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Operation Desert Storm:
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Operation Desert Storm:
Evaluation of the Air Campaign
LETTER
B-260509 July 2, 1996 The Honorable David Pryor Committee on Governmental Affairs United States Senate The Honorable John D. Dingell Ranking Minority Member Committee on Commerce House of Representatives This report responds to your request that we comprehensively evaluate the use and effectiveness of the various aircraft, munitions, and other weapon systems used in the victorious air campaign in Operation Desert Storm in order to aid the Congress in future procurement decisions. Over 5 years ago, the United States and its coalition allies successfully forced Iraq out of Kuwait. The performance of aircraft and their munitions, cruise missiles, and other air campaign systems in Desert Storm continues to be relevant today as the basis for significant procurement and force sizing decisions. For example, the Department of Defense (DOD) Report on the Bottom-Up Review (BUR) explicitly cited the effectiveness of advanced weapons used in Desert Storm--including laser-guided bombs (LGB) and stealth aircraft--as shaping the BUR recommendations on weapons procurement.\1 -------------------- \1 Department of Defense, Report on the Bottom-Up Review (Washington, D.C.: Oct. 1993), p. 18. BACKGROUND ------------------------------------------------------------ Letter :1 Operation Desert Storm was primarily a sustained 43-day air campaign by the United States and its allies against Iraq between January 17, 1991, and February 28, 1991. It was the first large employment of U.S. air power since the Vietnam war, and by some measures (particularly the low number of U.S. casualties and the short duration of the campaign), it was perhaps the most successful war fought by the United States in the 20th century. The main ground campaign occupied only the final 100 hours of the war. The air campaign involved nearly every type of fixed-wing aircraft in the U.S. inventory, flying about 40,000 air-to-ground and 50,000 support sorties.\2 Approximately 1,600 U.S. combat aircraft were deployed by the end of the war. By historical standards, the intensity of the air campaign was substantial. The U.S. bomb tonnage dropped per day was equivalent to 85 percent of the average daily bomb tonnage dropped by the United States on Germany and Japan during the course of World War II. Operation Desert Storm provided a valuable opportunity to assess the performance of U.S. combat aircraft and munitions systems under actual combat conditions. Unlike operational tests or small-scale hostilities, the air campaign involved a very large number of conventional systems from all four services used in tandem, which permits potentially meaningful cross-system comparisons. The combat data in this report can be seen as an extension of the performance data generated by DOD's operational test and evaluation programs that we have previously reviewed.\3 -------------------- \2 Support sorties comprised missions such as refueling, electronic jamming, and combat air patrol. \3 See Weapons Acquisition: Low-Rate Initial Production Used to Buy Weapon Systems Prematurely (GAO/NSIAD-95-18, Nov. 21, 1994); Weapons Acquisition: A Rare Opportunity for Lasting Change (GAO/NSIAD-93-15, Dec. 1992); Weapons Testing: Quality of DOD Operational Testing and Reporting (GAO/PEMD-88-32BR, July 26, 1988); Live Fire Testing: Evaluating DOD's Programs (GAO/PEMD-87-17, Aug. 17, 1987); and How Well Do the Military Services Perform Jointly in Combat? DOD's Joint Test and Evaluation Program Provides Few Credible Answers (GAO/PEMD-84-3, Feb. 22, 1984). OBJECTIVES, SCOPE, METHODOLOGY ------------------------------------------------------------ Letter :2 To respond to your questions about the effectiveness of the air campaign; the performance of individual weapon systems; the accuracy of contractor claims, particularly in regard to stealth technology and the F-117; and the relationship between the cost of weapon systems and their performance and contributions to the success of the air campaign, we established the following report objectives. 1. Determine the use, performance, and effectiveness of individual weapon systems in pursuit of Desert Storm's objectives and, in particular, the extent to which the data from the conflict support the claims that DOD and weapon contractors have made about weapon system performance. 2. Describe the relationship between cost and performance for the weapon systems employed. 3. Identify the degree to which the goals of Desert Storm were achieved by air power. 4. Identify the key factors aiding or inhibiting the effectiveness of air power. 5. Identify the contributions and limitations of advanced technologies to the accomplishments of the air campaign. 6. Determine whether the unique conditions of Desert Storm limit the lessons learned. We compared the performance of nine fixed-wing air-to-ground aircraft and assessed several major guided and unguided bombs and missiles used in the war, including Tomahawk land attack (cruise) missiles (TLAM), laser-guided bombs (LGB), Maverick missiles, and unitary unguided bombs.\4 The primary focus of our analysis was on the use of these weapon systems in missions against targets that war planners had identified as strategic.\5 Historically, studies of air power have articulated differing points of view on the relative merits of focusing air attacks on targets deemed to be strategic (such as government leadership, military industry, and electrical generation) and focusing them on tactical targets (such as frontline armor and artillery). These contending points of view have been debated in many official and unofficial sources.\6 In this study, we did not directly address this debate because data and other limitations (discussed below) did not permit a rigorous analysis of whether attacks against strategic targets contributed more to the success of Desert Storm than attacks against tactical targets. A primary goal of our work was to cross-validate the best available data on aircraft and weapon system performance, both qualitative and quantitative, to test for consistency, accuracy, and reliability. We collected and analyzed data from a broad range of sources, including the major DOD databases that document the strike histories of the war and cumulative damage to targets; numerous after-action and lessons-learned reports from military units that participated in the war; intelligence reports; analyses performed by DOD contractors; historical accounts of the war from the media and other published literature; and interviews with participants, including more than 100 Desert Storm pilots and key individuals in the planning and execution of the war.\7 And after we collected and analyzed the air campaign information, we interviewed DOD, Joint Chiefs of Staff (JCS), and service representatives and reviewed plans for the acquisition and use of weapon systems in future campaigns to observe how the lessons learned from Desert Storm have been applied. To compare the nature and magnitude of the power that Operation Desert Storm employed against strategic targets to the nature of outcomes, we analyzed two databases--the "Missions" database generated by the Air Force's Gulf War Air Power Survey (GWAPS) research group to assess inputs and the Defense Intelligence Agency's (DIA) phase III battle damage assessment (BDA) reports to assess outcomes. While this methodology has limitations, no other study of Desert Storm has produced the target-specific, input-outcome data that can be derived by merging these databases. The data we analyzed in this report constitute the best information collected during the war.\8 We focused our analyses on data available to commanders during the war--information they used to execute the air campaign. These data also provided the basis for many of the postwar DOD and manufacturer assessments of aircraft and weapon system performance during Desert Storm.\9 -------------------- \4 The aircraft included the A-6E, A-10, B-52, F-16, F-15E, F/A-18, F-111F, and F-117 from the U.S. air forces, as well as the British GR-1. The AV-8B, A-7, and B-1B were not included. Both the AV-8B and the A-7 were excluded because of their relatively few strikes against strategic targets. The B-1B did not participate in the campaign because munitions limitations, engine problems, inadequate crew training, and electronic warfare deficiencies severely hampered its conventional capabilities. \5 Campaign planners categorized all strategic targets into 1 of 12 target sets: command, control, and communication (C\3 ); electrical (ELE); government centers or leadership (GVC); lines of communication (LOC); military industrial base (MIB); naval (NAV); nuclear, biological, and chemical (NBC); offensive counterair (OCA); oil refining, storage, and distribution (OIL); Republican Guard (RG) or ground order of battle (GOB); surface-to-air missile (SAM); and Scud missile (SCU). \6 Examples include Edward C. Mann, III, Thunder and Lightning (Maxwell Air Force Base, Ala.: Air University Press, Apr. 1995); John A. Warden, III, The Air Campaign (Washington, D.C.: Pergamon-Brassey's, 1989); and Richard T. Reynolds, Heart of the Storm: The Genesis of the Air Campaign Against Iraq (Maxwell Air Force Base, Ala.: Air University Press, Apr. 1995). \7 We interviewed pilots representing each type of aircraft evaluated, with the exception of British Tornados. The British government denied our requests to interview British pilots who had flown in Desert Storm. \8 We also sought data and analyses collected and conducted after the war. We used these data to check the reliability and validity of information collected earlier. \9 Constraints in the reliability and completeness of some important portions of the data imposed limitations on our analysis of the air campaign. For example, relating specific types of aircraft or munitions to target outcomes was problematic because BDA reports provided a comprehensive compilation of damage on strategic targets at given times during the campaign--not necessarily after each strike against the targets. Therefore, we balanced data limitations, to the extent possible, through qualitative analyses of systems, based on the diverse sources cited above. For example, we compared claims made for system performance and contributions to what was supportable given all the available data, both quantitative and qualitative. (See app. I for additional information on the study methodology and the strengths and limitations of the data.) DATA LIMITATIONS ------------------------------------------------------------ Letter :3 The best available data did not permit us to either (1) make a comprehensive system-by-system quantitative comparison of aircraft and weapon effectiveness or (2) validate some of the key performance claims for certain weapon systems from the war. However, we were able to compare aircraft and munition performance in Desert Storm using a combination of quantitative and qualitative data. There are major limitations in the available data pertaining to the effects of aircraft and munitions on targets. At the same time, DOD successfully collected a large amount of data across a wide range of issues, including weapon use, aircraft survivability, sortie rates, and support needs. With the caveats stated above, these data permitted us to analyze aircraft and weapon system performance, performance claims, and the effectiveness of air power.