The
Politicalization Of The Officer Corps Of The United States
CSC
1995
SUBJECT
AREA - Manpower
EXECUTIVE
SUMMARY
Title:
The Politicalization of the Officer Corps of the United States
Author:
Robert A. Newton II, Major, U.S. Army
Research
Question: Due to growing pressures from society and within, has the American
officer
corps developed a sense of isolation and alienation from society? If so, what
impact will
this
rift have upon future civil-military relations within the United States?
Discussion: Unlike most major world powers, the United
States has never faced a real threat of
a
military coup. The English heritage of divided power and the colonial fear of a
strong Executive
Branch
ensured that our military remained small and politically neutral during our
country's
development.
This legacy produced a highly educated, professional officer corps which plays
an
active
role in a wide range of operations outside of normal military duties today.
In 1992, LtCol Dunlap wrote an article
which discussed the conditions which could lead
to
a coup within the U.S. In particular, he criticized many of the policies and
trends which he
observed
in the current military system which could produce the conditions necessary for
a coup
to
occur. He also expressed grave concern about the growing political activism of
the officer
corps
and the performance of non-traditional military missions.
I used a survey of selected officers
attending courses at the Marine Corps Base Quantico
to
evaluate LtCol Dunlap's thesis. Combined with an analysis of the theory which
could explain
how
such a shift in officer values could occur, I attempted to confirm his views.
The results of my
survey
indicate that LtCol Dunlap's position may have greater merit than one would
believe at
first.
Conclusion:
Many of the conditions which LtCol Dunlap outlined exist within the officer
groups
participating in my survey. A growing sense of political activism and isolation
does exist.
The
officers accept the fact that the military will perform more non-traditional
functions. Thus,
they
believe the military should play an active role in policy formulation. Many of
the suggested
methods
of strengthening the bonds between society and the military have little appeal
to the
respondents.
As a result, we must think of alternative methods to ensure that our officer
corps
does
not become an American Praetorian Guard.
Table Of
Contents
SUBJECT
PAGE
Introduction 3
Historical
Perspective 4
The
Professional, Corporate Military 16
The
Military Mindset 20
The
Current View 26
The
Survey and Results 31
Conclusions 44
Notes
49
Bibliography 52
Appendix
A: Sample Survey 54
Appendix
B: Survey Results 61
Introduction
In his award-winning essay "The
Origins of the American Military Coup of 20l2,"
Lieutenant
Colonel Charles Dunlap explored a scenario which discussed the possible origins
of a
military
coup in our Nation's future.1 In his presentation, Colonel Dunlap discussed in
depth the
various
changes in policy and perceptions within civilian and military segments of the
government
and
society which led to this coup. The heart of the discussion focused on how
these changes
provided
the climate necessary for an ambitious officer to assume absolute power without
any
resistance
from the military or civilian sectors.
Dunlap cited several changes within the
military which contributed to this climate. We can
break
down these changes into structural and sociological elements. As an example of
a structural
change
which produced this coup, Dunlap cited the unification of the Nation's Armed Forces
into
a
single service. Colonel Dunlap believed this change would eliminate any
possibility of opposition
or
dissent to dictatorial leaders within the military. Another change he cited was
the decision by
the
civilian leadership to assign non-traditional tasks to the military (such as
drug interdiction and
disaster
relief). Dunlap believed this action increased the demand for a voice in policy
formulation
by
the leadership of the military.
Dunlap also discussed how sociological
factors could contribute to a potential coup. For
example,
he stated the military community will become isolated from society and
alienated by the
inefficiency
of the government. In addition, Colonel Dunlap believed the loss of diverse
sources
for
recruits will contribute to the development of a military caste. Instead of
representing a cross
section
of the country, the military will assume its own unique set of values. Due to
this
transformation,
Dunlap believed that the American military will assume the role of a Praetorian
Guard
such as Rome experienced under Marius. Instead of defending national values, he
believed
the
military will consider itself the savior of the Nation's future in the time of
a domestic crisis.
Instead
of remaining politically neutral, Dunlap believed such a crisis will provide
the means and
justification
for the military to assume power.
Although an in-depth analysis of the
factors cited by Colonel Dunlap would pose an
interesting
challenge, I believe it is beyond the scope of this paper. Instead, I will
focus upon
those
factors cited by Dunlap which could produce this change in values within the
military's
leadership.
I will also attempt to determine if the officer corps has developed a new
perspective on
civilian
control of the military by analyzing two groups of United States Marine Corps'
officers.
Considering
the results of this analysis, I shall attempt to determine if a new perspective
exists.
Further,
I plan to use the results to outline a strategy which will assist in
re-establishing civilian
control
if a problem exists.
I shall use the following format to
study this subject. First, I shall present a brief history of
civil-military
relations in American history. Subsequently, I shall apply some of the theories
on
civil-military
relations to the United States. Following this discussion, I shall present the
data and
results
of my analysis on the two groups of Marine officers. Finally, I shall close
with a discussion
of
possible methods to reverse (or prevent) the development of the climate within
the officer
corps
which could lead to a military coup.
Historical
Perspective
Dunlap's scenario requires a major
change in the outlook of the Nation's military
leadership
concerning political activism. Although military leaders have ventured into the
political
arena
on occasion, such actions have occurred only under extremely unusual
conditions.2 In fact,
the
United States occupies a unique position in the world. Unlike every other major
industrial
country,
our Nation's military leaders have never threatened the stability of the
government.3,4
Why
did the United States avoid this catastrophe? An analysis of American history
in civil-military
relations
will provide us with part of the answer.
A complete understanding of this subject
requires us to start with a discussion of English
history
in this area. Since British settlers and their progeny dominated our early
government, it is
natural
that their beliefs and perspectives would influence our Nation's values. Ever
since the
revolt
under Cromwell, British society distrusted military forces. British citizens
associated
standing
armies with the absolute power of the Crown. Unlike the rise of mass armies in
other
nations,
the British developed the concept of the militia to counter the power of the
Crown.5
Instead
of allowing the Crown to hold a monopoly upon the use of force, Parliament used
the
militia
as a counterbalance to the Crown's influence.
This idea of divided military power and
authority followed the British colonists to North
America.
Except in times of war, the colonists resisted strongly any attempt by the
British Crown
to
station regular troops within the colonies.6 Instead, the colonists preferred
to rely upon the
militia
for their collective defense. However, the militia continued to thrive even in
areas where a
major
security threat did not exist. This condition occurred because the colonist's
duty to serve
within
the militia became associated with the responsibilities of citizenship.7 In
other words, this
duty
became a right and part of the citizen's liberty.
In Britain, the militia guaranteed
liberty by countering the power of the Crown. In the
Colonies,
the situation was different. Since all citizens became members of the militia,
it
represented
a nation-in-arms. In general, the militia leaders also served as the leaders of
the local
community.8
As stated by the Declaration of Rights of Virginia: "In all cases the
military should
be
under the strict subordination to and governed by civil power."9 Society
fully accepted the
idea
of the military serving society, but not the belief that the military should
help rule society. As
a
result, the militia did not pose a threat to the social nor political order of
the community. In
addition,
the self efficiency of the militia served as a deterrent to Crown political
domination by
fulfilling
a role analogous to the British militia. (In the colonies, the Royal Governors
served as
the
conduits for conveying the power of the Crown to the colonists.)
After the Revolution, a critical event
occurred which colored civil-military relations for a
considerable
time. As the Continental Army prepared to demobilize near Newburg, New York, a
conflict
developed over compensation for the soldiers. After receiving the encouragement
of
several
supporters within the new Congress, several military officers threatened a
revolt.
However,
when General Washington learned of these activities, he quickly defused the
effort. As
a
result, the revolt did not occur and the Continental Army demobilized.10
In contrast, the Spanish and Portuguese
heritage in Latin America produced a different
legacy
for those regions. Since Spain and Portugal elected to administer these areas
under joint
military
and Catholic jurisdiction, a viable civil government structure did not develop.
Instead, the
local
populations came to believe military participation in political activities was
normal. When
these
countries obtained their freedom, a pattern of military interference in
civilian affairs
followed.
This problem still continues to affect many of the countries in this region.
Based upon this event and their British
heritage, the Founders of our Nation ensured a
single
person could not control the military and monopolize the use of force. The
Founding
Fathers
codified this relationship in the Constitution and the Bill of Rights. In
essence, the solution
incorporated
a system of checks and balances with separation of powers to ensure effective
civilian
control of the military existed. Under these provisions, the civilian
leadership split the
control
of the military in two ways. First, the federal government's Executive and
Legislative
branches
shared responsibility for controlling the military. This action prevented the
military from
becoming
affiliated too closely with any one civilian leader or political faction. In
addition, the
Founding
Fathers further split the power of the military by authorizing the
establishment of state
militias.
As a result, the Federal government lost its monopoly on the use of force.
Thus, the
decision
to use military force required the President to obtain the consent of multiple
political
groups.
