Strategic Deception Behind the Normandy Invasion
CSC 1997
Subject
Area – Strategic Issues
EXECUTIVE
SUMMARY
Title: Strategic Deception Behind the Normandy
Invasion
Author: Major Jon S. Wendell, United States Air
Force
Thesis:
Operation BODYGUARD, the Allied
strategic deception plan for the Normandy landings, was one of the most
successful operations in the history of warfare. This paper will discuss the
strategic level of deception, examine its implementation in formerly classified
operations, and explain its historical relevance to the overwhelming success of
the Normandy invasion.
Background: The
deception theme is critical. This topic
surfaces many times during the academic year at the Marine Corps Command and
Staff College, and its importance cannot be overlooked. The military art of deception has two main
goals: (1) to lure or force the enemy
into an exploitable action, (2) to provide the enemy with plausible misinformation
thereby enabling an entirely different and desirable course of action. The BODYGUARD deception
plan was used to help force and exploit gaps in the German defenses, paving the
way for the historic success of the actual invasion.
Recommendation: BODYGUARD
is
often considered the most complex and successful deception effort in the
history of warfare. It is a topic well deserving of increased attention, and
its lessons and relevance should not be lost in current military planning and
operations.
STRATEGIC
DECEPTION BEHIND THE NORMANDY INVASION
BACKGROUND INFORMATION
The D-Day invasion of Normandy, code name NEPTUNE[1], was
one of the most successful military operations of World War II. Two million men and thousands of ships and
aircraft from around the world formed the largest joint and combined force in
history. Countless books and articles have been written on this event, but only
a small percentage of them discuss the incredible deception efforts that made
it all possible. Most of the relevant
documents detailing Allied covert activity remained classified for many years
after the war. Very little deception
information was available for research and publication until the 1970s, when
British authors went to press with a few of the major British intelligence
efforts.[2] This led to the British government’s
decision in 1977 to release additional highly classified information.[3] In spite of these efforts, many documents
may never be opened for unclassified examination.
The deception theme is a critical component
of strategy. This topic surfaces many
times during the academic year at the Marine Corps Command and Staff College
(MCCSC) in Quantico, Virginia. For
example, in a video shown to MCCSC, General Walter Boomer emphasized the need
to pay close attention to the very important battlefield multiplier of
deception.[4] Lieutenant Colonel A.E. Burkhard, in a
lecture presented to MCCSC, stated that deception is an integral part of the
course of action development phase in the Marine Corps Planning Process. It is one of the essential tasks that must
be assigned to cultivate the conditions and planned effects to achieve the
desired end state.[5] In addition, it will be included in the
final exercise conducted at Camp Dawson, West Virginia -- one involving various
deceptive efforts intended to multiply the capabilities of friendly forces and
deny the same to the enemy.
The military art of deception has two main
goals: (1) to lure the enemy into an
exploitable action, (2) to provide the enemy with plausible misinformation
thereby enabling an entirely different and desirable course of action.[6] Deception has been studied and used for
centuries. Sun Tzu stated that:
All
warfare is based on deception. Hence,
when able to attack, we must seem unable;
when using force, we must seem inactive; when we are near, we must make the adversary believe we are far
away; when far away, we must make him
believe we are near. Hold our baits to
entice the adversary, feign disorder, and crush him.[7]
This
paper will discuss strategic level deception and shed light on operations
formerly classified and kept away from public view for decades. Furthermore, it will explain the historical
relevance deception had on the overwhelming success of the Normandy invasion.
INTRODUCTION
Deception, as defined by the Oxford English Dictionary, amounts to “a
piece of trickery, a cheat, a sham.”
The trickery behind the D-Day invasion extended across the entire
theater, involved thousands of personnel, lasted for months, and continued
successfully for weeks after the actual invasion.[8]
Prior to OVERLORD,
deceptive efforts in WW II were viewed with great skepticism and were given
little consideration in the design and conduct of operations. Many commanders resisted the idea of
diverting critical time and resources from central operations and channeling
them into dubious deceptive efforts.
Operation HUSKY (the Allied invasion of
Sicily) and Operation TORCH (the Allied invasion of
North Africa), were both highly successful in spite of the lack of dedicated
deception. Therefore, many questioned
the need for deception efforts in the planning for the invasion of
Normandy. The following text will
address this concern -- making it clear that deceptive efforts made all the
difference in the planning, execution, and ultimate success of the Normandy
invasion.