\10 -------------------- \10 See appendix I for an expanded discussion of our methodology. Appendixes II through XI present the analyses in support of our findings. A description of aircraft and munition use is presented in appendix II. Appendix III discusses aircraft and munition performance and effectiveness. Cost and performance of aircraft and munitions are analyzed in appendix IV. The development of air campaign objectives and the Iraqi air defense system are described in appendixes V and VI, respectively. Appendix VII compares the design mission of aircraft with their actual use, while the weight and types of effort expended are summarized in appendix VIII. Supplementary information on target sensor technologies and combat support platforms are presented in appendixes IX and X. Finally, an examination of the employment of the F-16 and F-117 against the Baghdad Nuclear Research Facility is presented in appendix XI. RESULTS IN BRIEF ------------------------------------------------------------ Letter :4 Air power clearly achieved many of Desert Storm's objectives but fell short of fully achieving others.\11 The available quantitative and qualitative data indicate that air power damage to several major target sets was more limited than DOD's title V report to the Congress stated.\12 These data show clear success against the oil and electrical target categories but less success against Iraqi air defense; command, control, and communications, and lines of communication. Success against nuclear-related, mobile Scud, and RG targets was the least measurable. The lessons that can be learned from Desert Storm are limited because of the unique conditions, the strike tactics employed by the coalition, the limited Iraqi response, and limited data on weapon system effectiveness. The terrain and climate were generally conducive to air strikes, and the coalition had nearly 6 months to deploy, train, and prepare. The strong likelihood of campaign success enabled U.S. commanders to favor strike tactics that maximized aircraft and pilot survivability rather than weapon system effectiveness. In addition, the Iraqis employed few, if any, electronic countermeasures and presented almost no air-to-air opposition. As a result, Desert Storm did not consistently or rigorously test all the performance parameters of aircraft and weapon systems used in the air campaign. Moreover, as we noted above, data are not available to fully assess the relative or absolute effectiveness of aircraft and weapon systems in the war. This combination of factors limits the lessons of the war that can be reasonably applied to future contingencies. Many of DOD's and manufacturers' postwar claims about weapon system performance--particularly the F-117, TLAM, and laser-guided bombs--were overstated, misleading, inconsistent with the best available data, or unverifiable. Aircraft and pilot losses were historically low, partly owing to the use of medium- to high-altitude munition delivery tactics that nonetheless both reduced the accuracy of guided and unguided munitions and hindered target identification and acquisition, because of clouds, dust, smoke, and high humidity. Air power was inhibited by the limited ability of aircraft sensors to identify and acquire targets, the failure to gather intelligence on critical targets, and the inability to collect and disseminate BDA in a timely manner. Similarly, the contributions of guided weaponry incorporating advanced technologies and their delivery platforms were limited because the cooperative operating conditions they require were not consistently encountered. DOD did not prominently emphasize a variety of systems as factors in the success of the air campaign. The important contributions of stealth and laser-guided bombs were emphasized as was the need for more and better BDA; less attention was paid to the significant contributions of less-sophisticated systems and the performance of critical tasks such as the identification and acquisition of targets. For example, more than is generally understood, the air campaign was aided by relatively older and less technologically advanced weapon systems and combat support aircraft, such as unguided bombs, the B-52, the A-10, refueling tankers, and electronic jammer aircraft. There was no apparent link between the cost of aircraft and munitions, whether high or low, and their performance in Desert Storm. After our analysis of the air campaign, we performed a review of the actions taken by DOD to address the lessons learned from our findings. While we found that several lessons were being addressed by DOD, we also found that others have not been. The lessons that have not been fully or appropriately addressed are the subject of three recommendations at the conclusion of this letter. -------------------- \11 The initial objectives of the strategic air campaign were to (1) disrupt the Iraqi leadership and command and control; (2) achieve air supremacy; (3) cut supply lines; (4) destroy Iraq's nuclear, biological, and chemical capability; and (5) destroy the Republican Guard. Destroying Scud missiles and mobile launchers became a priority early in the air campaign. \12 Department of Defense, Conduct of the Persian Gulf War, Final Report to Congress Pursuant to Title V of the Persian Gulf Conflict Supplemental Authorization and Personnel Benefits Act of 1991 (P.L. 102-25), April 1992. PRINCIPAL FINDINGS ------------------------------------------------------------ Letter :5 USE, PERFORMANCE, AND EFFECTIVENESS OF AIRCRAFT AND WEAPON SYSTEMS ---------------------------------------------------------- Letter :5.1 AIRCRAFT AND WEAPON SYSTEMS USED AS DESIGNED -------------------------------------------------------- Letter :5.1.1 In general, the actual use of aircraft and weapon systems in the conflict was consistent with their stated prewar capabilities. (App. II compares in detail the combat mission categories attributed to each aircraft before Desert Storm and those actually performed during the campaign.) Most targets were attacked by several types of aircraft or weapon systems. However, from strike data and pilot interviews, we did find that certain aircraft were somewhat preferred in certain target categories. The F-117 was the preferred platform against fixed, often high-value C\3 , leadership, and NBC targets; against naval targets, the A-6E and F/A-18 were preferred; and against fixed Scud missile targets, the F-15E. (The distribution of strikes by each type of aircraft across each of the strategic target categories is discussed in app. II.) Support aircraft, including refueling tankers, airborne intelligence-gathering aircraft, reconnaissance aircraft, and strike support aircraft like the F-4G, F-15C, EF-111, and EA-6B flew more than 50,000 sorties and were instrumental in the successful execution of the air campaign. Each type of strike aircraft, conventional and stealthy, received support--such as jamming and refueling--although not necessarily on each mission. (See app. II for a discussion of the support provided to both conventional and stealth aircraft.) AIRCRAFT SURVIVABILITY ENHANCED BY TACTICS -------------------------------------------------------- Letter :5.1.2 The aircraft casualty rate (that is, aircraft DOD identified as lost to Iraqi action or damaged in combat) for the aircraft we reviewed was 1.7 aircraft per 1,000 strikes. This rate was very low compared to planners' expectations and historic experience. The combination in the first week of the war of a ban on low-level deliveries for most aircraft and a successful effort to suppress enemy air defenses (SEAD) that greatly degraded radar surface-to-air (SAM) missiles and the Iraqi integrated air defense system (IADS) resulted in a reduction in the average number of aircraft casualties per day from 6.2 during the first 5 days to about 1.5 for the remaining 38 days of the campaign. If the aircraft combat casualty rate for the first 5 days had continued throughout the war, a total of about 267 coalition aircraft would have been casualties. Avoiding low altitudes, 48 aircraft were actually damaged in combat during the entire war, and an additional 38 were combat losses. The attrition rate (including both loss and damage) of all combat aircraft was especially low when they flew at medium and high altitudes and at night. For example, only one-third of the Air Force casualties occurred above 12,000 feet, and only one-quarter of the coalition aircraft casualties occurred at night. The attrition rate at low altitudes was notably higher because of the continuing presence of antiaircraft artillery (AAA) and portable infrared (IR) SAMs--systems that are also generally less effective at night. Nonetheless, AAA and IR SAMs, perceived before the campaign to be lesser threats than radar-guided SAMs, were responsible for four times more casualties than radar SAMs. (See app. II for additional information and analysis on aircraft losses and damage.) One of the stated advantages of stealth technology is that it enhances survivability, and in Desert Storm, the stealthy F-117 was the only aircraft type to incur neither losses nor damage. However, these aircraft recorded fewer sorties than any other air-to-ground platform and flew exclusively at night and at medium altitudes--an operating environment in which the fewest casualties occurred among all types of aircraft.