Not only did our leaders limit the
political power of the standing military, but they ensured
that
it could not gain additional power. First, the civilian leadership severely
limited the size of the
standing
force. More importantly, the civilian leadership limited the political power of
the military
through
the assignment of roles and missions. The civilian leadership assigned the
primary tasks of
the
country's defense to the militia. These missions included actions such as
repelling invasions
and
suppressing internal revolts.11 The leadership assigned the standing army tasks
which would
fall
into the category of nation-building by today's standard. The regular military
was assigned
tasks
such as charting the nation's interior; performing engineering projects; and
establishing civil
order
along the frontier. As a result, the government assigned all major tasks which
could lead to
the
development of a political power base to the politically responsive,
state-controlled militia.12
As the country grew, so did the military.
However, this growth occurred only in the face
of
vehement political opposition. In reality, the militia (a short service, home
defense force) could
not
meet the needs of an imperial army oriented upon conquest. As the doctrine of
Manifest
Destiny
consumed the Nation, the civilian leadership required a force which could
deploy for
extended
periods of time in remote regions. The government could not use the militia in
this
manner
due to the strong political repercussions such use would generate. As a result,
the
government
elected to expand the Regular forces.13
However, the expansion of the Regular
army did not increase its interaction with civilian
society.
Due to the requirement to serve along the frontier, few people encountered soldiers
in
their
daily life. The military's composition separated the military from society
socially as well.
Most
enlisted soldiers came from the lower strata of society. Moreover, these
professional
enlisted
soldiers seldom had any family ties to the rest of society. Most of the
officers came from
the
upper classes. As a result, the majority of society did not know anybody within
the regular
military
and lacked any interaction with them.14
While the size of the standing military
grew, so did the bureaucracy which supported it.
The
structural requirements to raise, support, and administer a dispersed
organization required the
political
leaders to create large bureaucratic agencies to direct operations. The
civilian leadership
quickly
sought to curtail the political power of these organizations when they
attempted to exert
their
influence. The method the leadership elected to use was to incorporate these
organizations in
the
process of political patronage. As a result, even though these bureaus housed
experts on
military
operations, the people who had the power to establish policy had a political
responsibility
to
the President and other political patrons. Thus, policy direction and control
remained firmly in
civilian
hands.15
During periods of crisis, the United
States expanded the size and power of the military.
However,
this increase did not produce a corresponding increase in the political power
of the
military.
Rather, a rise in civilian power radically eclipsed this change. All three
branches of
government
exerted their influence to keep the military under firm control during these
periods of
crisis.
The Executive branch exerted control by reducing the political power of the
regular forces
within
the military.16 This action occurred as the government mobilized reserves and
conscripts to
fill
its needs for manpower. As the size of the military expanded, it lost its
"regular" character and
narrow
perspective. The result was a significant increase in the number of groups and
individuals
who
had an interest in military policy and who attempted to influence decisions.
The Legislative branch exerted its
authority over the military in a variety of ways. The
Congress
exerted this control through such routine functions as budget hearings and the
establishment
of policy requirements. Most significantly, any crisis or significant failure
led to a
number
of investigations and hearings conducted by the Congress.17 As a result,
numerous
General
Officers found themselves to be the subject of investigations by Congress and
forced to
defend
their actions in public fora.
At the same time, the Judicial branch
weighed in with its restrictions upon military power.
The
federal court system stated that neither military expediency nor exigencies of
war could
justify
violations of the Nation's laws by military officers. If officers violated such
laws, the
government
would hold them accountable by the standards of civilian law.18
Even though a vast military expansion
occurred during war, the military leadership did not
develop
a strong constituency within society to protect its interests when the war
ended. Strong
political
patrons did not exist, except in limited policy areas. Few civilian industries
and workers
depended
upon military production. Instead of buying its armaments from industry, the
government
produced the equipment itself. The military only bought common items from
industry.19
As a result, the military competed with civilian consumers for scarce items.
When
conflicts
over priorities developed, the military did not have the final word on policy.
As a result,
few
civilian patrons had a stake in the outcome of policy decisions affecting
military policy.
After World War II, the most significant
change within the military establishment since the
creation
of the Army and the Navy occurred. This change was the National Security Act of
1947.
Most
significantly, it established a new tier of civilian leadership over the
military by creating the
Office
of the Secretary of Defense. In addition, the Act established a formal method
to include
military
advice in policy formulation. This action occurred through the creation of the
Joint Chiefs
of
Staff. Further, the Act created several new agencies which could provide
alternative views to
the
military perspective. One such example was the creation of the Central
Intelligence Agency to
act
as the President's principle agency for intelligence issues. In addition, the
Act authorized the
creation
of the National Security Council.20 The intent of this action was to create a
staff to
integrate
the views of all agencies with concerns in the national security arena. This
decision
recognized
that national power rises not only from military power, but economic, diplomatic
and
psychological
sources as well.
The creation of the Joint Chiefs helped
and hindered civilian control of the military at the
same
time. The creation of this advisory role gave the military leadership a means
to exert their
influence
in policy formulation. As the military expanded to counter the
"permanent" Soviet
threat,
its leadership repeatedly attempted to influence policy through legislative and
executive
channels
to obtain greater autonomy. In turn, this tendency resulted in the military
leadership
filling
power vacuums when the civilian bureaucracy failed to act.21 An example was the
Bay of
Pigs
invasion.
On the other hand, the National Security
Act did not create a single military service. In
addition,
it did not appoint the Chairman as the military commander of the Nation's Armed
Forces.
As a result, the Act limited the Joint Chiefs to a military advisory role.22
Since each
Service
tended to view problems and issues differently, the President often received
multiple
options
from which he could initiate a policy. Even more importantly, the President did
not have
an
obligation to accept the advice provided. Thus, the President remained the sole
commander of
the
armed forces.
Another factor which we must consider is
the limit on the advice the Joint Chiefs can
provide
due to the role of military power in national security strategy. The ultimate
limit on the
military's
political power is whether its leadership can develop a long range, national
military
strategy.
Such a strategy serves as the mechanism for the military to defend its stake in
policy
formulation
and the allocation of resources with the President and Congress.23 However, the
formulation
of this strategy is not within the control of the military leadership. Rather,
military
strategy
is heavily dependent on the Nation's foreign policy, national security policy,
and
diplomacy.
The development of contingency plans should assist the government in obtaining
its
foreign
policy objectives. Unfortunately, most recent Presidents have focused their
energy on
domestic
issues. As a result, the guidance needed to develop a coherent military
strategy does not
exist.
This lack of military strategy becomes a weapon in the hands of any member of
the
government
who wants to attack military resources or strategy.
A recent example concerns the current
U.S. policy on Bosnia. The Administration has not
developed
and implemented a consistent policy for this conflict. For example, the
Administration
has
reversed its position on the use of air strikes and ground troops in the past.
As a result, this
lack
of consistency has opened the door to numerous attacks on the Department and
the President
over
his ideas. It has even led to proposals from various politicians (such as
removing the ban on
selling
weapons to the Muslims) which required the Joint Chiefs to enter the fray and
defeat the
proposal.
In addition, this lack of consistency led to attacks on the Department by other
Executive
Branch
departments (such as the Department of State) which criticized DoD's lack of
desire to
enter
the war.
The advisory responsibility also hinders
the Joint Chief political power in another way. As
the
Nation's senior military officers, the President expects the Joint Chiefs to
represent his views
before
Congress and the American public. However, the latter groups expect the Joint
Chiefs to
present
their assessment of policy and not the President's beliefs. As a result, a
serious conflict
and
loss of credibility may occur for the military depending on their method of
addressing this
problem.
If the Joint Chiefs fail to defend the President's policies, they risk losing
his support. If
they
do not provide their true assessment of the situation to Congress and the public,
they risk a
serious
loss of confidence and they become ineffective as representatives of their
Services. In turn,
this
situation leads to an eventual loss of resources and influence over policy
issues.
An example of this situation occurred
during the Truman Administration. President
Truman
relied upon the Joint Chiefs to provide credibility to his foreign policy.
However, the
Senate
became convinced that General Bradley and the Service Chiefs were not providing
their
true
assessment of issues on which they testified. As a result, it destroyed General
Bradley's
political
credibility. In fact, Senator Taft told General Bradley in one hearing that the
Senator no
longer
believed anything the General said.24
A new development after World War II was
the rise of civilian patrons for the military.
Following
World War II, the greatest concern of President Truman was to prevent the
country
from
slipping back into an economic depression.25 This concern required the United
States to
maintain
its current level of production and expand the foreign markets in which we sold
our
goods.
However, the rise of the Soviet Union threatened our ability in the latter
area. As a result,
the
United States elected to maintain a large, standing force in part to protect
our market
interests.
Instead of equipping the force with
government produced equipment, our leaders elected
to
use civilian industries to fulfill the military's needs. In addition, using
grants and other
mechanisms,
the government transferred much of the responsibility for research and
development
to
civilian institutions. The civilian leadership hoped this decision would reduce
the impact of
demobilization.
Also, the President believed the research effort would foster the development
of
new
products which we could sell at home and abroad. The net result of this effort
was the
development
of a new constituency which could influence the political process on defense
issues.
An
entire defense industry rose to fill our expanding military needs. President
Eisenhower became
so
concerned about the growing influence of this new political group that he
warned the Nation of
the
possible consequences in one of his speeches.26 His speech on this subject
generated the
phrase
"the military-industrial complex" which became associated with the
country's problems
during
the Vietnam War.
