Chapter 1
Introduction
...you will take every step in your power to preserve tranquility and order in the city and give security to individuals of every class and description-restraining as far as possible, till the restoration of civil government, every species of persecution, insult, or abuse, either from the soldiery to the inhabitants or among each other. | |
General George Washington, |
GENERAL |
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1-1. The unique skills of the CA soldier are required across the range of full-spectrum operations incorporating all elements of national power. As the primary coordinator of CMO, he must be able to perform effectively in the four types of military action-offensive, defensive, stability, and support operations-in Service, joint, interagency, and multinational environments. His focus, whether contemplating the factors and conditions inherent to the commander's battlespace or physically engaged in battlespace operations, is on the civil component of the operational environment. |
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1-2. CA soldiers enter the CA branch (38), functional area (39C), operations career field (39), or obtain the CA skill qualification identifier (D) with a variety of backgrounds, experience, and expertise. Military operational and planning expertise, enhanced by CA training and coupled with the skills and capabilities obtained in the civil sector, make CA soldiers unique in the Army. Individually and collectively, as members of general staffs, planning teams, specialty teams, functional specialty teams, civic action teams, or CA teams, they apply their knowledge and talents in various ways to meet the needs of the supported commander. CA soldiers gain area expertise by maintaining regional focus, cultural awareness, and when possible, language skills. This area expertise helps the commander to assess the impact of civil considerations on military planning and operations. 1-3. During the planning process, CA soldiers provide the commander with a perspective of the nonmilitary factors-civil areas, structures, capabilities, organizations, people, and events (CASCOPE)-that shape the operational environment. In both war and military operations other than war (MOOTW), CA/CMO planners contribute to the common operational picture (COP) by helping the commander and staff to visualize the entire situation. They do this by analyzing the civilian component of mission, enemy, terrain and weather, troops and support available-time available and civil considerations (METT-TC), as described in FM 3-0, Operations. This analysis includes-
1-4. CA soldiers advise the commander on the operational capabilities of CA planning, tactical, and specialty teams. CA soldiers articulate the value of CA teams and CMO in enhancing the effectiveness of military operations. They also advise the commander on the risks associated with not engaging the civil component of the operational environment through CMO. 1-5. CA soldiers help shape the environment for successful achievement of the desired end state of an operation. According to FM 3-0, missions in any environment require Army forces prepared to conduct any combination of these operations:
1-6. At the strategic and operational levels of operation, especially during the implementation of geographic combatant command theater engagement plans, the application of some CA activities can mitigate the need to apply other military operations in a crisis response. When a crisis is unavoidable, groundwork laid by those CA activities can also facilitate rapid decisive operations. 1-7. CMO are inherent to all military operations. Some of the common roles performed by CA soldiers include-
1-8. CA soldiers also perform specialized roles. These roles include-
1-9. During posthostilities operations, which include operations in areas where conflict has subsided while combat operations continue elsewhere, CA soldiers establish and maintain a CMOC, assess current conditions, and determine the requirements for meeting emergency needs. They draw upon civilian-attained skills to assist U.S. and foreign conventional forces, special operations forces (SOF), government agencies, and civil authorities in returning affected areas to normalcy. In doing so, CA soldiers enhance force protection and help set conditions for the transition of day-to-day functions to host nation (HN) or third-nation authorities so that U.S. forces may transition and redeploy. 1-10. FM 41-10 addresses what CA soldiers are expected to do. This FM addresses how CA soldiers might accomplish the inherent tasks of CA activities across the range of full-spectrum operations. |
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HISTORY |