\13 Moreover, given the overall casualty rate of 1.7 per 1,000 strikes, the most probable number of losses for any aircraft, stealthy or conventional, flying the same number of missions as the F-117 would have been zero. (See app. II for more information on the tactics and support used by F-117s to minimize their exposure to air defense threats.) -------------------- \13 For example, nonstealthy aircraft, such as the F-111F and F-16, also suffered no losses when operating at night, and the A-10s experienced neither damage nor losses at night. Each of these three aircraft types flew at least as many night strikes as the F-117. GUIDED AND UNGUIDED MUNITIONS REVEALED STRENGTHS AND WEAKNESSES -------------------------------------------------------- Letter :5.1.3 While higher altitude deliveries clearly reduced aircraft casualties, they also caused target location and identification problems for guided munitions and exposed unguided bombs to uncontrollable factors such as wind. Medium- and high-altitude tactics also increased the exposure of aircraft to clouds, haze, smoke, and high humidity, thereby impeding IR and electro-optical (EO) sensors and laser designators for LGBs. These higher altitude tactics also reduced target sensor resolution and the ability of pilots to discern the precise nature of some of the targets they were attacking. While pilots and planners reported that unguided bombs were substantially less accurate and target discrimination problems were sometimes severe, these unguided bombs were employed with radar against area targets in poor weather. Our interviews with pilots also revealed a mix of concerns about survivability with guided and unguided munitions. Pilots pointed out that in some circumstances, guided munitions permitted the aircraft to "stand off" at relatively long distances from targets and their defenses, which was not possible with unguided munitions, while retaining accuracy. [DELETED] (See apps. II and IV for more pilot views on the use of guided and unguided munitions.) Guided bombs were the weapon of choice against small, point targets, such as reinforced bunkers, hardened aircraft shelters, and armored vehicles. However, from high altitude, unguided bombs were the weapon of choice against area targets, such as ammunition storage facilities and ground troop emplacements. In addition, pilots, especially of the F-16, remarked to us that they believed their high-altitude unguided bomb deliveries were ineffective against point targets such as tanks. Over the course of the campaign, the overall ratio of guided-to-unguided munitions delivered (1 to 19) did not significantly change from week to week. This and other data--such as interviews with campaign planners and pilots--indicate that there was no discovery of a systematic failure of either type of munition or any broad effort to change from one type of munition to another. (Patterns of munition use are discussed in app. II.) AIRCRAFT AND MUNITION EFFECTIVENESS MEASURES DEVELOPED -------------------------------------------------------- Letter :5.1.4 Despite data limitations in some instances, sufficient data were generated to permit a limited analysis of the relative effectiveness of aircraft and munitions. We developed a surrogate effectiveness measure by calculating the ratio of fully successful (FS) to not fully successful (NFS) target outcomes for the set of strategic targets attacked by each type of weapon system.\14 By comparing these ratios, we found that effectiveness varied by type of aircraft and by type of target category attacked. For example, the F-111F participated in a higher ratio of FS versus NFS (3.2:1) than any other aircraft type. The F-117 and the F-16 performed next best and at about the same ratio (1.4:1 and 1.5:1, respectively), and the F-15E and the A-6E both participated in about the same number of successfully attacked targets as not fully successfully attacked (1.0:1 and 1.1:1 respectively).\15 Only the B-52 and the F/A-18 participated in more NFS target outcomes than FS (with ratios of 0.7:1 and 0.8:1, respectively). Data were not available for the A-10. The effectiveness of aircraft and munitions in aggregate varied among the strategic target sets.\16 While the attainment of strategic objectives is determined by more than the achievement of individual target objectives, the compilation of individual target objectives achieved was one tool used by commanders during the war to direct the campaign. Among strategic targets for which BDA were available, the percent of targets where objectives were successfully met ranged from a high of 76 percent among (known) nuclear, biological, and chemical (NBC) targets to a low of 25 percent among fixed Scud-related strategic targets.\17 No consistent pattern indicated that the key to success in target outcomes was the use of either guided or unguided munitions. On average, targets where objectives were successfully achieved received more guided and fewer unguided munitions than targets where objectives were not determined to have been fully achieved. In comparing the use of guided munitions to unguided munitions, on average, approximately 11 tons of guided munitions were delivered against FS targets and over 9 tons were released against NFS targets. Fewer unguided munitions were used against FS targets (44 tons) than NFS (54 tons). However, neither pattern held across all target categories. In four target categories, NFS targets received more tons of guided munitions than successful ones, and in six categories, successful targets received more unguided munitions than the NFS ones. (Our complete analysis of air campaign inputs [that is, numbers and types of aircraft and munitions] and target outcomes [that is, successfully or not fully successfully met target objectives] is presented in app. III.) -------------------- \14 Using intelligence gathered during the war from multiple sources, DIA conducted BDA on 357 of the 862 strategic targets in the GWAPS Missions database. We categorized the outcomes for these 357 strategic targets as being either fully successful or not fully successful. We classified a target outcome as FS if the last BDA report on that target stated that the target objective had been met and a restrike was not necessary. We classified all other target outcomes as NFS. DIA produced BDA during the war at the request of U.S. Central Command (CENTCOM). Thus, although the representativeness of the targets assessed by DIA is unknowable, these 357 do represent the set of targets of greatest interest to the commanders in the theater. (See app. I for a more detailed discussion of our BDA classification methodology.) \15 Although the F-111F participated in the highest ratio of FS to NFS target outcomes, the F-117 participated in the highest number of successful outcomes. The F-117 participated in 122 FS outcomes (as well as 87 NFS); the next 2 aircraft with the highest participation in successful outcomes were the F-16, with 67 (and 45 NFS), and the F-111F, with 41 (and 13 NFS). \16 The number of targets in each strategic target set where the target objectives had been successfully met was used as a measure of the effectiveness of aircraft and munitions in the aggregate. Whether a target objective had been met was determined from the final DIA phase III BDA report written on a target during the campaign. \17 Less than 15 percent of the nuclear-related facilities were identified before the end of the air campaign. SOME DOD AND CONTRACTOR CLAIMS OVERSTATED -------------------------------------------------------- Letter :5.1.5 As requested, we analyzed numerous Desert Storm performance claims and found from the available data that DOD, individual military services, and manufacturers apparently overstated the Desert Storm performance of certain aircraft and weapon systems that used advanced technologies. We found justification in several instances for the congressional concern that some contractor claims may have been overstated. For example, some key claims concerning the F-117, the TLAM, and LGBs, among other advanced systems, were either misleading, inconsistent with available data, or unverifiable because of the absence of data. F-117s. DOD's title V report stated that 80 percent of the bombs dropped by F-117s hit their target--an accuracy rate characterized by its primary contractor, Lockheed, as "unprecedented." However, in Desert Storm, (1) approximately one-third of the reported F-117 hits either lacked corroborating support or were in conflict with other available data; (2) the probability of bomb release for a scheduled F-117 mission was only 75 percent; and (3) for these reasons and because of uncertainty in the data, the probability of a target's being hit from a planned F-117 strike in Desert Storm ranged between 41 and 60 percent.\18 Similarly, (1) F-117s were not the only aircraft tasked to targets in and around Baghdad where the defenses were characterized as especially intense, (2) F-117s were neither as effective on the first night of the war as claimed nor solely responsible for the collapse of the Iraqi IADS in the initial hours of the campaign, (3) F-117s did not achieve surprise every night of the campaign, and (4) F-117s occasionally benefited from jammer support aircraft. (Analyses of F-117 bomb hit data are presented in app. III; the ability of F-117 stealth fighters to achieve tactical surprise is discussed in app. II.) TLAMs. While TLAMs possess an important characteristic distinct from any aircraft in that they risk no pilot in attacking a target, they can be compared to aircraft on measures such as accuracy and survivability. Their accuracy was less than has been implied. The DOD title V report stated that the "launching system success rate was 98 percent." However, this claim is misleading because it implies accuracy that was not realized in Desert Storm. Data compiled by the Center for Naval Analyses (CNA) and DIA in a joint study revealed that only [DELETED] percent of the TLAMs arrived over their intended target area, and only [DELETED] percent actually hit or damaged the intended aimpoint.