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Weapons of Mass Destruction (WMD)

FY1992 BUDGET REQUEST - SECURITY AFFAIRS, 03/21/1991, Testimony

Basis Date:
19910925
Chairperson:
J. Spratt
Committee:
House Armed Services
Docfile Number:
T91AJ165
Hearing Date:
19910321
DOE Lead Office:
SA SUB
Committee:
DOE Defense Nuclear Facilities Panel
Hearing Subject:
FY1992 BUDGET REQUEST - SECURITY AFFAIRS
Witness Name:
W. Barker
Hearing Text:

  
                  STATEMENT OF WILLIAM L. BARKER
      ACTING DEPUTY ASSISTANT SECRETARY FOR SECURITY AFFAIRS
                     U.S. DEPARTMENT OF ENERGY
                            BEFORE THE
                  HOUSE ARMED SERVICES COMMITTEE
               DOE DEFENSE NUCLEAR FACILITIES PANEL
                  FY 1992 AUTHORIZATION HEARINGS
                                  INTRODUCTION
 Mr. Chairman and members of the panel, I am William Barker, Acting
 Deputy Assistant Secretary for Security Affairs (DASSA). I am
 pleased to address the Department of Energy's (DOE) Security
 Affairs programs of Nuclear Safeguards and Security (including
 Classification and Technology Policy), and Security Investigations,
 and the FY 1992 budget request required to carry out these
 programs.
 Mr. Chairman, since I first appeared before this panel last year,
 I am pleased to report that we have made significant progress in
 many programmatic areas. However, as noted in Secretary Watkins'
 recent Task Force report on the status of safeguards and security,
 much remains to be done. As in the past, I will be pleased to meet
 with you or panel members at any time to discuss matters of
 interest.
                SAFEGUARDS AND SECURITY TASK FORCE
 As I reported last year, Secretary Watkins tasked Under Secretary
 John Tuck in April 1989 to conduct a comprehensive assessment of
 the status of security at DOE facilities. The Under Secretary
 outlined a four-step plan and formed a task force of uniquely
 qualified individuals to accomplish the review. The Task Force
 examined missions, responsibilities, and objectives of Departmental
 elements in support of security; evaluated previous studies,
 reviews, and inspections; conducted an intensive analysis of
 selected facilities and functions; and prepared a comprehensive
 report.
 The Secretary released the Task Force report on the status of
 Safeguards and Security on December 14, 1990, addressing Safeguards
 and Security Management, Planning, and Operations. Key elements of
 the Task Force report call for the realignment of the safeguards
 and security (S&S) and classification responsibilities from Defense
 Programs; the establishment of professional development and intern
 programs; the development of training and equipment standardization
 programs; the realignment of S&S budget responsibilities; and
 streamlining the security investigations and long-term planning
 programs. If I may, Mr. Chairman, I would like to take this
 opportunity to provide you with some details of this report.
  
                     GOALS
 The Secretary's Safeguards and Security Task Force was undertaken
 to provide a status on the safeguards and security program at the
 DOE and to provide recommended actions that would improve and
 strengthen the safeguards and security posture in the DOE.
 Concurrent with the release of the Task Force's Report, Secretary
 Watkins issued a letter on December 14, 1990, that directed several
 near- and long-term actions. The first action directed that the
 Office of Safeguards and Security be transferred from Defense
 Programs. This action is underway, as I stand before you today. It
 is currently planned that the Office of Safeguards and Security
 will report directly to the Office of the Under Secretary.
 A vigorous mid-to-long-range professional development program, as
 well as the establishment of an effective long-range intern program
 for safeguards and security personnel, is being initiated. These
 programs will be the cornerstone for development of future
 safeguards and security managers and will provide promotional
 prerequisites related to future job-related education and training
 requirements.
 Another effort, the standardization and certification of protective
 force training, is to be accomplished through the Department's
 Central Training Academy. The Central Training Academy is to report
 directly to the Office of Safeguards and Security. Also,
 standardization of equipment and physical security systems is long
 overdue and must be accomplished in a cost effective and efficient
 manner.