In the 196Os, Congress took a new
interest in military affairs. Due to the vast social
disorder
which plagued the Nation, Congress sought new methods to help unity the
country.
Since
society was extremely critical of the professional military at the time,
Congress exerted its
power
to institute a series of reforms designed to promote equality and improve the
military's
image.
Although racial desegregation of the military began in the 1950s, Congress
significantly
strengthened
the provisions in the 1960s. Also, Congress passed statutes which required the
full
integration
of women into the military by disbanding the separate "women"
organizations. Due to
the
discipline of the military, Congress believed these changes could occur with
little disruption
and
no affect upon combat effectiveness. In addition, it was believed that
successful
implementation
could serve as an example for the rest of society.27 However, some resistance
occurred
within the military each time Congress intervened. In many cases, military
officers
considered
these intrusions to be inappropriate due to their impact upon internal military
affairs.
The next major change in the relationship
between the military and civilian leadership was
the
passage of the Goldwater Nichols Act of 1986. Congress passed this Act because
of the poor
performance
of the United States' military during the Vietnam War and other actions in the
early
1980s.
However, the civilian leadership had realized for many years that inter-Service
rivalry and
difficultiesexisted.
As stated by President Eisenhower, "..each service is so utterly confident
that it
alone
can assure the nation's security that it feels justified in going before the
Congress or the
public
and urging fantastic programs."28 Thus, Congress had two primary
objectives in mind when
it
drafted Goldwater-Nichols. First, it wanted to increase the power of the
civilian leaders over the
military
bureaucracy. The second objective sought was to improve joint military
operations by
increasing
the power of the Combatant Commanders at the expense of the Military
Departments.29
The Act increased civilian authority in
the following manner. First, the Act established the
Secretary
of Defense as a member of the formal chain of command. In addition, the Act
usurped
the
political power of the individual Service chiefs by making the Chairman of the
Joint Chiefs the
sole
military advisor to the President. Equally important, the Act allowed the
Services to retain
responsibility
for raising and equipping forces instead of creating a single authority for
this
function.
As a result, the Military Departments continued to divide their political
influence by
arguing
over scarce resources without having the opportunity to plead their case before
the
President.
As former Assistance Secretary of Defense Lawrence Korb stated, "Even
powerful
civilian
leaders find it difficult to overrule unanimous military opinion. Without the
existence of
separate
services, military opinions would always be unanimous."30 This change
reduced
significantly
the number of disputes which reached the level of the President or Secretary of
Defense.
Other recent trends could produce major
problems for the maintenance of civilian control
as
well. The first activity is the review of Roles and Missions by a
Congressionally-appointed
commission.
The results of this review could lead to the first clear indication of what activities
each
Service should perform as part of the national defense. As a result, this
Review could serve
as
the basis for a new national military strategy and the justification for new
resources or political
power.
The other action is the proposal by the
vice Chairman of the Joint Chiefs (ADM Owens)
to
expand the power of the Joint Requirements Oversight Committee (JROC). Under
current
policy,
the primary role of the JROC is to provide a recommendation to the Secretary of
Defense
on
the relative priority of major acquisition programs for funding. The individual
Military
Departments
and the Secretary of Defense still have final authority in deciding which
programs
are
most important to them. However, Admiral Owens proposal would change this scenario.
Under
his proposal, the JROC would determine the priority for the Services for all
acquisition
efforts.
Subsequently, the Secretary of Defense would ensure the Services fluid the
various
acquisition
programs according to JROC guidance. In effect, Admiral Owens would strip the
Services
of their ability to determine what assets they need to fulfill their
obligations to the
country.31
The implementation of this policy would be a major step towards the unification
of the
military
services. As such, this change should reduce the number of disputes between the
Services
even
more.
The Professional,
Corporate Military
What is the significance of the previous
discussion? In essence, I focused the summary on
two
topics. The first topic concerned the various methods used by national leaders
to control the
military
establishment. The other topic concerned the transformation of the U.S.
military from a
mass,
citizen-soldier army into a corporate, professional military. Each of these
areas influenced
the
other and caused significant changes to occur.
Samuel Huntington reviewed the history
of civil-military relations in the United States in
the
early 1950s. Over the past few decades, he has continued to study this topic
and has written
numerous
articles on the subject. Based upon his review of American history, Huntington
claims
four
factors produced our current state of civil-military relations.32 First, he
believed the rapid
incorporation
of new technology and the growing uniqueness of military operations mandated
the
need
for experts in the field. Second, he believed the rise of the bureaucratic
nation state provided
the
military with a legitimate access to resources. Also, the establishment of the
state provided the
formal
mechanism for controlling policy within the military.
The third factor cited by Huntington
concerned clientship. Our nation developed as a
community
under a single authority and without a significant threat to our borders.
Instead of
being
able to seek protection within one political faction or the other, the military
lacked a
political
patron to protect it. To avoid interference with its internal affairs, the
military leadership
sought
to maintain strict, political neutrality. As a result, the military came to
associate its
existence
and purpose with the nation as a whole and not any political subset or faction.
The previous three factors combined with
the fourth factor to allow our military leadership
to
focus their concerns on the external threats to our Nation. The fourth factor
in question is the
rise
of democratic values. Huntington believed this factor was critical for the
following reasons.
First
of all, this idea did not recognize the legitimacy of totalitarian governments.
Rather, only
governments
which represented the citizens could be considered legitimate in the eyes of
the
citizens.
As a result, the citizens who became soldiers carried this belief with them
into the
service.
The result was that the military leadership came to believe the military's
primary task was
to
defend this right. In addition, the military leadership has strongly resisted
any action which it
viewed
as a threat to this responsibility. Since the United States has been blessed
with a
government
which has maintained its legitimacy in the eyes of its citizens, the military
has been
free
to concentrate upon external threats instead of worrying about domestic
concerns.
Huntington believed the development
of a professional military was the only requirement a
country
needed to ensure its civilian leaders maintained control the military. He
believed that as
long
as the government gave the military leadership free reign to establish the
internal conditions
which
enhanced professionalism, the military establishment would be too busy to
become involved
in
domestic affairs. He called this process objective control of the military.33
Huntington argued that the most
dangerous method of exerting civilian authority was a
process
known as subjective control. Under this concept, the civilian leaders ensured
the loyalty
of
the military by giving them a stake in the government. This action occurred
when the civilian
leaders
gave the military a voice in policy formulation. Morris Janowitz is a strong
advocate of
this
method of controlling the military. Janowitz believes the incorporation of the
military in the
policy
formulation process will prevent the development of a military caste. Such a
caste could
become
isolated and alienated from society in times of crisis if society ignores or
rejects its advice.
If
the military has a stake in the policy, the leadership will expend greater
effort to ensure the
policy
works. Otherwise, the military becomes associated with a failed policy by
default.34
If you examine the history of U.S.
civil-military relations, you will observe instances where
our
civilian leaders used both techniques to control our military. If you examine
other countries,
you
would also observe instances where both theories fail. As a result, other
scholars produced
new
theories to describe the ideal mechanism for controlling the military. However,
regardless of
the
theory proposed, most of the authors agree with Huntington concerning the
factors which
produced
our current pattern of civil-military relations.35 The most common proposals
are hybrids
of
the two previous theories. Typical of these theories are proposals by authors
such as
Abrahamson
and Perlmuter.
Under Abrahamson's theory, the military
leadership will seek to establish greater
autonomy
in any area for which it has responsibility. This desire reflects a U.S.
tendency to grant
such
authority to the military leadership when the issues concerned internal
operational issues or
professional
standards. This tendency also reflects the corporate professional nature of the
officer
corps,
which is similar to other professions in this desire. As a result, the desire
to incorporate
military
participation in activities which are outside of its normal duties will
inevitably lead to
tension.
The tension is the result of the military leadership seeking greater authority
and the
civilian
agencies resisting the challenge. How the civilian leadership resolves these
conflicts will
determine
whether a feeling of alienation develops within the military and the degree of
civilian
control.36
Under Perlmuter's theory, the
relationship between the military, the civilian leadership,
and
society plays an equally important consideration in determining the role of the
military in
policy
development.37 In particular, the degree of support and legitimacy provided to
the
government
by the people will play a key role in determining the military's loyalty.
Should the
legitimacy
or efficiency of the government fail, Perlmuter believes military intervention
could
occur
if one key event happens. This event concerns the transfer of blame for the
government's
failure
to the military leadership.
Perlmuter believes this condition
increases the probability of intervention for several
reasons.
First of all, this condition may disrupt Huntington's concept of clientship. As
the military
leadership
observes the collapse of the government's legitimacy, it loses its connection
to the
state.
This connection fails because the military requires a legitimate government to
guarantee
access
to resources. As a result, the military leadership no longer views itself as
the defender of
the
nation's values. Rather, they see themselves portrayed as forces preventing the
restoration of
legitimate
authority within the country and fear a potential loss of resources.
Equally important, tasking the military
to solve the government's problems or suppress
opposition
increases the likelihood of intervention. If the civilian leadership tasks the
military with
solving
the problem, they are threatening the corporate and organizational integrity of
the military.