\19 From [DELETED] TLAMs were apparently lost to defenses or to system navigation flaws. Thus, the TLAMs experienced an en route loss rate as high as [DELETED] percent.\20 (See app. III for a more detailed analysis of TLAM performance.) LGBs. The manufacturer of the most advanced LGB guidance system (Paveway III) claimed that it has a "one target, one bomb" capability. DOD officials adopted the phraseology to demonstrate the value of advanced technology in Desert Storm. We sampled Paveway III LGB targets and found that the "one target, one bomb" claim could not be validated, as no fewer than two LGBs were dropped on each target. Six or more were dropped on 20 percent of the targets, eight or more were dropped on 15 percent of the targets, and the overall average dropped was four LGBs per target. And larger numbers of Paveway III and other LGB types were dropped on other targets. Moreover, as noted earlier, an average of approximately 11 tons of guided munitions--most of them LGBs--were used against targets that DIA's phase III BDA messages showed were successfully attacked. This notwithstanding, the number of LGBs required for point targets was clearly less than the number of unguided munitions needed in this and previous wars, especially from medium and high altitudes. (See app. III for our analysis of the "one target, one bomb" claim.) Table 1 shows some of the discrepancies between the claims and characterizations of manufacturers to the Congress and the public about the actual and expected performance of weapon systems in combat and what the data from Desert Storm support. (App. III contains additional examples of discrepancies between manufacturers' claims and our assessment of weapon system performance in Desert Storm.) Table 1 Manufacturers' Statements About Product Performance Compared to Our Findings Manufacturer Their statement Our finding ---------------- ---------------------------- -------------------------------- General Dynamics "No matter what the [F-16] The F-16's delivery of guided mission, air-to-air, air- munitions, such as Maverick, was to-ground. No matter what impaired and sometimes made the weather, day or night." impossible by clouds, haze, humidity, smoke, and dust. Only less accurate unguided munitions could be employed in adverse weather using radar. Grumman "A-6s . . . [were] The A-6E FLIR's ability to detecting, identifying, detect and identify targets was tracking, and destroying limited by clouds, haze, targets in any weather, day humidity, smoke, and dust; the or night." laser designator's ability to track targets was similarly limited.\a Only less accurate unguided munitions could be employed in adverse weather using radar. Lockheed "During the first night, 30 On the first night, 21 of the 37 F-117s struck 37 high-value targets to which F-117s were targets, inflicting damage tasked were reported hit; of that collapsed Saddam these, the F-117s missed Hussein's air defense system 40 percent of their air defense and all but eliminated targets. BDA on 11 of the F-117 Iraq's ability to wage strategic air defense targets coordinated war." confirmed only 2 complete kills. Numerous aircraft, other than the F-117, were involved in suppressing the Iraqi IADS, which did not show a marked falloff in aircraft kills until day five. Martin Marietta Aircraft with LANTIRN\ can The LANTIRN can be employed "locate and attack targets below clouds and weather; at night and under other however, its ability to find and conditions of poor designate targets through visibility using low-level, clouds, haze, smoke, dust, and high speed tactics."\b humidity ranged from limited to no capability at all. McDonnell TLAMs "can be launched . . . The TLAM's weather limitation Douglas in any weather." occurs not so much at the launch point but in the target area where the optical [DELETED]. Northrop The ALQ-135 "proved itself [DELETED] by jamming enemy threat radars"; and was able "to function in virtually any hostile environment." Texas "TI Paveway III: one target, Of a selected sample of 20 Instruments one bomb." targets attacked by F-117s and F-111Fs with GBU-24s and GBU- 27s, no single aimpoint was struck by only 1 LGB--the average was 4, the maximum 10. -------------------------------------------------------------------------------- \a Forward-looking infrared (FLIR). \b Low-altitude navigation and targeting infrared for night (LANTIRN). -------------------- \18 A planned strike is the tasking of one or more bombs against a specific aimpoint or target on a scheduled F-117 mission as recorded in the official 37th Tactical Fighter Wing (TFW) Desert Storm database. \19 This analysis addresses TLAM C and D-I models only; data on the D-II model were excluded because of classification issues. \20 Beyond TLAM's [DELETED]-percent miss rate against intended targets, it demonstrated additional problems. The relatively flat, featureless, desert terrain in the theater made it difficult for the Defense Mapping Agency (DMA) to produce usable Terrain Contour Matching (TERCOM) ingress routes, and TLAM demonstrated limitations in range, mission planning, lethality, and effectiveness against hard targets and targets capable of mobility. Since the war, the Navy has developed a Block III variant of the TLAM. Its improvements include the use of Global Positioning System (GPS) in TLAM's guidance system. With GPS, TLAM route planning is not constrained by terrain features, and mission planning time is reduced. However, some experts have expressed the concern that GPS guidance may be vulnerable to jamming. Thus, until system testing and possible modifications demonstrate TLAM Block III resistance to electronic countermeasures, it is possible that the solution to the TERCOM limitations--GPS--may lead to a new potential vulnerability--jamming. Moreover, the Block III variant continues to use the optical Digital Scene Matching Area Correlator (DSMAC), which has various limitations. [DELETED] DATA INADEQUATE FOR COMPREHENSIVE AIRCRAFT AND WEAPON SYSTEM COMPARISONS OR VALIDATION OF SOME CLAIMS -------------------------------------------------------- Letter :5.1.6 The data compiled on campaign inputs (that is, use of weapon systems) and outcomes (that is, battle damage assessments) did not permit a comprehensive effectiveness comparison of aircraft and weapon systems. The most detailed Desert Storm strike history summary is less than complete, does not provide outcome information consistently, and does not provide strike effectiveness information. For example, because data on a large number of A-10 strike events were unclear or contradictory, we found it impossible to reliably analyze and include A-10 strike data.\21 In addition, the most comprehensive BDA database is less than complete, is constrained by technological limitations associated with imagery intelligence, and in most cases did not benefit from ground verifications or damage updates after the war. Because multiple aircraft of different types delivered multiple bombs of different types, often on the same aimpoint, and because damage was often not assessed until after multiple strikes, it is not possible to determine for most targets what effects, if any, can be attributed to a particular aircraft or particular munition. Moreover, DIA conducted BDA on only 357 of the 862 strategic targets in our analysis for which strike data were available. Therefore, many questions on the effectiveness of aircraft and missile strikes could not be answered nor could some effectiveness claims. (For additional information on data limitations, see apps. I and III.) -------------------- \21 This was significant for two reasons. First, the data that are available on the A-10 imply that it may have performed even more than the large number of sorties currently attributed to it. Second, because the A-10 was a major participant in the air war and because it performed at relatively high levels on measures such as sortie rate and payload, it would have been useful to be able to compare its success rate, particularly as a low-cost aircraft, against targets to the other aircraft under review. RELATIONSHIP BETWEEN COST AND PERFORMANCE ---------------------------------------------------------- Letter :5.2 Data limitations did not permit a systematic comparison of weapon system cost and performance; where data were available, our analysis results either were ambiguous or revealed no consistent trends. PERFORMANCE OF HIGH-COST COMPARED TO LOW-COST AIRCRAFT -------------------------------------------------------- Letter :5.2.1 The cost of aircraft was not consistently associated with performance for several measures such as effectiveness, adverse weather capability, sortie rate, payload, and survivability. Survivability was consistently high for all types of aircraft and therefore indistinguishable for high- and low-cost aircraft.