 It is proposed that the Safeguards and Security Program be
 identified as a separate entity in the departmental budget, thus
 helping to improve the management of Safeguards and Security
 resources throughout the Department. This recommendation is
 currently being reviewed within the Department and DOE will be
 working with the Office of Management and Budget and your staffs to
 address the issues related to this action. We are planning to
 streamline several areas of the Safeguards and Security  program,
 including the Master Safeguards and Security Agreements (MSSA's),
 and the Personnel Security Program. In the area of MSSA's we are
 currently reviewing the process and will initiate corrective
 measures over the next couple of months.
  
 In the Personnel Security area, I need not tell you of the constant
 delays encountered in this process. We have taken several
 initiatives to improve this program. One initiative is to redefine
 the categories for the various types of DOE classified information,
 with a goal of decreasing the number of "Q" clearances. A second
 initiative is to establish an accelerated access authorization
 procedure. This proposed procedure is currently being tested at
 Rocky Flats, and will undergo a complete evaluation before
 implementation on a DOE-wide basis. Further, we are reviewing
 Department of Defense clearance procedures for comparability;
 expediting the transfer process of clearances between offices and
 contractors, etc. We are working to accomplish these initiatives as
 expeditiously as possible.
 A specific recommendation of the report was to complete the
 inventory of classified documents and revise document
 accountability procedures. You can be assured that we are actively
 working this issue. Another recommendation was to finalize the
 Strategic Plan for Nuclear Material and Control and Accountability.
 We are currently working to complete this plan by the end of 1991.
 Although the recommendations I have noted today are but a small
 percentage of the overall recommendations, I believe they are
 representative of the major undertaking of this Department to
 ensure a safeguards and security program which is second to none in
 the Federal Government. I would be pleased to meet with you or your
 staff to discuss any of these recommendations or any others which
 are set forth in the Task Force Report.
 I would now like to address some of the areas presented in the
 budget before you today.
                       MISSION
 The Security Affairs programs are the Department's cornerstones in
 the development, implementation, and oversight of policy,
 guidelines, and procedures to prevent the theft of nuclear weapons
 or materials, the sabotage of Departmental facilities, and the
 compromise of classified information. Further, the program provides
 an effective technology base for application to Departmental S&S
 programs; support of international safeguards and physical
 protection to deter the diversion of nuclear materials and to
 promote nonproliferation and national security objectives;
 development and management of the classification and
 declassification of information; control of proposed exports of
 nuclear materials technology and equipment; and the implementation
 of a program to transfer unclassified technology from our defense
 complex to U.S. industry.
                        BUDGET
 Security Affairs requests $158.6 million for FY 1992. This consists
 of $96.0 million for Nuclear Safeguards and Security ($8.4 million
 in operating expenses (exclusive of program direction) for
 Classification and Technology Policy) and $62.6 million for
 Security Investigations.
         NUCLEAR SAFEGUARDS AND SECURITY PROGRAM ACTIVITIES
 Mr. Chairman, the Nuclear Safeguards and Security Program budget
 request for FY 1992 is $96.0 million. Operating expenses require
 $88.7 million (the $8.4 million for Classification and Technology
 Policy is included in this requirement), capital equipment $5.3
 million, and general plant project construction of $2.0 million. I
 will address the following basic elements: S&S operations,
 technology development, international safeguards, and
 classification and technology policy.
               SAFEGUARDS AND SECURITY OPERATIONS
 The Safeguards and Security Operational Support activity request
 for FY 1992 is $38.3 million. This budget request includes such
 activities as the New Brunswick Laboratory (NBL) ($3.8 million);
 the Nuclear Materials Management and Safeguards System (NMMSS)
 ($3.1 million); The Central Training Academy (CTA) ($10.1 million);
 Technical Security Countermeasures (TSCM) program ($1.5 million);
 and a number of Headquarters administered contracts, as well as
 guidance and assistance to DOE field operations for safeguards and
 security program improvements ($19.8 million).
 The New Brunswick Laboratory, Argonne, Illinois, is the national
 standards laboratory for nuclear materials measurements and serves
 as the technical extension of the Office of Safeguards and Security
 (OSS) in the areas of measurement science, calibration, and
 evaluation of Materials Control and Accounting (MC&A) practices
 within the DOE complex. NBL's functions include: maintaining and
 improving an internationally-compatible reference base for
 nuclear material measurements; assessing measurement technology in
 support of the DOE nuclear fuel cycle and weapons production
 activities; and developing, certifying, and distributing reference
 materials for calibration and standardization of nuclear material
 measurements. In its unique role as a government-owned,
 government-operated laboratory, NBL also provides on-sight
 technical assistance to Headquarters in the area of policy review
 and implementation.