Failure
will reflect directly upon the reputation of the military. The military
leadership will seek
greater
authority and autonomy in these activities to prevent failure. When the
civilian leaders fail
to
grant these demands, the sense of isolation and alienation mentioned by
Abrahamson will
develop.
If the civilian leadership does not take some action to relieve the situation,
the
probability
of intervention increases exponentially. Perlmuter believes the same corporate
professionalism
which reduces the probability of military involvement in domestic affairs under
stable
regimes can act as a catalyst for involvement under unstable regimes. Although
the military
has
no independent reason to exist without a state, threats to the integrity and
reputation of the
military
profession can produce extreme actions under Perlmuter's theory.
The Military
Mindset
The previous sections provided us with a
summary of the conditions which produced our
current
state of civil-military affairs in the eyes of noted experts. Before we can
continue to our
analysis
of specific groups of officers, one additional area requires discussion. This
area is the
"mindset"
of the officer corps. By no means should this subject imply a single,
monolithic ethic
unites
the entire officer corps. Divisions and differences of opinion exist within the
officer corps
as
within any, large corporate organization. Rather, this section concerns those
individuals whose
rank
or duty places them in a position where they can influence or alter the
relationship between
the
civilian leadership and the military. In other words, their assignments will
require political
skills
that the military structure does not require in other jobs. These individuals
are or will
become
the future leaders of their Services.
At the start of the Revolution, Samuel
Adams stated, "Soldiers are apt to consider
themselves
as a Body distinct from the rest of the Citizens."38 As we have seen, U.S.
leaders have
kept
the military isolated from society in a variety of ways except when compelling
problems
arise.
However, the military leadership has traditionally resisted any attempt to
involve it in
domestic
issues. As a result, a state of equilibrium has existed until recent times.
The most vivid example of the military
crushing an internal effort to usurp civilian control
occurred
a little over forty years ago. During the Korean War, General Douglas MacArthur
publicly
challenged the authority of President Truman. Without any hesitation, all of
the Joint
Chiefs
backed the President.39 This support occurred although the Joint Chiefs had
lost significant
credibility
in the eyes of most political leaders. The JCS damaged their reputation
previously by
supporting
Truman's policies before Congress despite the perception that they did not
agree with
the
policies. However, due to their unanimous support for the President, they
eliminated any
support
within the military or in the political environment for MacArthur. The decision
by the
Joint
Chiefs in this case is the epitome of the environment which characterizes the
history of civil-
military
relations in our country.
What factors in this case and others
help us understand why the American military has
avoided
direct political involvement? First and foremost, the officer corps' mindset
rests upon the
principle
of service to society. Few military officers join for the pay or job
security!40 Generally,
the
officer corps believes it provides a service which is vital to the country's
survival. Not only
does
the military defend society from external threats, but it protects society's
values as well. As a
result,
the officer corps has internalized the belief that the good of the Nation must
outweigh the
interests
of any member of the military. In the event of a conflict between loyalty to
the Nation or
loyalty
to a friend, the country must come first.
The second factor is the acceptance of
divergent opinions. Due to the emphasis in combat
operations
to analyze and consider multiple options, military leaders have learned to
accept
divergent
opinions within the ranks. Instead of developing a closed "social"
club which has
characterized
other nations' military establishments, the American military tends to accept a
wider
range
of values and beliefs than other professional officer corps.41 This condition
developed
because
of the recruiting system used by our officer corps. Our officer corps is open
to all
members
of society, provided they meet the initial qualification standards. Many people
believe
this
development is fairly recent. In reality, the United States has always maintained
an open
officer
corps. President Jefferson initiated the process by ensuing that the
legislation establishing
West
Point contained provisions authorizing any qualified individual to attend.
Although President
Jefferson
instituted this policy for purely partisan reasons, the net effect was to
franchise the
officer
corps and prevent it from identifying with any particular segment of society.42
Congress and the President have
reinforced this belief multiple times since then. Not only
has
the civilian leadership assured a range of opinion within the ranks via
affirmative action
programs,
but they have provided more subtle ways as well. For example, Congress has
assured
the
survival of Reserve Officers Training Corps and Officer's Candidate School as
alternative
sources
to military academy graduates. Although the military tends to attract
individuals who are
conservative
by nature43, the effort by the civilian leadership has assured that our
military leaders
do
not believe they are better than society. In addition, these actions ensure a
single mindset does
not
exist on every subject. As proof; all one has to do is observe one the Joint
Chiefs' meetings in
the
"Tank" on policy issues affecting resource allocation.
Another factor which has contributed to
the unique mindset is the nature of the missions
the
civilian leadership has assigned to the regular military. During the formative
years of our
country,
the civilian leadership deliberately assigned tasks to the Army and Navy which
minimized
their
involvement in political affairs. Instead of receiving the primary
responsibility for building the
forces
needed to repel external invasions or suppressing internal revolts, the regular
forces
received
responsibility for nation-building tasks and protecting commerce. The Nation's
leaders
assigned
the responsibility for the other tasks to the politically responsive,
state-controlled militia.
This
decision gave the armed forces the opportunity to remain small and avoid the
political
interaction
which would foster ties to a particular segment of society.
This trend continued through World War
II. Even when one would expect the power of
the
military to reach its political peak, the civilian leaders made a strenuous
effort to limit the
areas
where military authority reigned. For instance, consider the responsibility for
mobilizing the
national
economy. Primary policy making authority remained firmly in civilian hands.
Whenever a
dispute
arose between military requirements and requirements for civilian needs, a
civilian
controlled
War Board decided the issue. The control over the supply of military manpower
remained
within civilian control as well. The civilian leaders limited the military
leadership to the
identification
of their requirements only. The actual control over the process of filling
those needs
remained
in civilian hands.44
The result of this process of limiting
the influence of the military in political activities was
the
development of a strong professional ethic within the military. The relative
political isolation
and
lack of political patrons encouraged the development of political neutrality
within the officer
corps.
In some operations, this neutrality has led to a naive assessment of the enemy
(such as
Vietnam
or Somalia). It has also hindered the military's ability to provide critical
victories to the
political
leadership. (Grant's and Sherman's operations in 1864 being a rare exception to
this
trend!)
However, this legacy has helped to prevent
the contamination of the officer corps with
political
cronyism. The very structure of society and the military reinforced this
belief. The
process
of socialization within the military achieves the best results when the
leadership uses it to
reinforce
beliefs and values which already exist within society. This result is due to
the fact that
soldiers
enter the Service with many more years of experience and habits as civilians.
As a result,
they
tend to have the same beliefs and prejudices as society. Since the dominant
view within
society
was that civilian control of the military is fundamental to our form of
government, policies
and
laws which reinforced this belief received general acceptance within the
military.45 Attempts
to
alter this relationship cause resistance within the ranks.
As the military came to accept and
embrace this concept, the leadership used the system of
rewards
and punishment to reinforce this value within the officer ranks. The officer
promotion
system
serves as a good example. Few politically active officers have risen to the
upper echelons
of
leadership (outside of Leonard Wood and Colin Powell). Most of the top leaders
in the Army
and
Navy have been officers who distinguished themselves in combat or as the
commanders of
units
throughout their careers. Reports from the various promotion boards clearly
indicate that
operational
assignments are critical to advancement.46 The system will not reward officers
who
spend
extensive amounts of time on high level staffs or other activities where they
become
involved
in the policy formulation process. The regulations governing the preparation of
efficiency
or
fitness reports strictly prohibit references to political or community
activities.47 The results of
these
processes tend to reinforce the beliefs most officers have concerning the role
of the military
in
society. As this reinforcement continues, it tends to increase the individual's
commitment to the
organization.
This commitment increases because the individual soldier believes his values
and the
organization's
values are one in the same.
Together, these various factors produced
a professional, corporate military officer corps.
Due
to the Nation's decision to keep the military leadership out of the political
decision making
process,
the officer corps had the opportunity to develop corporate expertise. The
decision by the
civilian
leadership to grant the military a relatively free hand over operational issues
gave the
military
the opportunity to refine this expertise by concentrating on the defense of the
country
from
external threats. Similarly, the decision to grant the military leadership
great latitude in the
selection,
promotion and retention of its members allowed the development of a group
identity
within
the officer ranks. Most importantly, these factors encouraged a sense of duty
and
responsibility
to the Nation within the officer ranks. By soliciting the views of the military
on
critical
operational issues, the civilian leadership has prevented the development of
feelings of
alienation
and isolation from developing within the ranks. The result of these factors is
a military
whose
loyalty to the Nation and its principles are without dispute and unswerving
even in times of
extreme
crisis.
The Current View
If Colonel Dunlap's prediction should
come true, a fundamental change must occur within
the
leadership of the military. Should such an event occur, it would be very
surprising because this
decision
would require the military to break with the traditions and values which its
leaders have
supported
through out its history. For an organization which is conservative by nature
and
dominated
by tradition, such a change should pose severe trauma for the members of the
Bed
services.
Even such charismatic leaders as Curtis LeMay and Douglas MacArthur could not
coerce
the military to violate its principle of political neutrality. What factors
could produce such
a
change?