\22 The high-cost F-117 stealth fighter and the low-cost A-10 both experienced 100-percent survivability when operating at night. Although the data on some measures were ambiguous (such as survivability and effectiveness), differences in performance or capabilities between high- and low-cost aircraft were evident for some measures. Depending on the measure one uses, aircraft types with different costs can be characterized as more, less, or equally capable. For example, in Desert Storm, average sortie rates and payloads for different aircraft showed an inverse relationship between cost and performance. Moreover, during the campaign, high- and low-cost aircraft were often employed against the same targets. Nearly 51 percent of the strategic targets attacked by the stealthy F-117s were also attacked by less costly, conventional aircraft--such as the F-16, F-15E, and F/A-18. The incompleteness of A-10 strike data prevents our identifying the extent, if any, to which A-10 and F-117 target taskings overlapped. However, according to GWAPS, both aircraft performed over 40 strikes in the C\3 , offensive counter (OCA), SAM, and Scud missile (SCU) strategic target categories. In regard to other aircraft, the available strike data reveal that the F-117 and the F-16 were tasked to 78 common targets, the F-117 and the F/A-18C/D to 62, and the F-117 and the F-15E to 49. Advocates of the F-117 can argue, based on its performance in Desert Storm, that it alone combined the advantages of stealth and LGBs, penetrated the most concentrated enemy defenses at will, permitted confidence in achieving desired bombing results, and had perfect survivability. Advocates of the A-10 can, for example, argue that it, unlike the F-117, operated both day and night; attacked both fixed and mobile targets employing both guided and unguided bombs; and like the F-117, suffered no casualties when operating at night and at medium altitude. Similarly, other aircraft also performed missions the F-117 was unable to and were used successfully--and without losses--against similar types of strategic targets. Each aircraft of the various types has both strengths and limitations; each aircraft can do things the other cannot. Therefore, despite a sharp contrast in program unit costs, we find it inappropriate, given their use, performance, and effectiveness demonstrated in Desert Storm, to rate one more generally "capable" than the other. We also found no consistent relationship between the program unit cost of aircraft and their relative effectiveness against strategic targets, as measured by the ratio of FS to NFS target outcomes for the set of strategic targets that each type of aircraft attacked. The high-cost F-111F participated in proportionately more successful target outcomes than any other aircraft type, but the low-cost F-16 participated in a higher proportion of successful target outcomes than either the F-117 or the F-15E, both much higher cost aircraft. However, the F-117 and the F-111F, two high-cost, LGB-capable aircraft, ranked first and third in participation against successful targets.\23 (The complete analysis of the performance of low- and high-cost aircraft is presented in app. IV.) -------------------- \22 Survivability depends on numerous factors, including assistance from support aircraft, quantity and quality of air defenses, size of strike package, altitude, and tactics. In Desert Storm, neither cost nor stealth technology was found to be a determinant of survivability. \23 Participation by each type of air-to-ground aircraft against targets assessed as FS targets was as follows: F-117 = 122; F-16 = 67, F-111F = 41, A-6E = 37, F/A-18 = 36, F-15E = 28, B-52 = 25, and GR-1 = 21. No data were available for the A-10. TLAM participated against 18 targets assessed as FS. Participation against FS targets by type of aircraft is a function of two factors--the breadth of targets tasked to each type of aircraft (see app. III) and their FS:NFS ratio as presented previously. GUIDED MUNITIONS COMPARED TO UNGUIDED MUNITIONS -------------------------------------------------------- Letter :5.2.2 In Desert Storm, 92 percent of the munitions expended were unguided. On the assumption that this tonnage contributed to the successful outcome of the entire campaign--at a minimum by permitting nearly continuous attacks against both ground force and strategic targets for 38 days--it is evident that the same campaign accomplishments would have been difficult or impossible with aircraft dropping comparatively small numbers of precision-guided munitions (PGM). Although only 8 percent of the munitions used against planned targets were guided, they represented approximately 84 percent of the total cost of munitions. The difference in cost between various types of guided and unguided munitions was quite substantial: the unguided unitary bombs used in the air campaign cost, on average, $649 each, while the average LGB cost more than $30,000 each--a ratio of 1:47.\24 IR Maverick missiles cost about $102,000 each--a cost ratio to the unguided bombs of 1:157. Although cost ratios between guided and unguided weapon systems used in Desert Storm can be readily calculated, data on the relative accuracy or effectiveness of the systems in Desert Storm are limited and often ambiguous. For example, guided and unguided munitions were often used against the same targets. Therefore, given shortfalls in BDA, a precise probability of kill for munitions could not be determined in most instances. However, CNA found a small number of bridges where conditions and data enabled an assessment of effectiveness. These bridges had been attacked with either guided or unguided bombs, and BDA had been performed in time to distinguish which type of munitions were successful. While the sample is small and cannot be generalized, these data show that (1) substantially more unguided bombs than either LGBs or Walleyes were required to successfully destroy a bridge and (2) the cost of the guided munitions used was substantially higher.\25 (See app. IV.) Cost appears to have been a factor in the selection of munitions by Desert Storm campaign commanders. For example, some pilots we interviewed were instructed to use LGBs and Mavericks only against high-value targets such as tanks, armored personnel carriers, and artillery (rather than trucks or other GOB targets). If they could not hit these targets, they were not able to use these munitions. They could, however, drop unguided bombs on other targets before returning to base. Similarly, the employment of TLAMs was terminated after February 1. GWAPS reported that Gen. H. Norman Schwarzkopf, commander in chief of U.S. Central Command, approved no additional TLAM strikes because either (1) television coverage of daylight strikes in downtown Baghdad proved unacceptable in Washington or (2) their use was deemed too expensive given the TLAM's relatively small warhead and high cost. Thus, this high-cost munition was not used during the latter two-thirds of the war. Increasing the proportion of the U.S. weapons inventory comprised of high-cost munitions has potential implications for the future effectiveness and employment of air power. First, for a given level of resources, much higher costs limit the number of weapons that can be procured. With fewer weapons, the priority attached to the survival and successful employment of each high-cost bomb is likely to be high, as demonstrated in Desert Storm. Second, Desert Storm revealed that a focus on increasing aircraft and pilot survivability may have reduced mission effectiveness, thereby increasing the number of munitions required to destroy or damage a target. Third, Desert Storm showed that commanders were less willing to permit the widespread use of very expensive munitions; the value of the target had to be sufficient to justify the cost of a guided weapon. Thus, an increasing dependence on high-cost weaponry can lead to three types of concerns: limitations in the availability and use of high-cost systems, the need to increase the munition expenditure rate per target to compensate for lessened effectiveness when emphasizing survivability, and a diminished ability to attack large numbers of targets (such as lower priority GOB).\26 (See app. IV for further discussion of the performance of high- and low-cost munitions in Desert Storm.) -------------------- \24 All munitions costs are presented in 1991 dollars. \25 Depending on the platforms involved, the delivery of unguided munitions would (in some cases but not all) require more aircraft sorties than would the delivery of guided munitions. This would increase the cost of the unguided delivery, and it would expose a larger number of aircraft to defenses. However, guided munition delivery requires more straight and predictable flight time and greater pilot workload, thus making guided munition aircraft vulnerable to defenses. In short, the cost and survivability trade-offs between guided and unguided munitions are not simple, and the cost difference, if any, can be assessed only on the basis of specific delivery circumstances. \26 These implications need to be considered within a wider array of issues not discussed here, such as delivery platform cost and survivability as well as munition capabilities and effectiveness. ACHIEVEMENT OF CAMPAIGN OBJECTIVES BY AIR POWER ---------------------------------------------------------- Letter :5.3 Air power was clearly instrumental to the success of Desert Storm, yet air power achieved only some of its objectives, and clearly fell short of fully achieving others. Even under generally favorable conditions, the effects of air power were limited. Some air war planners hoped that the air war alone would cause the Iraqis to leave Kuwait (not least by actively targeting the regime's political and military elite), but after 38 days of nearly continuous bombardment, a ground campaign was still deemed necessary. There were some dramatic successes in the air campaign. It caused the collapse of the national electric grid and damaged up to 80 percent of Iraq's oil-refining capacity. At the end of the campaign, only about 40 percent of the Iraqi air force survived. While air supremacy was achieved within the first week of the campaign, delivery at low altitudes remained perilous throughout the war because of the ever-present AAA and IR SAMs. Iraq's C\3 and LOC capabilities were partially degraded; although more than half of these targets were successfully destroyed, Saddam Hussein was able to direct and supply many Iraqi forces through the end of the air campaign and even immediately after the war. Lack of intelligence about most Iraqi nuclear-related facilities meant that only less than 15 percent were targeted. The concerted campaign to destroy mobile Scud launchers did not achieve any confirmed kills. Central Intelligence Agency (CIA) analysis showed that more than 70 percent of the tanks in three Republican Guard divisions located in the Kuwait theater of operations (KTO) remained intact at the start of the ground campaign and that large numbers were able to escape across the Euphrates River before the cease-fire. (Our assessment of the degree to which the objectives were achieved is in app. III; the development of the Desert Storm objectives is described in app. V.) FACTORS AFFECTING THE EFFECTIVENESS OF AIR POWER ---------------------------------------------------------- Letter :5.4 SUCCESS ATTRIBUTABLE TO WEIGHT AND TYPE OF EFFORT EXPENDED -------------------------------------------------------- Letter :5.4.1 The mix of available aircraft types enabled the United States and the coalition to successfully attack or put pressure on a variety of targets and target types; at various times of the day and night; in urban, marine, and desert environments; with various guided and unguided munitions. Even including the platform and munition preferences discussed above, no target category was exclusively struck by a single type of aircraft, and no type of aircraft or munition was exclusively used against a single type of target or target category. Older, less costly, and less technologically advanced aircraft and weapon systems made substantial contributions to the air campaign as did the newer, more technologically advanced systems.