative for getting troops to the sea base would be to fly them to an advanced base some 200 to 2,000 nautical miles away from the theater of operations and then ferry them to the sea base using shorter-range high-speed vessels. Ships of that type do exist, and the Navy, Marine Corps, and Army have been experimenting with commercial off-the-shelf variants. Using such ships as sea connectors would require scaling up their designs to make them bigger and then funding their construction, but the Navy does not believe those to be insurmountable obstacles. The distance from the advanced base to the theater will in part drive the requirements for those high-speed ferries.

The Navy and Marine Corps may need other types of vessels to help deploy troops and equipment. A larger air-cushion landing craft than now exists in the inventory may be necessary to get everything ashore within the timelines that the Marine Corps desires. To speed up the assault, the Navy and Marine Corps are looking at buying a small number of flow-on/flow-off (flo/flo) ships to bring four or five landing craft at a time near the shore. (Existing flo/flo ships, such as the one chartered to bring the U.S.S. Cole back to the United States after it was attacked by terrorists in Yemen, are very large. The flo/flo ships that the Navy and Marine Corps have in mind would be much smaller.) Such ships would not be difficult to design and build, but they would require additional funding.

The Marine Corps has stated that it will need to replace its large CH-53 helicopters to provide the heavy lift necessary to support troops operating from a sea base. Joint requirements may envision developing and procuring an even larger heavy-lift aircraft than the CH-53's replacement, such as a quad-tilt rotor, capable of carrying 20 tons at a time as far as 110 nautical miles.(1) Such an aircraft is only in the early design stages and could prove costly if bought in significant numbers.

The Navy and Marine Corps are still refining their sea-basing concepts. Ideally, one outcome of a clearer vision of sea basing would be a tally of what kinds of sea and air connectors would be required to make the concept work, how many would be necessary, and how much they would cost. So far, those issues have not yet been resolved.


1.  The Marine Corps Commandant, Michael Hagee, has endorsed the need for such an aircraft. See Jason Sherman, "U.S. Seeks Ship-Based Airlifter," Defense News, April 26, 2004, p. 16.

The Possible Scope of Sea Basing

Some supporters of the overall concept of sea basing argue for more-modest capabilities. They state that rather than try to conduct multiple battalion- or brigade-sized operations from a sea base, the military could use such a base for seizing a lodgment that would serve as a base for more forces brought ashore to conduct larger operations. One or two battalions could be deployed by air behind an enemy's shore defenses and then move toward the sea in conjunction with supporting operations from U.S. forces at sea. That approach differs from a more traditional amphibious operation in which marines assault a beach directly and try to seize a lodgment head-on. The more modest approach to sea basing would simply enhance the traditional amphibious assault capability in which the Marine Corps specializes. It would not try to fundamentally change the way Marine forces operate and fight.

As described by many senior Navy leaders, the sea base would comprise the entire fleet. For example, Admiral Clark has written that "sea bases will consist of numerous platforms, including nuclear-powered aircraft carriers, multi-mission destroyers, submarines with Special Forces, and maritime pre-positioned ships."(25) That would be true inasmuch as carriers, destroyers, and submarines would continue to perform many of the missions that they do today, such as projecting power ashore from the sea through the use of carrier-based aircraft, Tomahawk missiles, naval gunfire, and the insertion of special-operations forces. But, as discussed above, the transformational character of sea basing lies in how it would change the way the Marine Corps assembles and projects forces from the sea and the way the Navy supports and sustains those forces. The most important ships involved in those changes would be existing and future amphibious warfare ships and especially the proposed Maritime Prepositioning Force (Future) ships.(26)

At the moment, proponents of the more expansive view of sea basing hold sway, primarily because of the strong advocacy of that concept by senior Marine Corps and Navy leaders. The strength of that advocacy is reflected in the Navy's future plans for its amphibious warfare and maritime prepositioning forces.


