IMPLICATIONS FOR EUROPEAN AND U.S. SECURITY
Stephen J. Blank
July 1, 1994
The views expressed in this report are those of the author and do not necessarily reflect the official policy or position of the Department of the Army, the Department of Defense, or the U.S. Government.
Limiting nuclear proliferation is a vital goal of U.S. security policy.
With this in mind, the Strategic Studies Institute cosponsored a conference
at the University of Pittsburgh on March 16-17, 1994 to deal with the issues
involved in achieving this objective. An additional U.S. objective is the
stabilization of relationships among the members of the Commonwealth of
Independent States. These two issues come together in Ukraine which, upon
achieving independence, found itself in possession of nuclear missiles
that were positioned in the former Soviet Union and on Ukraine's territory.
Ukraine was reluctant to relinquish control of them for security reasons.
This monograph, presented at the conference, seeks to explain why Ukraine
originally sought to retain the weapons and then, in 1994, agreed to dismantle
them in return for compensation and the very limited security guarantees
that exist under the 1968 Non-Proliferation Treaty. The author also examines
the nature of Russia's threat to Ukraine and the implications of the new
agreement for U.S. policy vis-a-vis Ukraine and Russia.
The Strategic Studies Institute is pleased to offer this study on nonproliferation
and the security of Ukraine and hopes that it will contribute to the ongoing
discussion of these issues of international importance.
JOHN W. MOUNTCASTLE Colonel, U.S. Army Director, Strategic Studies Institute
When the Soviet Union collapsed the new Ukrainian state inherited the
nuclear weapons that had been deployed on its territory. Through 1993 there
was growing support in Ukraine for the establishment of a quid pro quo.
Many Ukrainians felt that, in return for denuclearization, Ukraine should
receive security and economic guarantees from both Washington and Moscow.
Until then it would hold back on dismantling and transferring the weapons
to Russia, signing the START treaties, and ratifying the 1968 Non-Proliferation
Treaty. But in January 1994, after considerable coaxing and pressure, Ukraine
agreed with Russia and the United States to proceed along those lines.
This monograph examines the reasoning behind that decision and the implications
of it for Ukraine's security and for its relationship with the United States.
Ukraine's primary reasons for retaining the weapons were to deter Russia
and to obtain U.S. guarantees and attention. However, because it never
even began successful economic reform, Ukraine's economic condition has
sharply deteriorated--to the degree that it now finds itself menaced by
both economic collapse and ethnic separatism by its Russian population,
mainly in Crimea. Despite its best efforts, Ukraine did not secure binding
American guarantees of security. Meanwhile, compensation for its expenses
is contingent upon ratification of the Non-Proliferation Treaty which has
yet to be consummated.
Ukraine's politics remain deadlocked as does its security profile and
it increasingly seems that Kiev believes America will ease its demands
for substantial economic reform in order to protect it against the Russian
threat. That threat is a real one deriving its power from the omnipresent
Russian denial that Ukraine is or should be a sovereign state. Russia has
employed nuclear blackmail, economic warfare, political and diplomatic
campaigns, and incidents in the Black Sea to isolate Ukraine, diminish
its sovereignty, and induce, if not coerce, it back into a military-political
union with Russia in the Commonwealth of Independent States (CIS). Therefore,
Moscow regarded the prospect of Ukrainian nuclearization with unfeigned
alarm. And precisely for that reason Ukraine's weapons, like Russia's,
were used essentially as instruments of political bargaining and deterrence.
However, with the conclusion of the tripartite accord in January 1994,
the United States has committed itself to involvement in all aspects of
the Russo-Ukrainian relationship that are crucial to the security of the
CIS and Europe. Perhaps without realizing it, the United States has become
a permanent factor in the regional security equation. The United States
is seen by Kiev, whatever U.S. policy is in actuality, as being able to
guarantee Ukraine against Moscow's pressures. At the same time, Ukraine's
obdurate failure to reform its economy and its deepening political gridlock
at home mean that the greatest and most immediate threats to it are ones
that the United States can do little about. While it was appropriate for
the U.S. Government to engage itself seriously with Ukraine, the task of
ensuring Ukraine's security is so immense and growing so much more difficult
due to Kiev's own misrule, that it may not be possible for the United States
to avoid entanglement in what could easily be another Yugoslav type situation,
albeit in countries with nuclear systems on their soil.
To view the complete study in an Adobe Acrobat format, click
United States Army War College
Carlisle Barracks
This page last updated on 18 Jun 99.
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