 In cooperation with the Nuclear Regulatory Commission (NRC), we
 will continue at Oak Ridge, Tennessee, to operate the NMMSS, the
 nation's single nuclear material database. The tracking of
 US-origin nuclear material involving DOE contractors, NRC
 licensees, and foreign trading partners is integral to the mission
 for control of special nuclear material. NMMSS maintains
 information needed by facilities to verify the shipment and receipt
 of nuclear materials to reconcile nuclear material inventories at
 DOE facilities.
 The CTA at Albuquerque, NM is the focal point for all safeguards
 and security training and dissemination of training principles.
 Training at the CTA includes physical security, protective force
 operations, security education, computer security, and MC&A. The
 CTA will provide training oversight of the safeguards and security
 training programs conducted at the DOE field operations offices.
 The standardization of training has greatly facilitated the
 development of a complex-wide protective force that is second to
 none and more than able to counter threats against the Department's
 nuclear materials and facilities. There has been a dramatic
 increase in classes, from three courses offered in 1984 to more
 than 60 courses projected for FY 1992. CTA is nationally recognized
 as a valuable training asset. We are proud of the advances made at
 CTA and will continue these improvements in FY 1992.
 The major portion of the funding increase will maintain existing
 facilities which, in some cases, are substandard. In addition, the
 Department is requesting General Plant Project funds of $2 million
 in FY 1992 for needed facility upgrades.
 The DOE Technical Surveillance Countermeasures program protects
 against the theft of classified information by technical means.
 Modern intelligence collection utilizes equipment and devices
 incorporating state-of-the-art technology to accomplish technical
 penetrations of targeted areas. The detection of clandestinely
 installed devices is extremely difficult, and countermeasures are
 achieved only with highly trained personnel using specialized
 techniques and equipment.
 A program to certify the competency of DOE TSCM investigators has
 been instituted, and is in place, for those who currently perform
 services for the Department. These efforts in training and
 certification continue to improve the overall technical security
 posture of the Department.
 As stated last year, we came to realize that a more effective S&S
 planning process was needed to consider long-term programmatic
 requirements and trends, identify strategic policy issues affecting
 the outyears, and identify actions which address concerns and
 vulnerabilities of the Department's critical facilities and assets.
 A corporate planning approach has been developed with Master
 Safeguards and Security Agreements (MSSAS) as the base planning
 documents. In support of the MSSA process, the standardization of
 vulnerability assessments within the Department has led to the
 development and use of sophisticated, user-oriented computer models
 as tools for aiding in assessing the effectiveness of our facility
 protection programs. The Secretary's task force has determined, and
 we agree fully, that the time required to complete MSSAs, and the
 associated costs, must be reduced. To accomplish this, we are
 developing guidance that should streamline the process.
 I am pleased to announce some progress on the DOE's airspace
 initiative. The Federal Aviation Administration (FAA) and DOE are
 working together toward a goal of establishing new or expanded
 airspace prohibitions over nine additional facilities. FAA and DOE
 are proceeding with permanent rulemaking to accomplish this goal.
 As an integral part of the process, we held informal public
 meetings at nine locations this past spring. The Department
 continues to make every effort to be responsive to all public
 concerns. We have based our altitude and boundary proposals on
 extensive discussions with our field security staffs and have
 requested minimum altitudes consistent with our security and safety
 needs. We have revised our time requirements to have these
 restrictions in place from the Fall 1991 to the first half of 1992.
 We continue to improve security policies, practices, and procedures
 for classified document control, albeit not as quickly as we would
 like. Initiatives, such as modified document accountability based
 on 100 percent document inventory and a three-tiered document
 access control program are underway to improve the classified
 document control and accountability program. The comprehensive
 secret document inventory is near completion. An Information
 Security umbrella order is under development which integrates
 various aspects of the control of classified information to provide
 a comprehensive information security program.