1.  See Department of the Navy, A Report to Congress on Annual Long-Range Plan for the Construction of Naval Vessels (May 2003). That report, which was mandated by the 2003 defense authorization act, advocated building a 375-ship Navy. The authorization act ordered the Secretary of Defense to prepare and submit a long-term shipbuilding report to the Congress, and that report was presumably sent with the concurrence of the Office of the Secretary of Defense. However, in Congressional hearings in the spring of 2003, Secretary of Defense Donald Rumsfeld pointedly refused to endorse the requirement for 375 ships.
2.  The previous studies are Congressional Budget Office, Transforming the Navy's Surface Combatant Force (March 2003), and Increasing the Mission Capability of the Attack Submarine Force (March 2002).
3.  See Congressional Budget Office, Transforming the Navy's Surface Combatant Force, Table 1.
4.  Gidget Fuentes, "Expeditionary Strike Groups: Combining Power, Speed, and Lethality," Armed Forces Journal (October 2003), p. 20.
5.  Ronald O'Rourke, Navy-Marine Corps Amphibious and Maritime Prepositioning Ship Programs: Background and Oversight Issues for Congress, CRS Report for Congress RL32513 (Congressional Research Service, August 5, 2004).
6.  However, two maritime prepositioning squadrons were used early in Operation Iraqi Freedom and could require another year or two before they are fully reconstituted and available for further operations.
7.  Undoubtedly, the other services would contribute to such an operation as well. The Air Force in particular would provide additional ground-attack capability with its long-range bombers and shorter-range fighter-bombers if those aircraft had a base within the theater from which to operate.
8.  The number of aircraft that a ship can carry (helicopter spots) differs from the number of aircraft that can operate from that ship (operating spots).
9.  Department of the Navy, Report on Naval Vessel Force Structure Requirements (June 2000).
10.  Department of the Navy, A Report to Congress on Annual Long-Range Plan for the Construction of Naval Vessels.
11.  The National Naval Force Structure Policy Act (H.R. 375 and S. 902) asserted that it is "the policy of the United States to rebuild as soon as possible the size of the fleet of the United States Navy to no fewer than 375 vessels in active service, to include 15 carrier battle groups and 15 amphibious ready groups." That legislation was introduced in the House on January 27, 2003, and in the Senate on April 11, 2003, and was referred to the House and Senate Armed Services Committees, which had not passed it when this study was written.
12.  For more information, see Congressional Budget Office, Transforming the Navy's Surface Combatant Force; and Ronald O'Rourke, Navy Ship Deployments: New Approaches--Background Issues for Congress, Report for Congress RL21338 (Congressional Research Service, August 3, 2004).
13.  Christopher Munsey, "Sea Swapping Marines is `Daunting,'" Navy Times, September 20, 2004.
14.  Malina Brown, "Expeditionary Strike Groups to Join Naval Sea Swap Experiment," Inside the Navy, March 22, 2004; David Brown, "ESGs Could Expand Sea Swap Concept," Navy Times, March 29, 2004; Ron Laurenzo, "Sea Swap Could Become the Norm," Defense Today, April 1, 2004; Lorenzo Cortes, "Navy Surface Chief Would Eventually Like to Swap an Entire ESG," Defense Daily, April 1, 2004; Malina Brown, "LaFleur: Navy Working on Applying Sea Swap to an Entire ESG," Inside the Navy, April 5, 2004; Andrew Koch, "U.S. Considers Overhaul of Amphibious Forces," Jane's Defence Weekly, May 5, 2004; and Jason Ma, "LaFleur: Sea Swap Could Keep Amphibious Ship at Sea for 12 Months," Inside the Navy, July 19, 2004.
15.  Admiral Vern Clark, "Sea Power 21: Projecting Decisive Joint Capabilities," Proceedings, U.S. Naval Institute (October 2002), pp. 32-41, available at www.chinfo.navy.mil/navpalib/cno/proceedings.html.
16.  Officially, the Department of Defense regards sea basing as a joint capability. The Army has an interest in developing a sea-basing capability, and Air Force bombers and other assets would have to be involved to make a forcible-entry operation work. This discussion, however, focuses on the Navy and Marine Corps because their conceptual and programmatic efforts to develop a sea-basing capability are much farther along than those of the other services.
17.  Richard Mullen, "Seabasing Yields Big Military Advantages: Officers," Defense Today, April 8, 2004, p. 4; Christian Lowe, "Attack Platform: Sea Basing Could Render Reluctant Allies Irrelevant," Armed Forces Journal (April 2004), pp. 36-38; and Nathan Hodge, "Iraq War Seen as Test of Sea Basing," Defense Week, April 21, 2003, p. 6.
18.  Many supporters of sea basing have argued that if the United States had had such a capability, it would not have needed to offer Turkey a substantial aid package in exchange for allowing the U.S. military to launch a division-sized attack on Iraq from the north. However, the sea-basing capability being discussed today would not be large enough to launch a division-sized attack. Moreover, northern Iraq (the part that borders Turkey) is more than 450 nautical miles from the sea, which would be too far for sea basing.
19.  John T. Bennet, "Marine Corps Commandant, DSB Describe Visions of Sea Basing Concept," Inside the Pentagon, October 30, 2003, p. 16. See also the interview with Rear Admiral John M. Kelly, "Kelly: Sea Basing Presents Infinite Number of Problems for the Enemy," Sea Power (June 2004), p. 22.
20.  Department of Defense, Office of the Under Secretary of Defense for Acquisition, Technology, and Logistics, Defense Science Board Task Force on Sea Basing (August 2003), p. iv, available at www.acq.osd.mil/dsb/reports/seabasing.pdf.
21.  Office of Naval Intelligence, Worldwide Maritime Challenges (2004), p. 22. That may be especially true of China's growing arsenal of ballistic missiles.
22.  Max Hastings and Simon Jenkins, The Battle for the Falklands (New York: W.W. Norton, 1983), p. 229.
23.  General Accounting Office, Defense Acquisitions: Comprehensive Strategy Needed to Improve Ship Cruise Missile Defense, NSIAD-00-149 (July 11, 2000).
24.  Department of Defense, Defense Science Board Task Force on Sea Basing, p. 85.
25.  Clark, "Sea Power 21," p. 37.
26.  Colonel Art Corbett and Colonel Vince Goulding (ret.), "Sea Basing: What's New?" Proceedings, U.S. Naval Institute (November 2003), pp. 34-39.



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