\27 No particular weapon system--whether of low or high technology, new or old, single or multirole, high or low cost (or in between on any of these criteria)--clearly proved more effective than another or demonstrated a disproportionate contribution to the objectives of the campaign. For example, while the F-117 carried more tonnage per day than the F-111F, the latter reported a higher rate of success hitting the same targets using the same munitions; the F-16 had only a slightly higher success rate than the F/A-18 when using the unguided MK-84 against similar types of targets. The B-52 and F-16 dropped the largest known bomb tonnages, the F-16 and A-10 had the highest sortie rates, and the B-52 and A-10 were cited by Iraqi prisoners of war as the most feared of the coalition aircraft. (The weight of effort (WOE) and type of effort (TOE) that proved successful in the air campaign are in apps. II and VIII; specific weapon system comparisons are in apps. III and IV.) -------------------- \27 The Desert Storm air campaign may have been the last large-scale employment for several of the older types of aircraft. For example, the A-6E fleet is scheduled to be retired by 1998; the F-4G and F-111 fleets by fiscal year 1997; and all but two wings of the A-10 fleet by the end of fiscal year 1996. INTELLIGENCE NEEDS NOT FULLY MET -------------------------------------------------------- Letter :5.4.2 Intelligence shortfalls led to an inefficient use of guided and unguided munitions in some cases and a reduced level of success against some target categories. The lack of sufficient or timely intelligence to conduct BDA led to the additional costs and risks stemming from possibly unnecessary restrikes. For example, BDA was performed on only 41 percent of the strategic targets in our analysis. Restrikes were ordered to increase the probability that target objectives would be achieved. This may partly account for the high tonnage of munitions expended on strategic targets--averaging more than 11 and 44 tons of guided and unguided munitions, respectively, for successful outcomes and more than 9 and 53 tons of guided and unguided munitions, respectively, for less than fully successful outcomes. Insufficient intelligence on the existence and location of targets also inhibited the coalition's ability to perform necessary strikes and achieve campaign goals. The lack of target intelligence meant that [DELETED] major Iraqi nuclear-related installations were neither identified nor targeted, and no mobile Scud launchers were definitively known to have been located and destroyed. (See apps. I and III.) LIMITATIONS IN TARGET SENSORS INHIBITED EFFECTIVENESS -------------------------------------------------------- Letter :5.4.3 The capabilities of target location and acquisition sensors were critical to the effectiveness and efficiency of the air campaign. IR sensors allowed night operations, and although pilots praised many sensor systems, they also pointed out numerous shortcomings. IR, EO, and laser systems were all seriously degraded by weather conditions such as clouds, rain, fog, and even haze and humidity. They were also impeded by dust and smoke. At high altitudes and even at low altitudes in the presence of high humidity or other impediments, pilots were unable to discriminate targets effectively. They reported being unable to discern whether a presumed target was a tank or a truck and whether it had already been hit by a previous attack. Radar systems were less affected by weather, but the poor resolution of some radars made it impossible to identify targets except by recognizing nearby large-scale landmarks or by navigating to where the target was presumed to be. Radar systems specifically designed for target discrimination and identification suffered reduced resolution at the higher altitudes (and greater standoff distances) where they were operating. Pilots told us that the F-15E's high-resolution radar, while designed to detect an object as small as [DELETED] at a distance of [DELETED], could actually discriminate only between a tank and a car at a range of about [DELETED]. (Target identification and weapon system sensor issues are discussed in app. II.) CAMPAIGN PLANNING FAILED TO ANTICIPATE THE BDA LIMITATIONS -------------------------------------------------------- Letter :5.4.4 The kinds of constraints encountered in Desert Storm do not appear to have been adequately anticipated in planning the air campaign. The air campaign planners were overoptimistic concerning the number of days that each phase of the campaign would require and the level of damage each objective would require. Moreover, many of the early missions were canceled because of adverse weather, and after the initial strikes were conducted, the BDA was neither as timely nor as complete as planners had apparently assumed it would be. CONTRIBUTIONS AND LIMITATIONS OF ADVANCED TECHNOLOGIES -------------------------------------------------------- Letter :5.4.5 Desert Storm demonstrated that many newer systems incorporating advanced technologies require specific operating conditions for their effective use. However, these conditions were not consistently encountered in Desert Storm and cannot be assumed in future contingencies. Therefore, the level of success attained by various costly and technologically advanced systems in Desert Storm may not be replicated where conditions inhibit operations even more. Although much of what has been written about Desert Storm has emphasized advanced technologies, many of these were subject to significant operating constraints and a lack of flexibility that limited their contributions and effectiveness. [DELETED] While the TLAM risks no pilot, it achieved a hit rate that CNA and DIA estimated at [DELETED] percent, and it is costly. [DELETED] (Limitations on weapon system performance are discussed in app. II.) These limitations need to be recognized and anticipated when planning air strikes or estimating the likely effectiveness of air power--particularly for a short conflict, when there may not be opportunities to restrike missed or partially damaged targets. Even in Desert Storm--with months of planning and a vast array of in-theater resources available from the very start--uncertainties and unknowns were typical rather than the exception. DESERT STORM'S UNIQUENESS LIMITS LESSONS LEARNED ---------------------------------------------------------- Letter :5.5 The relevance of the air campaign in Desert Storm to likely future contingencies depends at least partially on how closely its operating conditions can be judged to be representative of future conditions. In this respect, Desert Storm's lessons are limited in some regard because the environmental and military operating conditions for aircraft and weapon system performance are unlikely to be repeated outside southwest Asia and because future potential adversaries--not least, Iraq itself--are likely to have learned a good deal about how to reduce the effectiveness of guided weapons, such as LGBs.\28 At the same time, performance in Desert Storm can be highly instructive about the performance and outcomes that can be expected with existing technologies under conditions like those encountered over Iraq. -------------------- \28 It is appropriate to note that "aggression by a remilitarized Iraq against Kuwait and Saudi Arabia" was one of two scenarios envisioned in planning strategy, force structure, and modernization programs in DOD's BUR report. COMBAT CONDITIONS OVER IRAQ AND KUWAIT -------------------------------------------------------- Letter :5.5.1 The terrain and climate in Iraq and Kuwait were generally conducive to the employment of air power. The terrain was relatively flat and featureless as well as devoid of vegetation that would obscure targets. Although the weather was the worst in that region in 14 years, weather conditions even less conducive to an air campaign would be expected in many other locations of historic or topical interest such as Eastern Europe, the Balkans, or North Korea.