 Each year the national laboratories host many visitors and
 assignees from foreign countries under agreements for cooperation
 or on a scientist-to-scientist basis. These interactions are
 integral to the scientific process, but must be conducted on an
 appropriately controlled basis and then according to sound security
 plans. The potential for inadvertent disclosure of classified or
 sensitive information, or the use of such visits for the
 intentional gathering of such information, is a concern. To counter
 this concern, we have successfully implemented a Departmental Order
 designed to improve physical and technology security and security
 awareness associated with the visits and assignments program. I
 would like to add, Mr. Chairman, that we are not completely
 satisfied. There is more to be accomplished. However, we are
 confident that our continuing improvements in the management of the
 foreign visits and assignments program at all DOE facilities will
 indicate that our objectives are being met.
             TECHNOLOGY AND SYSTEMS DEVELOPMENT
 The Technology and Systems Development activity request for FY 1992
 is $26.7 million. The Technology and Systems Development program,
 conducted at the national laboratories under Headquarters
 direction, is an integral part of Nuclear Safeguards and Security
 and provides the technology base for developing new systems
 required to sustain a viable safeguards and security program. The
 program's basic mission is the development and application of
 state-of-the-art technologies for the protection of DOE sensitive
 facilities, SNM, and classified matter. The Department's Technology
 Development Program contributes to cost-effectiveness in all areas
 by leveraging our personnel resources and improving the operational
 efficiency of S&S systems. Many benefits are realized through the
 use of technology to reduce manpower levels and through the
 development of standardized systems. The use of new technologies to
 facilitate engineering design and specification for construction
 and equipment is also reducing our S&S costs.
 Fiscal constraints on the Nuclear Safeguards and Security Program
 continue to restrain development of the technology base and will
 limit the technology available to improve our protection posture.
 The continuing need for state-of-the-art S&S technologies is
 especially relevant to Departmental initiatives for modernization
 and plans for reconfiguration of the complex.
 Identifying and addressing the technology development needs of the
 DOE community are important planning factors. Proposed projects are
 evaluated based on their potential to solve existing and future
 problems. This provides emphasis for projects that offer potential,
 cost-effective solutions to known safeguards and security problems
 at multiple facilities. In addition to solving problems and
 improving S&S capabilities, all proposed technology development
 projects are evaluated for their potential to reduce the
 operational outlay ("crosscut") estimates for S&S. This provides
 incentive and leverage to improve both effectiveness and efficiency
 of the overall S&S mission. Close coordination with outlay
 programs, such as weapons, materials production, etc., is vital to
 accomplish this goal.
 Disseminating the S&S technology developed for the DOE complex to
 other Government agencies is also a high priority. We consider our
 DOE S&S technology development program a unique national resource
 in assuring an awareness of technologies developed not only within
 the Department, but also in assuring awareness and coordination of
 technology development activities with other federal agencies.
 Exchange of information about S&S technology is conducted through
 the dissemination of technical reports and manuals to appropriate
 audiences and end users and the conduct of training courses and
 workshops. We continue to emphasize close interagency sharing and
 coordination to minimize costs and reduce redundancies.
 The FY 1992 request for the DOE Classified Computer Security
 program is $3.3 million, and is provided through the Technology and
 Systems Development Program. Significant activities of the
 classified computer security program include the Center of
 Excellence for Computer Security at the Los Alamos National
 Laboratory and the Computer Incident Advisory Capability at
 Lawrence Livermore National Laboratory. The Center provides support
 for the education and training of computer security personnel. It
 also provides field support and conducts technology development for
 computer security. The Lawrence Livermore National Laboratory
 provides training, support, and assistance to DOE locations in the
 detection, prevention and elimination of computer viruses and other
 forms of computer intrusion and develops computer products for the
 enhancement of computer security in the Department. Additional
 computer security development work is sponsored at Oak Ridge
 National Laboratory where products to support assurance of secure
 computer software are being developed.