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However well the functions and responsibilities of the military government of an occupied territory may be enumerated, there must inevitably remain a vast number of problems without precedent, tasks without pattern, administrative pioneering without blazed trails. Many historical principles repeat themselves, but many incidents occur but once. In consequence, the CA "soldier" frequently must thread a way where guideposts are lacking, where common sense and native ingenuity, appreciation of a special environment, adaptability to unwonted concepts of life, all are paramount. This does not mean that intricate maneuvers are required to solve unexpected problems. On the contrary, the simplest and most direct actions often dispose of situations fraught with grave dangers. | |
Civil Affairs Studies: Illustrative Cases from Military Occupations |
1-11. Modern CA forces and activities have their roots in the military governments of World War II. The legacy of these roots is retained in the 16 CA functional specialties found in the specialty teams of the various CA units (Figure 1-1). |
Figure 1-1. The 16 CA Functional Specialties
1-12. The unit commander's responsibility for CMO, however, is historically entrenched in the earliest days of the U.S. Army. The quote by General George Washington used at the beginning of this chapter illustrates some of the CA activities outlined in FM 41-10 that support the commander's mission. These activities include operations that-
1-13. Although CA forces have changed orientation and configuration over the years, the CA activities have not. These activities are inherent across offensive, defensive, stability, and support operations. History provides us with many examples of the various roles played by CA soldiers in past military operations. The following examples of late 20th century operations illustrate some of the activities listed in the previous paragraph. These examples serve to illustrate some of the challenges CA soldiers encountered in the past, as well as the types of roles CA soldiers can expect to play in operations of the 21st century. |
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Operation URGENT FURY-Grenada, 1983
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Operation RESTORE HOPE-Somalia, 1992
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Operation SUPPORT HOPE-Rwanda and Zaire, 1994
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JTF Operation PROVIDE REFUGE-United States, 1999
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Operation STABILIZE-East Timor, 1999-2001
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Operation ANACONDA-Afghanistan, 2002
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It is the responsibility of combatant commanders to plan and conduct CMO. CMO contribute to shaping the battlespace and supporting the geographic combatant commander's theater engagement plan. | |
JP 3-57, Joint Doctrine for Civil-Military Operations, |
1-15. All units experience a condition or period during which full knowledge and understanding of the total situation in an AO is sketchy. This "fog of military operations" occurs during war as well as MOOTW. It also occurs across the strategic, operational, and tactical levels of operations simultaneously. Initially amorphous, the situation starts to take shape and gradually becomes clearer as operations progress. 1-16. The fog of military operations contains both military and civil components that are scattered and intertwined within the AO. Dissipating the fog requires the military and civilian participants of an operation to understand their respective roles at each of the levels of operation (strategic, operational, and tactical) to maximize available resources and create a synergistic effect. For example, attack of the fog requires deliberate, on-the-ground assessments of both the military and civil situations; integration of multiple (military and civilian) information sources to identify the various threats to the mission or military force; and simultaneous engagement of both the military and civil centers of gravity. 1-17. Military forces generally focus their efforts against the military threats and centers of gravity. Civilian (interagency, multinational, HN) participants of an operation generally focus their efforts against the nonmilitary threats and civilian centers of gravity. As operations progress, the priority of effort shifts, based on METT-TC and CASCOPE, between military (mil-mil), CMO (mil-civ), and civilian (civ-civ) operations until, ultimately, the military and CMO efforts are secondary to, and support, the efforts of indigenous populations and institutions. 1-18. At the strategic, operational, and tactical levels of operation, CA soldiers bridge the gap between the military and civil components during war and MOOTW. Whether functioning as members of an interagency work group, as part of a large military force, or as isolated individuals or teams, they assess and monitor the civil component, engage civil objectives in support of the military operation, and facilitate eventual transition of operations to indigenous civilian solutions. Figures 1-2 through 1-6, depict this concept in a typical operational environment. With modification, these figures can be used to portray general operations during war or MOOTW. Appendix A provides further information on symbology used in graphics. |