I believe I can reduce the various
causes for the change discussed in Dunlap's article to
two
categories. The first category is the decline of the warrior spirit. Instead of
maintaining the
freedom
to concentrate upon the defense of the Nation, the military will receive
responsibility for
a
wide variety of new tasks which do not fall in the area of defense issues.
Civilian agencies
perform
most of these tasks right now. However, due to inefficiency and incompetence,
the
civilian
leadership and society no longer have confidence in their ability to handle the
tasks.
Examples
include such operations as disaster relief and drug interdiction. To restore
some
legitimacy
to the government's efforts in these areas, the civilian leaders have assigned
the
responsibility
for fixing the problems to the military.
This change in mission and
responsibility affects the military in several ways. First, the
change
in mission associates the military with problems which have been beyond the
ability of the
government
to solve in the past. The civilian leadership only turned to the military to
address
these
issues in a hope of restoring legitimacy to the effort. Associating the
military with these
failing
efforts directly affects the corporate identity of the officer corps. This
situation is vexing to
military
leaders because they believe society will blame new failures on them.
As a result, the military leadership
will seek to expand its authority to decide policy issues
in
these areas to prevent further tarnishing of its reputation. Whereas the
civilian leadership has
granted
significant authority to formulate policy over operational military issues, the
civilian
leadership
has resisted attempts by the military to increase their authority over these
new areas.48
Instead,
they placed the military in a supporting role to the civilian agency which has
primary
responsibility
for the task. The result of this decision is a growing sense of isolation and
alienation
within
the military, as it believes the civilian leadership ignores its views and
opinions in these
areas.
The second factor behind Colonel
Dunlap's thesis is the growing isolation of the military
from
society. Just at the time when society demands an increased role for the
military in domestic
affairs,
the restructuring of the military reduces the interactions between the rank and
file of the
military
and society. Due to Reductions In Force, Selective Early Retirement, and other
personnel
actions,
the senior leadership of the military has changed significantly. Even more
significantly,
fewer
sources of new officers exist due to the reduction in Reserve Officer's
Training Corps and
Officer
Candidate School programs. As a result, the diversity in backgrounds and
perspectives are
rapidly
changing as the military reduces its size.49
Other activities reinforce this trend
towards isolation as well. For example, the closure of
numerous
military bases significantly reduces the regions of the country where soldiers
live among
the
other members of society. This action has a secondary effect of forcing
military retirees and
other
people who rely on the military bases for essential services to concentrate in
fewer areas as
well.
Combined with the fact that no draft or other form of national service exists,
we see a
pattern
developing where few members of society understand the social order of the
military or
know
anybody who can help them understand the peculiarities of military service.
Further, these changes produced a new
gap between the values of society and the military.
Instead
of accepting and reflecting the values of society, the military leadership has
resorted to
public
forums to present its views on issues with which they disagree. The clearest
example of this
trend
is the recent discussion of the sexual orientation policy in the press. This
issue caused an
extensive
number of active duty officers to enter the public debate on the topic. Even
more
disturbing
was the continuation of the debate after the President issued his final
decision on the
subject.
If this situation is more than an isolated event, it could serve as an
indicator that
Dunlap's
premise is correct. In other words, societal and structural changes produce a
sense of
isolation
and alienation from the greater society.
Outside of isolated events, are there
any other mechanisms we can use to help us confirm
or
refute Colonel Dunlap's thesis? Moreover, can any of these mechanisms give us a
clue as to
what
actions the military or civilian leadership should take to prevent this future
scenario from
developing?
The ideal mechanism would be an in-depth study of the entire officer corps.
However,
this thesis cannot conduct such a demanding survey.
Instead, the mechanism I shall use is
the comparison of two selected groups of officers. I
selected
members of the United States Marine Corps to serve as the basis of my survey. I
selected
the
marines primarily because the Marine Corps is the most conservative and
tradition bound
Service
within the U.S. military.50 In addition, the Marine Corps is the smallest
Service. The latter
aspect
tends to enhance the groups cohesion, loyalty, and sense of common purpose. As
a result,
trends
discovered here could indicate problems exist in the other Services as well.
I split my survey into two sample
groups. Both groups are students in residence at the
Marine
Corps Base Quantico. The first subgroup consists of officers attending the
Command and
Staff
College. The Marine Corps considers officers for attendance at this course
after they have
been
selected for promotion to the grade of Major. As a result, the officers
attending this course
have
at least ten years of experience within the military.
More significantly, the officers
attending this course will become the future leaders of the
Marine
Corps. A central board screens and selects officers to attend the resident
Command and
Staff
course. In general, this action limits the pool of officers to the top forty
percent of their
respective
year groups. As a result, selection for this course is a recognition of the
officer's
potential
for service at higher levels of responsibility.
This group of students offers another
advantage as well. Not only do marines attend this
course,
but so does a small percentage of officers from other Services. As a result, a
control
group
exists within this sample. Comparing the results between these two elements
could assist
with
our analysis.
The second major subgroup used in this
study are students attending the Officer Basic
Course.
According to Marine Corps policy, all officers attend this course upon entry to
the Corps
regardless
of branch of service. As a result, one can expect a cross section of
backgrounds and
perspectives
in this class. Even more important, this group offers us a glimpse of the types
of
individuals
who are entering the Corps at this time. In addition, this group gives us the
opportunity
to sample their views before extensive socialization within the Corps has
happened.
In general, what questions did I want
this survey to answer? I centered my efforts on
questions
which could provide indicators of Colonel Dunlap's two primary concerns. Thus,
my
initial
questions concerned demographic issues. I hope to use the results of this
information to see
if
any trends in the demographics of the two officer groups support his contention
of growing
isolation
of the military from society. In particular, should the values of society and
the officer
corps
be identical? If so, does the officer corps resent efforts to influence its
value system to
ensure
such similarity?
The second objective is an assessment of
the impact of the new missions the civilian
leadership
has assigned to the military. In particular, I am concerned with issues such as
the
assessed
impact of these changes on our combat readiness; whether officers believe these
missions
are
the military's responsibility; and whether we should accept new missions in
these areas.
Closely
related to these questions is the issue of the effect of this responsibility
upon the officer
corps.
Do officers believe these missions improve our ties to society or pose a threat
to our long
term
relations. In addition, I hope to determine if the officers participating in
this survey believe
the
military leadership should have a greater role in policy development.
I believe the answers to such questions
can serve as the basis for assessing Colonel
Dunlap's
concerns. Even more importantly, I believe the trends I will identity could
serve as the
basis
for proposing changes to existing policy to prevent unfavorable trends from
continuing.
Moreover,
the results may encourage additional studies of this nature across the Armed
Forces.
The Survey and the
Results
I administered the survey (enclosed at
Annex A, tabulated results enclosed at Annex B) to
a
total population of 203 officers attending courses of instruction at the Marine
Corps Base
Quantico.
Of this population, 150 officers returned a survey form to me. Unfortunately, I
had to
eliminate
6 of the response forms. I did not use these 6 responses because the officers
had not
answered
all of the questions or their responses showed a lack of consistency in their
answers
(such
as responding with a single answer to every question).
Of the remaining respondents, forty of
the officers attended the introductory Basic School
for
newly commissioned officers. The other participants attended the Command and
Staff College.
of
this latter group, 71 of the officers were Marines. The remaining officers (33
total) were
members
of the sister Services or other federal agencies.
I compiled demographic information on
the respondents to identify indicators of the
causes
of possible discrepancies in the results among the three groups. In the case of
the Basic
School
students, I compiled the following information on the group. The average
participant was
under
25 years of age (75%) and had served on active duty for less than 3 years
(95%). In fact,
most
of these students had served on active duty for less than 6 months. The
majority of the
respondents
had gained their commission through the Officer Candidate School (55%). Of
those
officers
who indicated that they joined the service because of a contractual obligation,
all of them
indicated
that they would join again even if they did not have this obligation. Almost
one-quarter
(22.5%)
come from families which included career military members. All of the
respondents had
completed
their Bachelor's degree and 5% had completed graduate degrees. A total of 35
respondents
(87.5%) identified themselves as Caucasians.
In terms of experience and military
service, none of the respondents had served on the
staff
at the National Command Authority (Joint Staff, Office of the Secretary of
Defense, etc.)
level.
Neither did they have any direct experience in civil disturbance and law
enforcement
operations.
Five of the respondents (12.5%) did have combat experience and three of the
officers
had
participated in disaster relief operations.
In the case of the Marine officers
attending the Command and Staff College (CSC), a
different
profile emerges. Unlike the Basic School which trains new officers, CSC is a
course of
instruction
for field grade officers. As a result, the average officer in this group was 38
years old.
In
addition, all of the officers in this group had completed at least ten years of
service. The
majority
of these officers were close to the fifteenth year of service to the country.
At least 19 of
the
officers had completed their graduate degree at the time of the survey and all
had their
Bachelors
degree. In addition, 61 of the officers identified themselves as Caucasians.
In terms of experience, this group of
respondents showed a greater range of activities than
the
Basic School students. Almost 10% of the respondents (6) had served on a staff
at the NCA
level.