                    INTERNATIONAL SAFEGUARDS
 Our international safeguards program request for FY 1992 is $5.3
 million. This program supports U.S. nonproliferation and national
 security objectives, as required by the Atomic Energy Act of 1954,
 the Nuclear Non-Proliferation Act (NNPA) of 1978, the Omnibus
 Diplomatic Security and Anti-Terrorism Act of 1986, and
 implementing Executive Orders and Presidential directives. The
 primary objectives are to provide a sound technical basis for U.S.
 policies and to strengthen international safeguards and physical
 protection through technical support to the International Atomic
 Energy Agency (IAEA) and cooperative efforts with other nations.
 Initiatives to implement these requirements are based on the
 DOE/OSS long-range technology development program for international
 safeguards and bilateral exchanges of international safeguards and
 physical protection technology with other nations and
 organizations.
 We are actively pursuing bilateral technical exchanges on physical
 protection technology, technology development for new and improved
 systems for IAEA safeguards and advanced safeguards technologies
 and procedures to improve the efficiency of IAEA safeguards
 inspectors. Additionally, we are conducting international training
 courses on international safeguards at the national level for
 foreign nationals.
  
             CLASSIFICATION AND TECHNOLOGY POLICY
 The FY 1992 request for the Classification and Technology Policy
 program, which is incorporated in the Nuclear Safeguards and
 Security program budget, is $8.4 million, exclusive of program
 direction. In FY 1992, we will continue to manage Defense Programs'
 technology transfer activities. Funding for these activities, in
 the amount of $32 million, has been requested in the Weapons
 Research and Development budget.
 The Classification and Technology Policy mission is to develop and
 implement policy and procedures to identify classified and
 unclassified sensitive information critical to the national
 security, control nuclear-related exports, and develop and
 implement the technology transfer policies and programs for Defense
 Programs. Our goals are to utilize the technologies, capabilities,
 and expertise resident in Defense Programs to promote the national
 security, enhance U.S. industrial competitiveness, and allow for
 industry interactions that foster increased technological vigor
 within the complex. We will achieve these goals in concert with the
 weapons development mission and the protection of sensitive
 technologies and classified information.
 The FY 1992 request will continue classification activities in
 program areas involving sensitive technologies, such as inertial
 confinement fusion, nuclear weapons nonproliferation, etc.;
 classification assistance to the NRC and the Department of State in
 matters pertaining to commercial uranium enrichment; implementation
 of automated systems to improve the effectiveness and efficiency of
 the classification program; education and training; classification
 appraisal program; and document review activities. By the end of FY
 1991, we will have completed a comprehensive classification policy
 study that was undertaken to determine whether current DOE
 classification policies and procedures are adequate for the coming
 decade, considering the significant world changes that have
 occurred since the Atomic Energy Act was established in 1946. FY
 1992 activities will focus on implementing the study's
 recommendations (e.g., legislative changes, policy revisions,
 declassifications, etc.).
 Defense Programs has played a major role in developing and
 implementing nuclear export control policy to ensure compliance
 with U.S. national security and nuclear nonproliferation policies.
 We continue to pursue measures to control technologies which could
 assist potential proliferants in the design or production of
 nuclear explosive devices. The Department has aggressively led a
 significant effort to create an international nuclear dual-use
 export control regime over items that have weapons as well as
 commercial applications. This effort is particularly timely in view
 of the need to inhibit exports to countries such as Iraq. In
 addition, events brought about by the political transition
 occurring in eastern Europe and the Soviet Union have increased
 pressure on the U.S. Government to identify those technologies and
 commodities which continue to pose a national security concern. As
 a consequence, we are involved in a major effort to revise
 international controls in the Coordinating Committee on
 Multilateral Export Controls (COCOM) to ensure international
 commerce will not undermine U.S. national security and
 nonproliferation interests. We continue to exercise a leadership
 role by providing technical and policy expertise in support of the
 negotiation of major changes to existing international controls
 over nuclear fuel cycle components subject to international
 safeguards under the Nuclear Nonproliferation Treaty Exporters
 Group.
 I would also like to emphasize our strong commitment to technology
 transfer in Defense Programs. The Secretary has singled out the
 technology transfer program as a high priority of the Department,
 and in Defense Programs we have set the course for an aggressive
 program in FY 1992 and beyond.