Figure 1-2. Environment Prior to the Introduction of U.S.-Led Military Forces
Figure 1-3. Initial Phases of U.S. Military Operations-Main Effort Is Mil-Mil
Figure 1-4. Subsequent Phases of U.S. Military Operations-Main Effort Is Mil-Civ
Figure 1-5. Subsequent Military Operations-Main Effort Is Mil-Civ and Civ-Civ
Figure 1-6. Subsequent Military Operations-Main Effort Is Civ-Civ
CA METHODOLOGY |
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The problem of achieving maximum civilian support and minimum civilian interference with U.S. military operations will require the coordination of intelligence efforts, security measures, operational efficiency, and the intentional cultivation of goodwill. Failure to use CA assets in the analysis of political, economic, and social bases of instability may result in inadequate responses to the root causes of the instability and result in the initiation or continuation of conflict. | |
JP 3-57, Joint Doctrine for Civil-Military Operations, |
1-19. Commanders seek to achieve national goals and objectives at the strategic, operational, and tactical levels of operation. The focus of all CA operations is to help commanders to engage the civil component of their operational environment. CA activities and tasks in this effort include assessing, monitoring, protecting, reinforcing, establishing, and transitioning political, economic, social, and cultural institutions. CA soldiers conduct these activities and tasks both actively, through direct contact, and passively, through observation, research, and analysis. 1-20. The CA methodology describes how CA soldiers, elements, and units approach all CA operations and CMO. It consists of six steps:
The first five steps together are known as AD3E. 1-21. The CA methodology is applied equally by CA soldiers at the strategic, operational, and tactical levels of operation. At each level, it supports the commander's ability to visualize, describe, and direct operations in his exercise of battle command while engaging all elements of national power. It also helps present the COP and orchestrate a common operational response (COR) to produce common operational effects (COEs), as shown in Figure 1-7. |
Figure 1-7. Depiction of the COP, COR, and COE
1-22. A brief explanation of the six steps of the CA methodology follows. Each step will be covered in detail in succeeding chapters of this manual.
1-23. Elements of the common problem-solving and decision-making processes used at various levels of command are embedded within the steps of the CA methodology. The CA methodology takes these processes one step further by focusing on transition-the step that secures the victory. Table 1-1 demonstrates how the CA methodology and these processes are related. |
Table 1-1. Comparison of the CA Methodology and the Various Problem-Solving and Decision-Making Processes
1-24. The CA methodology is not necessarily linear. It can be depicted as a spiral in which new missions are spawned during the evaluation phase, starting the process over again. Several spirals may also occur simultaneously and, at times, overlap as operations become more complex (Figure 1-8). |
Figure 1-8. Two Ways to Depict the Spiraling Effect of the CA Methodology
CA AND INFORMATION OPERATIONS |
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1-25. Information operations (IO) are actions taken to affect adversary, and influence others', decision-making processes, information and information systems while protecting one's own information and information systems (FM 3-0). IO are primarily shaping operations that create and preserve opportunities for decisive operations. Offensive and defensive IO affect the enemy's ability to execute military actions. In conjunction with the related activities of public affairs and CMO, IO also affect the perceptions and attitudes of indigenous populations and institutions, their leaders, and international nonmilitary participants in an operation. 1-26. Like CMO, IO is the responsibility of the commander. Many military organizations will have an IO cell within their planning staffs. This IO cell conducts thorough and detailed IO IPB, determines mission-specific IO themes, and coordinates and integrates the various IO elements listed in Chapter 11 of FM 3-0. Although the IO planning cell may be the mission-planning authority for a specific mission, the S-3, G-3, or J-3 remains the sole tasking authority. 1-27. The CA methodology is the CA contribution to IO. For example-
1-28. The relationship between CA/CMO planners and the IO cell is strictly a coordinating relationship. At a minimum, CA activities and CMO must be synchronized so as not to violate CA plans, programs, policies, or IO themes established for the mission. Tools, systems, and operations that effectively support the synchronization of CA and IO include-