Moreover, 37 of the officers had combat experience and 19 officers had
participated in
disaster
relief operations. Yet, only one officer had participated in law enforcement
operations.
In other ways, the Marines of this
group were very similar to the respondents from the
Basic
School. For example, the majority (55%) of the participating officers earned
their
commission
via Officer Candidate School. Further, less than 10% of the respondents earned
their
commission
from one of the Service academies. Although the ratio of officers who came from
military
families was slightly higher (38%), it was not significantly different from the
Basic School
participants.
Yet, the number of officers who would not have joined the Service had they not
had
a
contractual obligation was significantly higher (25%) than the Basic School
students.
However, a greater demographic
difference existed between the Marine officers of both
groups
and the officers of the sister Services attending CSC. For example, the
officers in this
group
tended to be younger and have a wider variety of experiences than the Marine
counterparts
at
CSC. Almost fifty percent (45%) of the officers had combat experience.
Moreover, thirty
percent
of the officers had experience in disaster relief operations and twenty-seven
percent had
served
on a staff at the NCA level. Further, more than half of these officers (19) had
completed
their
graduate degree at the time of the survey. Yet, only one officer had experience
in law
enforcement
operations.
In terms of similarities, several
factors in this group's profile matched the other two
groups.
Ninety percent of this group considered themselves to be Caucasians. In
addition, the
number
of respondents from military families was similar (24%) to the results of the
other two
groups.
Also, we see a similarity in the source of the officers' commissions, with the
percentage
of
OCS and Academy graduates reflecting the profiles of the other two groups (52%
and 15%,
respectfully).
With this information as a backdrop, we
will proceed to a discussion of the actual issues
addressed
by the survey. As I indicated in the previous sections, the probabilities of
greater
military
influence and participation in policy formulation and political activity will
depend upon a
change
occurring within the officer corps. Due to the strong tradition of political
neutrality by the
officer
corps, such a change would require a fundamental shift in the beliefs of the
military about
the
viability and credibility of the country's government. In effect, the officer
corps must believe
the
Nation's viability is at risk.
Based upon Colonel Dunlap's premise
concerning the potential causes of a military coup
within
the United States, I divided my results into seven areas for assessment. The
first question I
addressed
concerned the political orientation of the respondents. As expected, all three
groups
indicated
they were conservatives on most political and social issues. The percentage of
respondents
which placed themselves in this category ranged from a low of 50% in the Basic
School
(TBS) to a high of 69% among the Marines attending the Command and Staff
College
(CSC/M).
The only other category to receive more than one vote was the
"middle" category. In
both
cases, these results reflected similar values to the Bachman survey of officers
two decades
before.51
This political and social orientation of
the respondents raises the second topic for
consideration.
This topic concerns the level of congruence between society and the military
officer
corps.
In other words, does the military reflect the values and beliefs of the society
which
produced
it? If we stopped our analysis at the political orientation of the military and
society, we
would
see a clear distinction already. Rarely has our society identified more than
30% of its
members
as conservatives. However, by itself this distinction should not concern us.
Rather, we
should
concern ourselves with the question of whether the officer corps believes its
values and
beliefs
are better than similar elements within society as a whole.
The survey results indicated some areas
where the participating officers thought they
differed
from society's views on issues. One example concerns the military justice
system
compared
with civil system. Respondents from all three groups indicated a clear
preference for the
military
system over the civilian system. They believed the military system would give
them the
best
chance to correct any wrong they might suffer (TBS 75%, CSC/M 81%, CSC/O 80%).
The
participating
officers did not possess the same degree of confidence in the civilian system
with less
than
half the respondents believing this system would treat them as well (TBS 48%,
CSC/M 44%,
CSC/O
55%).
I obtained similar results on the issue
of discrimination in the military and civilian society.
By
wide margins (TBS 56%, CSC/M 76%, CSC/O 67%), the officers believed the
military system
would
protect minorities and women from discrimination. As a result, they did not
believe
affirmative
action programs should exist within the military (TBS 87%, CSC/M 85%, CSC/O
76%).
Although the respondents did not believe such programs should exist in civilian
society, the
officers
did not share the same level of confidence that society would protect
minorities as well
(TBS
80%, CSC/M 69%, CSC/O 64%).
An issue of concern to me was the
officers' responses to questions concerning the values
of
the military and society. For example, one of my questions asked the
respondents if the values
espoused
by the military come closer to the values discussed in the country's founding
documents
than
those values accepted by the rest of society. A clear majority (TBS 81%, CSC/M
64%,
CSC/O
42% (plurality)) endorsed this proposition.
Two other questions reflected similar
feelings by the participating officers. These
questions
pertained to the manner in which the military and society view problems. First
of all, the
respondents
believed that society does not view the country's problems in the same manner
as the
military
(TBS 61%, CSC/M 72%, CSC/O 60%). Similarly, the participating officers stated
they
did
not believe that society has the same priorities for the problems that they do
(TBS 75%,
CSC/M
76%, CSC/O 69%). Perhaps the most disturbing statistic in the survey concerned
the
officers'
perceptions of the trend in these areas. As in the previous questions, the
officers of all
three
groups indicated a gap existed between the values of the military and society.
Moreover,
they
stated the passage of time will increase the gap between these two groups (TBS
60%,
CSC/M
51%, CSC/O 42% (plurality)).
I believe these results indicate the
potential for a serious problem in civil-military relations
for
the United States. In particular, I believe these results indicate a growing
alienation of the
officer
corps from society. Instead of viewing themselves as the representatives of
society, the
participating
officers believe they are a unique element within society. This trend existed
in all
three
groups, even the officers in the Basic Course who had limited time on active
duty. As a
result,
one of the indicators of potential problems highlighted by Colonel Dunlap does
exist within
this
survey population.
The third issue which I addressed
concerns political activism and the military. I wanted to
assess
the degree of support which existed for the participation of military leaders
in political
activity
and policy formulation. As discussed earlier, a professional military will seek
a greater
role
in policy formulation as society tasks them to perform non-traditional duties.
This need
reflects
the military's desire to protect its corporate identity and reputation within
society. Colonel
Dunlap
indicated this desire was a critical step in the process which could lead to a
coup within
the
United States. I wanted to determine if this desire existed within my sample
population.
The results of my survey in this area
had positive and negative results. On the positive
side,
the survey results indicated the participants did not want to play an active
role in policy
formulation.
Rather, the respondents would leave this responsibility with the Nation's
civilian
leadership.
For example, only 6 of the 144 respondents believed the probability of a
military coup
within
the United States was higher today than it was twenty-five years ago. Although
several
officers
included negative comments about the civilian government on their response
sheets, none
expressed
any desire to eliminate the civilian government and assume military rule. The
comments
they
included expressed the belief that if the public would elect the right people
then the
government
would work. As a result, the respondents still have faith in the political
system.
Similarly, the majority of the officers
did not believe active duty military personnel should
participate
in political activity. Less than one-third of the respondents believed the
restrictions on
political
activities by active duty personnel violated their rights as citizens (TBS 31%,
CSC/M
28%,
CSC/O 24%). Rather, the respondents believed these restrictions ensured the
political
neutrality
of the military and prevented political appointments from contaminating the
promotion
system
(TBS 58%, CSC/M 65%, CSC/O 62%).
The respondents extended their support
for restrictions on political activity by the military
to
the members of the Joint Chiefs of Staff. The majority of the participating
officers did not
believe
the senior leadership should debate policy issues in public fora such as the
mass media.
Rather,
the respondents believed the Joint Chief should limit their discussions of
issues to only
those
topics which the President or the Secretary of Defense has not decided (TBS
53%, CSC/M
59%,
CSC/O 73%). Only 21 of the officers participating in the survey believed
military leaders
should
use press leaks or similar techniques to disrupt policy decisions with which
they disagreed.
In addition, the participants recognized
the desirability of having people with different
political
views within their organizations (TBS 43%, CSC/M 41%, CSC/O 53%). However, when
I
asked the participants to discuss the role of civilian policy makers in
operational issues, a
distinction
between the Basic School students and Command and Staff College students
developed.
The majority (53%) of the Basic School students did not believe the civilian
leadership
should
play a role in operational issues. However, the CSC students recognized a valid
right and
need
for civilian participation in operational decisions. A clear majority in both
groups (CSC/M
66%,
CSC/O 63%) recognized this role. The most likely explanation for this
discrepancy is the
recent
exposure of the CSC students to strategic and operational policy formulation in
their
curriculum.
As a result, the officers recent exposure to this instruction may have modified
their
views
on the relationship of war to policy.
On the negative side, the respondents
believed the members of the Joint Chiefs of Staff
should
play a role in policy formulation. A significant majority in each group (TBS
73%, CSC/M
88%,
CSC/O 79%) believed the Chic have an obligation to voice their concerns on
military
policy
issues to Congress, the media, or the public. Less than fifty percent of the
participants
(TBS
40%, CSC/M 43%, CSC/O 42%) believed the discussion of policy decisions in
public fora
by
active duty officers was inappropriate. Moreover, none of the groups believed
the military
should
force an officer to resign if he or she contests a policy decision in a public
forum (TBS
43%,
CSC/M 40%, CSC/O 45%). In addition, they did not believe retired officers
should face any
restrictions
to their political activities even if they use their former rank as part of
their argument
(TBS
53%, CSC/M 75%, CSC/O 72%).