\29 (See app. II.) -------------------- \29 For example, the average percentage of time that the cloud ceiling over Baghdad is less than or equal to 3,000 feet is, historically, only 9 percent; comparable percentages over Beirut, Lebanon; Osan Air Base, Korea; and St. Petersburg, Russia; are 17, 33, and 64, respectively. SIX-MONTH PERIOD TO DEPLOY, TRAIN, AND PREPARE FORCES -------------------------------------------------------- Letter :5.5.2 The success of the air campaign is also attributable, in part, to the 6 months of planning, deployment, training, and intelligence-gathering preceding Desert Storm. During this interval, President Bush assembled a coalition of nations that augmented U.S. resources and isolated Iraq. War preparations were also aided by preexisting facilities in the region and the lack of Iraqi interventions to slow or deter the buildup of forces. (See app. II.) SOME ENEMY CAPABILITIES OVERSTATED OR POORLY EMPLOYED -------------------------------------------------------- Letter :5.5.3 Contrary to widespread prewar and postwar claims, the Iraqi IADS was not "robust" or "state of the art." Rather, its computers were limited in their capacity to monitor incoming threats; the system was vulnerable to disruption by attacks on a relatively few key nodes; and its design was [DELETED]. IADS had been designed to counter limited threats from the east (Iran) and west (Israel), not an attack from a coalition that included nearly 1,600 U.S. combat aircraft primarily from the south, hundreds of cruise missiles, and the most advanced technologies in the world. On various dimensions, the Iraqi armed forces were not well disposed to effectively counter the coalition's armed response to the Iraqi seizure of Kuwait. After U.S. and coalition aircraft dominated early air-to-air encounters, the Iraqi air force essentially chose to avoid combat by fleeing to Iran and hiding its aircraft or putting them in the midst of civilian areas off-limits to attack by coalition aircraft. Except for the failed Iraqi action directed at the town of Khafji, the Iraqis did not take any ground offensive initiative throughout the air campaign, and the coalition was able to repeatedly attack targets, including those missed or insufficiently damaged on a first strike. As a result, when the ground war began, Iraqi ground forces had been subjected to 38 days of nearly continuous bombardment. Evidence from intelligence analyses and prisoner-of-war interviews also indicated that many Iraqi frontline troops had low morale and were prone to heavy desertions even before the air bombardment started. During the war, the Iraqis were unable to effectively resist coalition air attacks from medium and high altitudes. While the Iraqis maintained a potent AAA and IR SAM threat to aircraft below 10,000 feet, the lack of an active Iraqi fighter threat (especially after the first week); the coalition's suppression of most radar-guided SAM defenses in the early days of the war; and the Iraqi use of many of the remaining radar SAMs in an ineffective, nonradar mode created a relative sanctuary for coalition aircraft at medium and high altitudes. Moreover, Iraq employed few potential countermeasures (such as jamming) against coalition strikes. (See app. II.) LIKELIHOOD OF VICTORY ALLOWED EMPHASIS ON SURVIVABILITY -------------------------------------------------------- Letter :5.5.4 Given the overwhelming nature of the coalition's quantitative and qualitative superiority, the conflict was highly asymmetric. U.S. and coalition commanders controlled strike assets that were numerically and technologically superior to the capabilities of the enemy. They expressed little doubt of a victory. One result of this was a command emphasis on aircraft and pilot survivability. The philosophy was "No Iraqi target was worth an allied pilot or aircraft."\30 Other operating decisions were also taken to increase survivability. For example, after two F-16 losses on day three in the Baghdad area, the Air Force ceased tasking large package daylight strikes of F-16s against metropolitan Baghdad targets. Similarly, after A-10 attacks on the Republican Guard, during which two aircraft were hit while operating at lower altitudes, the A-10s were ordered to cease such attacks. Instead, much higher altitude attacks by F-16s and B-52s, with unguided bombs, were used. (See apps. II and III.) -------------------- \30 GWAPS, Highlights (briefing slides), p. 30. SOME AIRCRAFT AND WEAPON SYSTEM PERFORMANCE DIMENSIONS NOT TESTED ---------------------------------------------------------- Letter :5.6 A number of lessons cannot be drawn directly from Desert Storm because systems were not stressed in ways that could be considered likely and operationally realistic for future conflict. For example: (1) with little or no Iraqi electronic countermeasures against U.S. munitions, airborne intelligence assets, or target identification and acquisition sensors, no data were obtained on how these systems would perform in the presence of such countermeasures; (2) with almost no Iraqi air-to-air opposition for most of the war, many U.S. aircraft were also not exposed to these threats; and (3) many U.S. weapons were not delivered within the low-altitude parameters for which they were designed, both platforms and munitions (thus, we do not know how they would perform if delivered lower). However, precisely because of the advantages enjoyed by the coalition, the problems that were encountered should be especially noted. These include the substantial amounts of unguided and guided munitions that were used to achieve successful target outcomes and the severe effect that the weather had on target identification and designation sensors--some of which had earlier been described to the Congress as capable in "all weather," "adverse weather," or "poor weather." (See apps. II-IV.) These problems should be considered as warning signs about the effectiveness of various systems and technologies under more stressful circumstances in the future. CONCLUSIONS ------------------------------------------------------------ Letter :6 Operation Desert Storm was a highly successful and decisive military operation. The air campaign, which incurred minimal casualties while effecting the collapse of the Iraqis' ability to resist, helped liberate Kuwait and elicit Iraqi compliance with U.N. resolutions. Our analysis of the air campaign against strategic targets revealed several air power issues that should be planned for in the next campaign. First, the effectiveness of air power in Desert Storm was inhibited by the aircraft sensors' inherent limitations in identifying and acquiring targets and by DOD's failure to gather intelligence on the existence or location of certain critical targets and its inability to collect and disseminate timely BDA. Pilots noted that IR, EO, and laser systems were all seriously degraded by clouds, rain, fog, smoke, and even high humidity, and the pilots reported being unable to discern whether a presumed target was a tank or a truck and whether it had already been destroyed. The failure of intelligence to identify certain targets precluded any opportunity for the coalition to fully accomplish some of its objectives. And the reduced accuracies from medium and high altitudes and absence of timely BDA led to higher costs, reduced effectiveness, and increased risks from making unnecessary restrikes. Second, U.S. commanders were able to favor medium- to high-altitude strike tactics that maximized aircraft and pilot survivability, rather than weapon system effectiveness. This was because of early and complete air superiority, a limited enemy response, and terrain and climate conditions generally conducive to air strikes. Low-altitude munitions deliveries had been emphasized in prewar training, but they were abandoned early. The subsequent deliveries from medium and high altitudes resulted in the use of sensors and weapon systems at distances from targets that were not optimal for their identification, acquisition, or accuracy. Medium- and high-altitude tactics also increased the exposure of aircraft sensors to man-made and natural impediments to visibility. Third, the success of the sustained air campaign resulted from the availability of a mix of strike and support assets. Its substantial weight of effort was made possible, in significant part, by the variety and number of air-to-ground aircraft types from high-payload bombers, such as the B-52, to PGM-capable platforms, such as the stealthy F-117, to high-sortie-rate attack aircraft, such as the A-10. A range of target types, threat conditions, and tactical and strategic objectives was best confronted with a mix of weapon systems and strike and support assets with a range of capabilities. Fourth, despite often sharp contrasts in the unit cost of aircraft platforms, it is inappropriate, given aircraft use, performance, and effectiveness demonstrated in Desert Storm, to characterize higher cost aircraft as generally more capable than lower cost aircraft. In some cases, the higher cost systems had the greater operating limitations; in some other cases, the lower cost aircraft had the same general limitations but performed at least as well; and in still other cases, the data did not permit a differentiation. (See app. IV.) Fifth, the air campaign data did not validate the purported efficiency or effectiveness of guided munitions, without qualification. "One-target, one-bomb" efficiency was not achieved. On average, more than 11 tons of guided and 44 tons of unguided munitions were delivered on targets assessed as successfully destroyed; still more tonnage of both was delivered against targets where objectives were not fully met. Large tonnages of munitions were used against targets not only because of inaccuracy from high altitudes but also because BDA data were lacking. Although the relative contribution of guided munitions in achieving target success is unknowable, they did account for the bulk of munitions costs. Only 8 percent of the delivered munitions tonnage was guided, but at a price that represented 84 percent of the total munitions cost. During Desert Storm, the ratio of guided-to-unguided munitions delivered did not vary, indicating that the relative preferences among these types of munitions did not change over the course of the campaign. More generally, Desert Storm demonstrated that many systems incorporating complex or advanced technologies require specific operating conditions to operate effectively. These conditions, however, were not consistently encountered in Desert Storm and cannot be assumed in future contingencies. Four issues arise from these findings. First, DOD's future ability to conduct