 As you know, the enactment of the National Competitiveness
 Technology Transfer Act of 1989 and the amendment to the Atomic
 Energy Act has allowed us to embark on a vigorous program of
 technology transfer in Defense Programs. The advanced technology
 and capabilities resident in the Defense Programs laboratories and
 production plants are significant resources that can now be
 directed towards strengthening the economic competitiveness of our
 country in addition to protecting our national security.
 During 1990, we worked with other elements of the Department to
 develop guidelines and policies for technology transfer. Necessary
 contract modifications have been negotiated and signed by the major
 Defense Programs laboratories, and several cooperative research and
 development agreements are in process. We are now turning our
 emphasis to the initiation of cooperative ventures with private
 sector partners. We have begun several projects in FY 1991 in areas
 of technology ranging from precision machining and manufacturing,
 lasers, computers, and microelectronics to advanced technical
 training. We are continuing the Specialty Metals Processing
 Consortium (SMPC) to assist in providing reliable domestic
 suppliers for weapons program materials and for maintaining
 state-of-the-art technologies in critical Defense Programs areas,
 as well as potential commercial applications. The Advanced
 Manufacturing Initiative (AMI), underway at our major defense
 complex facilities, encompasses Defense Programs
 manufacturing-related activities and is being conducted in
 cooperation with the National Center for Manufacturing Sciences and
 other private sector partners. Our strategy is to collaborate with
 U.S. industry to transfer technology in critical areas to
 strengthen our economic competitiveness to promote reliable
 domestic suppliers for weapons program needs.
 In FY 1992 we will continue to focus our efforts on implementing
 additional technical programs in cooperation with U.S. industry.
 Our program growth will allow for enhancement of additional areas
 of technology critical to the weapons program; progression of
 activities initiated in FY 1990 and FY 1991, such as the SMPC and
 AMI programs; and the initiation of new technology transfer program
 development activities to encourage more effective interactions
 with U.S. industry, nationwide outreach and "inreach" programs, and
 education and training initiatives which are also essential
 elements of the program in FY 1992. The key to our success in
 working with the private sector relies on our credibility as a
 dependable partner. As our collaborative efforts proceed, we must
 be in a position to commit the needed resources to support the
 continuing growth of this program.
             SECURITY INVESTIGATIONS
 The FY 1992 request for personnel security investigations is $62.6
 million. Security investigations are required by the Atomic Energy
 Act of 1954, as amended, and Executive Orders 10450 and 10865. The
 Department is mandated to use the Federal Bureau of Investigations
 and Office of Personnel Management (OPM) to conduct clearance
 investigations. The FY 1992 budget provides for 11,179 initial
 full-field investigations, 29,361 National Agency Checks, and
 21,530 reinvestigations; and continued training for personnel
 security specialists.
 In 1986, we began a major initiative to reduce the numbers and
 levels of clearances, resulting in a 15-percent reduction of
 clearances from approximately 209,000 to the current level of about
 178,100. We have assured continued emphasis on this aspect of the
 program by requiring annual reviews and recertification of
 clearances for DOE and contractor employees, and other agency
 employees and contractors.
 Mr. Chairman, let me emphasize the Department's continued
 commitment to reducing the security reinvestigations backlog. We
 have reduced the number of backlog reinvestigations from
 approximately 132,000 in 1985 to approximately 27,000 at the end of
 FY 1991. The elimination of this backlog is essential so that we
 can ensure the integrity of our work force by maintaining current
 background data on our employees and removing individuals with
 derogatory information in their background from sensitive programs.
 We have been working with senior officials of the OPM to insure
 that OPM continues to meet DOE needs for reducing the
 reinvestigations backlog. It is clear that OPM intends to make
 every possible effort to meet our needs.
 One key component of our efforts to address the potential insider
 threat is the implementation of the Department-wide Personnel
 Security Assurance Program (PSAP) which will systematically monitor
 the reliability of selected DOE and contractor personnel. The PSAP,
 as we mentioned last year, is a special access authorization
 (security clearance) program for personnel who protect,
 transport, or have direct access to significant quantities of
 special nuclear material; operate nuclear material production
 reactors; or could cause grave damage to nuclear weapons production
 with the potential for significant impact on national security. The
 PSAP, signed by the Secretary and sent to the Office of Management
 and Budget for review pending publication in The Federal
 Register, includes an annual supervisory review; medical
 evaluation, which includes a physical examination, an alcohol
 dependence/alcohol abuse evaluation, and a psychological
 assessment; management review, including drug testing; and security
 review. A training program, which has been field-tested, will be
 implemented for individuals included in the program.