I believe these results could indicate
potential long term problems for the Nation's
military.
Although the majority of the officers did not believe the military should play
an active
role
in political decisions, a significant minority did believe such activity was
appropriate. Further,
they
strongly believed the senior military leaders must play a role in such
decisions. As discussed
in
Colonel Dunlap's article, this acquiescence of the officer corps to a growing
accumulation of
political
power by the Chairman of the Joint Chiefs of Staff is one of the primary
facilitators of the
coup.
(The other factor being the weakness of the Executive and Legislative
Branches.) If such a
move
by a future Chairman had the public support of numerous retired General
Officers, I can
easily
imagine a scenario where Colonel Dunlap's thesis becomes fact.
Let us turn our attention to the next
issue of concern. This topic is the impact of policy
decisions
upon the military and how the officers interpret the consequences of these
decisions.
Perhaps
one of the more contentious issues concerns Operations Other Than War (OOTW).
The
military
community jumps many different types of activities and operations into this
category.
Depending
upon the Service, these activities may include humanitarian assistance
operations, drug
interdiction,
or peace enforcement operations as possible examples.
Surprisingly, the majority of all
officers participating in the survey believed the military
should
perform these tasks. However, the three groups differed greatly in their
acceptance of
these
missions. The majority of the Marines believed the Services should perform
these tasks. In
the
case of the Basic School students, more than 63% of the respondents believed
the military had
a
role to play in these activities. The CSC Marines only had 28% of their members
voice negative
concerns
about such operations. However, they only had 40% of their members believe the
military
should perform these tasks. Surprisingly, the officers of the other Services at
CSC voiced
strong
opposition to such operations. More than 63% of these officers did not believe
the military
should
play a role in such operations.
Three possible explanations for this
difference exist. First, the Marines may have a
different
view of these activities due to the incorporation of such contingencies into
their Marine
Expeditionary
Unit deployment plans. The other possible explanation is the members of other
Services
have more experience performing such operations. As a result, their
participation in such
actions
and operations may lead these officers to a different estimate of their worth.
The final
possibility
is that such operations fall within the bounds of the "small wars"
mentality upon which
the
modern Marine Corps developed in this century. As a result, this type of
operation appeals to
those
Marines who joined because of the Corps' emphasis upon tradition.
Similar results occurred on the issue of
which units should perform these missions.
Whereas
the Marines believed the Reserves should not perform these missions
exclusively, the
majority
of the respondents from the other Services did believe the Reserves should do
these
missions.
When I asked the participants if such operations helped justify the Services'
budgets,
only
28% of TBS students and 30% of sister Service students disagreed. However, 51%
of the
Marine
CSC students disagreed with this assessment.
The most likely explanation for this
difference is the Marines recent experience in the
Supplemental
Budget Authorization. This Bill, designed to reimburse the Services for recent
humanitarian
operations, actually removes money from other accounts to pay a portion of the
costs
associated with these operations. As discussed by several speakers at CSC, the
Marines paid
a
particularly high percentage of this cost. As a result, this information might
have influenced the
participants'
views.
By ratios of more than two-thirds, the
participants supported the position that many of the
tasks
performed under Operations Other Than War do improve the military's reputation
and
support
within society. However, by similar ratios, the respondents stated such
operations do not
improve
the morale of the unit nor strengthen the ties of the military with society.
Yet the officers
razed
the military's role in these operations will increase in the future.
Pluralities in each group
stated
the inefficiency of the civilian government and the military's recognized
ability to adapt to
difficult
tasks will force the President to use the military more often in these areas.
However, a
plurality
in each group does not believe such operations will hinder combat
effectiveness.
Although the participants believed
military participation in OOTW activities must grow,
they
did not possess a strong desire to participate as an organization. Even though
they believed
military
organizations are the most competent organizations within the government (TBS
51%,
CSC/M
59%, CSC/O 33%), they did not want the military to take the lead in OOTW
activities. A
large
percentage of each group believed the President should attempt to fix the
agencies which
have
responsibility for these activities before he or she turns to the military (TBS
51%, CSC/M
63%,
CSC/O 69%). Even more important, a large number of officers do not believe any
agency in
the
government can solve these problems (TBS 30%, CSC/M 31%, CSC/O 33%).
This issue does raise new concerns
because we see a possible indicator which Colonel
Dunlap
discussed in his article. This issue is the growing role of the military in
OOTW. Colonel
Dunlap
believed such operations caused a severe impact on combat effectiveness. In
addition, he
believed
such operations gave the military the opportunity to enter the domestic policy
formulation
arena. Since many of these tasks are extremely difficult to perform well, the
military
has
a high probability of failing or being ineffective. To improve its probability
of success, the
military
leadership seeks greater authority over these areas. If the civilian government
cannot or
will
not grant this authority, the probability of the military feeling frustrated
and alienated grows
considerably.
Thus, the corporate reputation and identity of the officer corps is at risk in
this
environment.
Together, these areas give the military leadership the incentives they needed
to
usurp
the government in a time of crisis.
The survey results tend to support his
thesis in this area. We see a recognition by the
officers
that their role in OOTW win probably increase in the future. Although they do
not seek
such
operations, they believe the military will attempt to do these tasks because
the rest of the
government
cannot do them. They even realize that their efforts may be in vain because the
problems
may not have solutions. However, by agreeing to do such tasks, the military
risks its
professional
reputation by attempting to solve the problem. This risk is inherent in a
government
which
requires a "quick fix", to all problems because of the short tenure
of the decision makers.52
If
the military leadership does not have any greater success than civilian
agencies, the reputation
of
the military will suffer. In light of the effort to cut the Federal budget,
such failure could result
in
new attacks on the military's access to resources. The combined effects of
these circumstances
are
the ones which Dunlap and Perlmuter addressed. These concerns are the attacks
on the
military
a corporate identity which threaten its professional values. As a result, the
potential for
military
intervention in politics increases dramatically.
How can our society ensure that our
military does not become isolated politically and
socially?
Many people believe OOTW would strengthen the ties of the military to society.
However,
the results of this survey indicated the officers do not believe it improved
the bonds. As
a
result, are there any other options available to strengthen our ties? The other
common proposals
include
the use of National Service (Draft) or making the military reflect the
composition of
society
via social engineering. Examples of the latter activity include the recent
policy on sexual
orientation
and Affirmative Action programs.
Considering the results of the survey,
neither idea has much support within the officer
corps.
The majority of the respondents did not believe the civilian leadership should
attempt to
mold
the military through social policies. While the TBS students split on this
issue, the CSC
officers
had firm majorities (CSC/M 62%, CSC/O 54%) opposing such policies.
Surprisingly,
similar
results occurred even if the President promised the proposed program would not
hinder
combat
effectiveness or morale. Only the TBS students agreed to support such a policy.
The other
groups
did not support such programs even under these conditions.
On the issue of National Service,
similar results occurred. Although I expected strong
support
for the Draft among the participants, such support did not exist. The majority
of the
respondents
did not believe we should have a Draft just to ensure everybody has an
obligation to
serve
the Nation. Also, they recognized the fact that the military and government do
not have a
method
to use all of the labor provided should such service become universal. Further,
the
respondents
believed such a proposal would harm civil-military relations and widen the gulf
between
the military and society.
As a result, neither of the proposals to
bring the military closer to society has much
support
among the survey population. Thus, the military leadership may have to turn to
a review
of
its recruitment and retention policies to address this issue. In particular, we
may need to
actively
recruit among the population which has traditionally shunned military service.
Such
actions,
combined with inducements, may provide the military with a broader spectrum of
people
within
its ranks. Such a broad cross section may become critical as the military
reduces its size. In
particular,
Dunlap believes this narrowing of views combined with the unification of the
military
services
could lead to a "group-think" mentality. Without any mavericks to
oppose their actions,
Dunlap's
General Officers assumed power without any opposition. To ensure a similar
future
does
not await us, we need a base of officers who are not afraid to oppose such
activity. Such a
base
will only exist if the military believes they are the defenders of society and
not a separate
society
of their own.
Conclusions
The results of the survey should give
the reader some degree of discomfort. The
respondents
spanned the spectrum from recently commissioned lieutenants to field grade
officers
with
more than twenty years of service. However, the degree of agreement between the
officers
on
most issues showed a high degree of correlation. I expected to see a wider
divergence due to
the
vastly different backgrounds of the participants. As a result, I must conclude
that many of the
opinions
expressed by the officers on this survey existed when they entered the Service.
Except
for
marginal changes, socialization within the military did not seem to have much
impact.
The second issue of concern was the
value system of the military. I have grave concerns
over
the respondents' belief that the military's values are different or better than
society's values.
More
importantly, the officers polled in this survey believe the differences in
values will increase
over
time. Although the military encourages an image of elitism, such a belief in
this area could
produce
the Praetorian Guard mentality I discussed earlier. Instead of associating with
the defense
of
society's values, a Praetorian Guard will impose and defend fundamental values
it believes
society
needs.