an efficient, effective, and comprehensive air campaign will depend partly on its ability to enhance sensor capabilities, particularly at medium altitudes and in adverse weather, in order to identify valid targets and collect, analyze, and disseminate timely BDA. Second, a key parameter in future weapon systems design, operational testing and evaluation, training, and doctrine will be pilot and aircraft survivability. Third, the scheduled retirement of strike and attack aircraft such as the A-6E, F-111F, and most A-10s will make Desert Storm's variety and number of aircraft unavailable by the year 2000. Fourth, the cost of guided munitions, their intelligence requirements, and the limitations on their effectiveness demonstrated in Desert Storm need to be considered by DOD and the services as they determine the optimal future mix of guided and unguided munitions. DOD and associated agencies have undertaken initiatives since the war to address many, but not all, of the limitations of the air campaign that we identified in our analysis, although we have not analyzed each of these initiatives in this report. First, DOD officials told us that to address the Desert Storm BDA analysis and dissemination shortcomings, they have created an organization to work out issues, consolidate national reporting, and provide leadership; developed DOD-wide doctrine, tactics, techniques, and procedures; established more rigorous and realistic BDA training and realistic exercises; and developed and deployed better means to disseminate BDA. DOD officials acknowledge that additional problems remain with improving BDA timeliness and accuracy, developing nonlethal BDA functional damage indicators (particularly for new weapons that produce nontraditional effects), and cultivating intelligence sources to identify and validate strategic targets. Moreover, because timely and accurate BDA is crucial for the efficient employment of high-cost guided munitions (that is, for avoiding unnecessary restrikes), it is important that acquisition plans for guided munitions take fully into account actual BDA collection and dissemination capabilities before making a final determination of the quantity of such munitions to be acquired. Second, DOD officials told us that the most sophisticated targeting sensors used in Desert Storm (which were available only in limited quantities) have now been deployed on many more fighter aircraft, thereby giving them a capability to deliver guided munitions. However, the same limitations exhibited by these advanced sensor and targeting systems in Desert Storm--limited fields of view, insufficient resolution for target discrimination at medium altitudes, vulnerabilities to adverse weather, limited traverse movement--remain today. Third, DOD officials told us that survivability is now being emphasized in pilot training, service and joint doctrine, and weapon system development. Pilot training was modified immediately after the air campaign to meet challenges such as medium-altitude deliveries in a high AAA and IR SAM threat environment. Service and joint doctrine now reflects lessons learned in Desert Storm's asymmetrical conflict. Several fighter aircraft employment manuals specifically incorporate the tactics that emphasized survivability in the campaign. DOD and service procurement plans include new munitions with GPS guidance systems, justified in part by their abilities to minimize the medium-altitude shortcomings and adverse weather limitations of Desert Storm while maximizing pilot and aircraft survivability. Fourth, DOD officials told us that although Desert Storm's successful aircraft mix will not be available for the next contingency, DOD and the services have made plans to maintain an inventory of aircraft that they believe will be more flexible and effective in the future. Flexibility will be anticipated partly from the modernization of existing multirole fighters to enable them to deliver guided munitions (the aircraft systems being retired are single-role platforms), and their effectiveness is expected to increase as new and more accurate guided munitions are put in the field. However, we believe that strike aircraft modernization and munition procurement plans that include increasing numbers and varieties of guided munitions and the numbers of platforms capable of delivering them require additional justification.\31 -------------------- \31 In Desert Storm, 229 U.S. aircraft were capable of delivering laser-guided munitions; in 1996, the expanded installation of LANTIRN on F-15Es and block 40 F-16s will increase this capability within the Air Force to approximately 500 platforms. The services have bought or are investing over $58 billion to acquire 33 different types of guided munitions totaling over 300,000 units. (See Weapons Acquisition: Precision Guided Munitions in Inventory, Production, and Development (GAO/NSIAD-95-95, June 23, 1995.) Air Force plans reveal that nearly 62 percent of all interdiction target types in a major regional conflict in Iraq could be tasked to either guided or unguided munitions today (1995) but that will fall to approximately 40 percent in 2002. Concurrently, the percentage of targets to be tasked to only guided munitions will increase from 19 percent in 1995 to nearly 43 percent in 2002. RECOMMENDATIONS ------------------------------------------------------------ Letter :7 Desert Storm established a paradigm for asymmetrical post-Cold War conflicts. The coalition possessed quantitative and qualitative superiority in aircraft, munitions, intelligence, personnel, support, and doctrine. It dictated when the conflict should start, where operations should be conducted, when the conflict should end, and how terms of the peace should read. This paradigm--conflict where the relative technological advantages for the U.S. forces are high and the acceptable level of risk or attrition for the U.S. forces is low--underlies the service modernization plans for strike aircraft and munitions. Actions on the following recommendations will help ensure that high-cost munitions can be employed more efficiently at lower risk to pilots and aircraft and that the future mix of guided and unguided munitions is appropriate and cost-effective given the threats, exigencies, and objectives of potential contingencies. 1. In light of the shortcomings of the sensors in Desert Storm, we recommend that the Secretary of Defense analyze and identify DOD's need to enhance the capabilities of existing and planned sensors to effectively locate, discriminate, and acquire targets in varying weather conditions and at different altitudes. Furthermore, the Secretary should ensure that any new sensors or enhancements of existing ones are tested under fully realistic operational conditions that are at least as stressful as the conditions that impeded capabilities in Desert Storm. 2. In light of the shortcomings in BDA exhibited during Desert Storm and BDA's importance to strike planning, the BDA problems that DOD officials acknowledge continue today despite DOD postwar initiatives need to be addressed. These problems include timeliness, accuracy, capacity, assessment of functional damage, and cultivation of intelligence sources to identify and validate strategic targets. We recommend that the Secretary of Defense expand DOD's current efforts to include such activities so that BDA problems can be fully resolved. 3. In light of the quantities and mix of guided and unguided munitions that proved successful in Desert Storm, the services' increasing reliance on guided munitions to conduct asymmetrical warfare may not be appropriate. The Secretary should reconsider DOD's proposed mix of guided and unguided munitions. A reevaluation is warranted based on Desert Storm experiences that demonstrated limitations to the effectiveness of guided munitions, survivability concerns of aircraft delivering these munitions, and circumstances where less complex, less constrained unguided munitions proved equally or more effective. AGENCY COMMENTS ------------------------------------------------------------ Letter :8 The Department of Defense partially concurred with each of our three recommendations. In its response to a draft of this report, DOD did not dispute our conclusions; rather, it reported that several initiatives were underway that will rectify the shortcomings and limitations demonstrated in Desert Storm. Specifically, it cited (1) the acquisition of improved and new PGMs, (2) two studies in process--a Deep Attack/Weapons Mix Study (DAWMS) and a Precision Strike Architecture study, and (3) several proposed fiscal year 1997 Advanced Concept Technology Demonstrations (ACTD) as programs capable of correcting Desert Storm shortcomings. In addition, DOD emphasized the importance of providing funds to retain the operational test and evaluation function to ensure the rigorous testing of our weapons and weapon systems. (See app. XII for the full text of DOD's comments.) We agree that the actions DOD cited address the shortcomings in sensors, guided munitions, and battle damage assessment we report in our conclusions. However, the degree to which these initiatives are effective can be determined only after rigorous operational test and evaluation of both new and existing munitions and after the recommendations resulting from the Deep Attack/Weapons Mix and Precision Strike Architecture studies have been implemented and evaluated. Moreover, we concur with the continuing need for operational test and evaluation and underscore the role of this function in rectifying the shortcomings cited in this report. DOD also supplied us with a list of recommended technical corrections. Where appropriate, we have addressed these comments in our report. If you have any questions or would like additional information, please do not hesitate to call me at (202) 512-6153 or Kwai-Cheung Chan, Director of Program Evaluation in Physical Systems Areas, at (202) 512-3092. Other major contributors to this report are listed in appendix XIII. Joseph F. Delfico Acting Assistant Comptroller General
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