1-29. These and other examples of the coordination routinely conducted between CA and IO specialists are addressed below and throughout this manual. |
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CA and IO in Kosovo The joint operations center (JOC) within NATO's Kosovo Force (KFOR) at KFOR Main, in the city of Pristina, had an IO cell consisting of U.S. Air Force officers, a U.S. Army PSYOP plans section, and a Norwegian Army public affairs office (PAO) team. Additionally, the KFOR J-9 assigned an operations (OPS) cell consisting of U.S. CA officers to the JOC. At times, the J-9 OPS cell sought the assistance of the IO cell to disseminate information in support of CMO using PAO and PSYOP resources. For example, during the winter of 1999-2000, CA specialists, working with the UNHCR, would coordinate for shipments of coal to fuel a power plant that supplied power to Serb, Albanian, and Roma communities. The power plant systems were commonly known as Kosovo A and Kosovo B. Each complex had multiple generating plants, where Kosovo A was a 1950s-era system consisting of about a half dozen factory-style smokestacks, and Kosovo B was a newer system built in the late 1970s. Oddly, the older system was the more reliable of the two systems. It started to become increasingly clear to both the Democratic League of Kosovo and the former Ushtria Clirimtare E Kosoves (UCK, also known as the Kosovo Liberation Army or KLA), now known as the Kosovo Protection Force (KPF), that UN Security Council Resolution 1244 strictly defined the KFOR mission. As such, Multinational Brigade (MNB) East U.S. forces, specifically those of the 1st Infantry Division, would conduct missions, such as patrolling in the ground safety zone to interdict Liberation Army of Presheva, Medvegja, and Bujanoc weapons smuggled into Serbia's Presevo Valley. Albanians then began to interdict most lines of communication and main supply routes that included buses from Nis, Serbia, and trains carrying passengers as well as commodities. This interdiction consisted not only of rocket attacks but also crimes of opportunity as criminals seized coal as it came up from the MNB South and MNB West AO. To facilitate the establishment of a safe and secure environment and to restore Kosovo to normalcy, the J-3, along with the J-5, consisting of one U.S. CA officer in the J-5 Plans, a Norwegian Army officer, and a Turkish Army officer, plus the J-9, consisting primarily of U.S. Army CA officers, requested support through the JOC Director. Specifically, the J-3 wanted a COA that addressed the disruption of the shipment of coal and the increasing tide of violence toward various means of transportation. The J-9 JOC OPS cell, in conjunction with the IO resources of PAO channels and PSYOP media through PSYOP Plans JOC element, disseminated the message that busing would cease for an undetermined time period until the violence stopped. Additionally, PSYOP disseminated messages that cooperation with the legitimate government was imperative for a return to normalcy. Through this dissemination of information and closely coordinated actions of the J-9 OPS cell with IO and various MNB HQ and United Nations Mission in Kosovo Police (UNMIK-P) stations, the local populace began to cooperate with UNMIK-P. UNMIK-P were then able to identify the coal thieves so that the amount of available coal to Kosovo A and Kosovo B increased. In turn, rolling blackouts of electricity minimized and heat to key facilities, such as hospitals, also increased. The increase of heat and minimization of rolling blackouts further restored the local population's confidence in the legitimate government, thus facilitating the restoration of a safe and secure environment. The J-9 OPS cell maintained this relationship with IO and PSYOP throughout the mission, and would often engage support of IO and PSYOP to stress approved campaign themes that in turn nurtured the CA relationship and rapport with the local community. |
PREPARING FOR DEPLOYMENT |
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1-30. CA soldiers must be ready for deployment at all times. They must be prepared to accomplish their assigned missions on short notice. They will not have lengthy "train up" periods before deployments and, therefore, are personally responsible for their individual preparedness. In that regard, CA soldiers stay ready for employment by-
1-31. A CA soldier's civilian background may have a bearing on his military position. In some cases, the scope of the position may be focused on areas not normally encountered by the soldier in his daily capacity. To be well-rounded and proficient in all aspects of their military duties, CA soldiers should seek additional training or experience, such as-
1-32. Appendix B provides a list of affiliations and professional organizations associated with each of the 16 functional specialties that offer the opportunities listed above. |
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