 We also have two additional personnel security clearance
 initiatives that we expect to implement during FY 1992: (1)
 Accelerated Access Authorization (AAA) proposes the establishment
 of a procedure whereby persons requiring "Q" clearances for the
 first time might be employed in classified or nuclear
 material-related activities in advance of the completion of
 time-consuming investigations (83 days for AAA versus 310 days
 currently) and (2) the Tiered Access Program is a three-tiered
 approach to redefine the categories for the
 various types of DOE classified information which dictate levels of
 required security clearances. This initiative will increase
 categories of access for "L" clearances and decrease the access
 requiring "Q" clearances.
                 S&S CROSSCUT ESTIMATE
 The Department's line item programs fund S&S activities at the
 Department's field facilities. Total S&S funding is identified in
 the Department's crosscut estimate, which is a summation of S&S
 items in all the Department's program requests, including the OSS.
 The Department's total crosscut estimate for FY 1992 is $1.1
 billion, compared to $1.0 billion in FY 1991. The Defense
 Programs' portion is $908 million in FY 1992, compared to $846
 million in FY 1991.
 As the Departmental coordinator, Security Affairs has a broad range
 of responsibilities for crosscutting activities which include
 ensuring that program budget submissions properly reflect S&S
 considerations. We validate the need for S&S improvements, evaluate
 proposed upgrade designs for adequacy, and verify the performance
 of the upgrades once they are in place. This process is critical if
 we are to assure continued progress in upgrading protection systems
 at our sensitive facilities. For example, we have been engaged in
 a massive effort to enhance the safeguards and security posture at
 Rocky Flats on a very compressed schedule. Physical security
 upgrades and enhanced nuclear materials control measures are being
 made to ensure a high confidence that nuclear materials are
 satisfactorily protected. Federal manpower resources, contractor
 support and national laboratory experts are all focused on this
 activity which is essential to the resumption of operations at this
 essential facility.
 Significant progress continues to be made toward increasing the
 level of protection of our facilities and the protection of DOE
 assets. Our ability to mitigate the potential outsider threat
 remains at an acceptable level at our nuclear weapons facilities.
 Sustained management attention to physical security upgrades and
 the strengthening of DOE's protective forces contributed to this
 accomplishment. The Department's protective forces are better
 equipped and better trained and more capable of protecting our
 national security assets. Our fabric for deterrence - access
 controls, barriers, hardened sites, and security response teams
 capabilities remains highly effective.
 Current and future emphasis is required to ensure adequate
 protection against the potential insider threat. Although progress
 is being made against the insider threat, it is at a much slower
 pace than we would like. Secretary Watkins' Safeguards and Security
 Task Force confirmed the need for additional emphasis to mitigate
 the insider threat.
 A number of actions were initiated to address potential acts of
 theft of SNM by insiders. The Department implemented
 performance-oriented requirements to allow more cost-effective
 expenditures of resources for material control and accountability
 (MC&A) systems. Improvements in MC&A practices continue to be
 emphasized at key sites. The S&S technology development program
 continues to produce advances such as better site portal monitors
 for detecting removal of SNM, and better measurement equipment and
 data systems designed to increase the assurance that nuclear
 material accounting records are not falsified by exploiting
 measurement uncertainties or accounting records.
 Measurement systems installed in-line at many facilities permit
 more timely and accurate determination of material in process.
 These improvements are designed to provide a defense-in-depth
 approach. We have also organized teams of experts to investigate
 and determine causes of incidents involving the MC&A of SNM.
                 CONCLUSION
 Mr. Chairman, members of the panel, let me conclude today by
 stating that the Department continues its commitment to excellence
 in S&S. The Department's ability to mitigate the potential outsider
 is at an acceptable level at our nuclear weapons facilities. We
 recognize that much remains to be done to mitigate the potential
 insider threat, and we are continuing to take actions to correct
 this problem. We will continue to work with the Congress to ensure
 that the protection of the Department's national security assets
 are given the highest priority.
      



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