A
classic example of this situation happened in Chile almost twenty years ago.
The Chilean
military
was a very professional organization. The majority of the officer corps came
from the
middle
class. When the society elected a communist President, the military broke from
society.
The
officer corps believed this change threatened the basic principles upon which
the society
rested.
As a result, the military seized power and assassinated the country's elected
President.
Could such a situation arise within the
United States? Nobody can predict the future. At
the
time of the coup, Chile was one of the most stable countries in South America.
However, this
example
demonstrates the clear danger of what can happen if the officer corps does not
believe
society
has the same values as they do. Under these circumstances, the officer corps
has a much
easier
time justifying its actions.
In line with the previous issue is the
third area of concern to me. This area concerns the
extremely
strong opposition which exists to any effort to use the military as a tool of
social action.
Since
World War II, the civilian leadership has used the military often to introduce
policies needed
to
bind society closer together. These policies ranged from the Draft; to racial
integration, to the
integration
of women. In almost every case, subsequent reviews by independent auditors have
praised
the military leadership for their outstanding accomplishments in these areas.
By almost
every
standard of evaluation, the U.S. military is a leader in the country and the
world in
integration
efforts.
Despite this history of success, the
degree of opposition to these policies among the
respondents
was surprisingly high. I was very surprised by the degree of opposition to
these
policies.
Several of the respondents included detailed statements explaining their
opposition to
such
policies and their extreme dislike for them as well. Some individuals would
charge that the
military
is reflecting the values of society in this area. As demonstrated by a recent
Washington
Post
survey, less than 25% of the adult population believes such policies should
exist.53 However,
I
believe the military has served a key role in unifying our country through such
policies in the
past.
I believe many key policy makers realize this fact as well. So when the
civilian leadership
attempts
to implement more controversial proposals (such as a relaxed sexual orientation
policy),
I
am afraid such actions may further alienate the military from society.
My fourth area of concern addressed the
issue of the military performing Operations Other
Than
War. Due to a variety of factors, the officers in this survey seemed resigned
to a growing
role
of the military in such operations. In particular, they believe the military's
role in domestic
affairs
will expand. As discussed by Dunlap, this growing role in domestic affairs
brings an
additional
problem as well. This problem is the growing role of military leaders in
domestic policy
issues.
I believe this trend is very dangerous. In particular, I believe it could lead
to a major
problem
in the promotion system. More importantly, it could lead to the political
contamination of
the
General Officer ranks and are return to the incompetence which marked similar
forays in the
past
(such as the Civil War). In addition, such political contamination might make
the military
leadership
more receptive to tasks such as the suppression of the political opposition.
The classic
examples
of how the military can assume such a role includes Napoleon's role in the
French
Revolution
and the junta which controlled Brazil for several years.
The final issue of concern to me is the
one which will tell us how to reverse these trends.
Unfortunately,
I do not have the answers to these problems. I may not consider the concepts
which
I developed before I administered my survey as viable due to the strong
opposition which
exists
within my sample population. As a result, I will close with two radical ideas
which might
serve
as the basis for exploration by other individuals in subsequent studies.
Many people believe the focus of effort
should rest on attempts to help society identify
with
the military. I disagree with this belief. Instead, I would expend my efforts
to integrate the
military
into society. I believe the critical issue in future civil-military relations
is whether the
military
rejects the values of society and becomes a society within itself. If this
condition persists,
I
believed Dunlap's thesis will become fact.
The two proposals I developed are
simple. First, I would discontinue military housing and
the
Base Exchange system within the Continental United States. Instead, I would
offer two
alternatives
to shelter our soldiers. One alternative is a variation of the current Basic
Allowance
for
Quarters concept. Such a system could mirror the current Rent-Plus system in
Europe. The
alternative
is to build housing throughout the local community. Instead of using DoD
personnel to
maintain
the house, the government will hold the individual soldier responsible. If the
soldier
abuses
the house, he or she will pay the government when they leave. On the other
hand, if the
soldier
improves the house, the government will pay them. Either way, these actions
will force the
military
back into society and increase their involvement in local affairs.
My second proposal is a change in the
source of the officer corps. Through inducements
or
other means, the senior leadership should attempt to recruit officers from a
wider range of
backgrounds.
We might need to revise our policies on the use of Reserve forces to allow them
to
play
a greater role in main stream, military politics. For certain organizations, we
might want to
consider
the use of qualified civilians as commanders. We should encourage the exchange
of
officers
with other federal agencies. Similar to Goldwater-Nichols provisions on the
selection
requirement
of joint experience for General Officers, we may want to impose a similar
requirement
that mandates such inter-departmental service as well. Either way, the thrust
of this
argument
is to increase the perspectives within the military establishment to prevent
the "group-
think"
mentality which Dunlap warns us about in his article.
In conclusion, I believe the results of
this survey support some of the concerns expressed
by
Colonel Dunlap. However, I do not believe the conditions are as bad as implied
by his article.
In
fact, I believe some of his concerns lack any justification. However, the
indicators do show us
that
something must occur to bring the military and society closer together.
Unfortunately, most
of
the common proposals in the press have little appeal among the officers. As a
result, one of the
tasks
our future leaders must tackle is the method by which we can bind the military
to society
once
again.
NOTES
1 LTC Charles J. Dunlap, JR. (USAF),
"The Origins of the American Military Coup Of 2012," Parameters,
no.2
(Winter 1992-93): 2.
2 Allen R. Millet, The American
Political System and Civilian Control of the Military, (Columbus, OH:
The
Mershon Center of Ohio State University, 1979), 101.
3 Stephen Ambrose, The Military and
American Society, (New York: Free Press, 1972), 7.
4 Although the military has never
conducted nor attempted to conduct a coup within the United States,
three
major civil-military conflicts did occur.
As I will discuss later on, Washington suppressed one proposed
attempt
at the end of the Revolutionary War at Newburgh, New York. The other conflict
which I discussed is the
conflict
between MacArthur and Truman. The third conflict concerned the raids by Andrew
Jackson into Florida in
pursuit
of Indians attacking U.S. citizens during the Monroe Administration.
5 Millet, 113.
6 Millet, 115.
7 J. N. Wolfe and others, The Armed
Services and Society, (Chicago, Edinburgh University Press, 1969), 9.
8 Ambrose, 23.
9 J. Ronald Fox, The Defense Management
Challenge: Weapons Acquisition, (Boston: Harvard Business
School
Press, 1988), 107.
10 The Annals of America, (Chicago:
Encyclopedia of Britanica, 1976), 608-9.
11 Wolfe, 12.
12 Millet, 14.
13 Wolfe, 15.
14 Wolfe, 22.
15 Millet, 35.
16 Millet, 33.
17 Millet, 25.
18 Millet, 29.
19 Millet, 36.
20 Robert Previdi, Civilian Control Verses
Military Rule, (New York: Hippocrene Books, 1988), 25-30.
21 Millet, 45.
22 Previdi, 25-30.
23 Previdi, 25-30.
24 Ambrose, 120-122.
25 Ambrose, 116-119.
26 Ambrose, 125-127.
27 Wolfe, 25-30.
28 Fox, 115.
29 Previdi, 110-115.
30 Previdi, 95.
31 Joint Chiefs of Staff message to U.S.
Atlantic Command, subject: "Joint Requirements Oversight Council
(JROC)
Expanded Role," 042200Z, April 1994.
32 Andrew J. Goodpaster and Samuel
Huntington, Civil-Military Relations, (Washington, DC: American
Enterprise
Institute, 1977), 48-55.
33 Amos Perlmutter, The Military and
Politics in Modern Times, (New Haven, CT: Yale University Press,
1977),
33-34.
34 Perlmutter, 30-35.
35 Perlmutter, 30-35.
36 Perlmutter, 30-35.
37 Perlmutter, 34 -35.
38 Fox, 308.
39 American Caesar, 375.
40 Jerald Bachman, John D. Blair, and David R.
Segal, The All Volunteer Force, (Ann Arbor, MI:
University
Of Michigan Press, 1977), 106-120.
41 Wolf, 27-30.
42 Gary D. Ryan and Timothy K. Nennigor,
Soldiers and Civilians, (Washington, DC: National Archives
Trust,
1987), 15-23.
43 Bachman, 120.
44 Millet, 45-50.
45 Bachman, 130-140.
46 "Extracts from the Officer
Personnel Management Directorate Update," The Army Acquisition Corps
Playbook
(Alexandria, VA: U.S. Total Army Personnel Command (TAPC-OPB-E), 18 Aug 1994),
Appendix C.
47 Officer Evaluation Guide, 8th Edition,
(Alexandria, VA: U.S. Total Army Personnel Command (TAPC-
OPB-ES),
Aug 1991), 5.
48 Millet, 55-60.
49 U.S. Total Army Personnel Command,
Appendix C.
50 Bachman, 106-110.
51 Bachman, 235.
52 Fox, 112.
53 Richard Morris and Sharon Warden,
"Americans Vent Anger at Affirmative Action," The Washington
Post,
March 24, 1995, Sec. A1.
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APPENDIX
A: SAMPLE SURVEY
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here to view image
APPENDIX
B: SURVEY RESULTS
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here to view image
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