OPERATION BODYGUARD
There are over 3,000 miles of coastline
from northern Norway to the good ports, such as Brest, on the Brittany
coast. Hitler’s Atlantic Wall was very
formidable, but it could never completely cover this entire stretch. Quite logically, the Allies sought to
exploit this condition. They conceived
of Operation BODYGUARD as the deception plan
used to entice the German forces along the Atlantic Wall to spread themselves
even thinner. In so doing, they hoped
to significantly increase the chances of success in the upcoming Normandy
invasion.
The code name “BODYGUARD” was
derived from a speech given by Winston Churchill in 1943, in which he
stated: “In wartime, truth is so
precious that she should always be attended by a bodyguard of lies.”[9] BODYGUARD had
two main missions: (1) to fix German forces in areas away from the
actual invasion sites; (2) to convince
the Germans that Normandy was only a feint or demonstration for the real
invasion that was to occur several weeks later.[10] To accomplish these missions, BODYGUARD
attempted to mislead Hitler by convincing him of the following notional Allied
strategic objectives:[11]
1.
Invasion operations would begin in the spring of 1944 with a combined
British, American and Russian attack through Norway.
2.
The Allies would continue their thrust through the “soft underbelly” of
Europe, repeating their 1943 attempt to break through the Gustav Line and
expand their efforts into Greece and the Balkans as well.
3.
If an invasion of France were to be attempted at all, it would occur at
the Pas de Calais, but certainly not before July of 1944.
4.
If indeed any Allied landings did take place on the beaches of France,
they would be merely diversionary feints designed to draw German forces away
from the actual invasion sites along the Pas de Calais.
Aiding these efforts was the exploitation
of Hitler’s personal biases and obsessions.
He believed that one major factor in Germany’s defeat in WW I was that
its powerful naval fleet was bottled up in and around Germany. His immediate seizure of Norway in 1940, and
the large force he stationed there to protect the ice-free fjords and ports
testifies to this fact.[12] He was also convinced that the Allies would
attempt a major assault through Greece and the Adriatic, through the “vital
ground” of the Ljubljana Gap. The Axis
nations in that region were beginning to vacillate in their loyalty to Hitler,
potentially exposing a weaker southern flank.[13] Finally, the 22 mile strait opposite Calais
was also of intense personal interest to Hitler,[14] for
it was here that he expected the inevitable cross-channel invasion.
Operations FORTITUDE and ZEPPELIN were
the major divisions of BODYGUARD used to accomplish these
missions and goals. They were the keys
to unlocking Hitler’s exploitable obsessions and opening the doors to a
successful invasion.
OPERATION FORTITUDE
Operation FORTITUDE had
three main divisions:
FORTITUDE NORTH -- the threat of a Norway invasion with a follow-up assault
of Germany through Denmark.
FORTITUDE SOUTH -- a fictitious invasion effort directed against coastal
Belgium and northern France in the Dover Straits area.
FORTITUDE SOUTH II --
radio deception after D-Day to convince the Germans that NEPTUNE was
only a feint and that the real invasion was yet to come.[15]
FORTITUDE NORTH
This operation threatened a notional
combined Anglo-American and Russian invasion of Norway. It served to fix the strong German forces to
the north, and divert both attention and resources away from the actual landings. The German garrison in Norway was indeed
quite powerful. One hundred and fifty
thousand of the 464,000 German troops stationed in Norway were surplus, held up
away from France under the threat of this notional northern invasion.[16] Also fixed in place were a Panzer division,
a large air force, and over 1,500 coastal defense guns.[17]
FORTITUDE SOUTH
The English channel, notorious for its
treacherous waters, provided natural assurance of the success of FORTITUDE
SOUTH. The German High Command deemed it unlikely
that a massive sea-borne invasion force would cross anywhere except the
shortest possible route, that being the 22 tempestuous miles of water known as
Pas de Calais, or the Straits of Dover.[18] It was therefore logical to assume that
Hitler would concentrate his defensive efforts in this area. If he could be convinced that this was the
actual invasion site, dual benefits would be derived: (1) powerful defensive resources would be fixed there, away from
the actual invasion, (2) the actual invasion could be masked as a diversion.[19]
This is where FORTITUDE SOUTH came into play as the
backbone of the entire deception effort.
This included the notional 50 division First U.S. Army Group (FUSAG)
“poised” for a continental invasion across the Pas de Calais.
FUSAG/QUICKSILVER
The creation of FUSAG, code named QUICKSILVER, was
no small effort. It was:
. . .
the largest, most elaborate, most carefully-planned, most vital, and most
successful of all the Allied deception operations. It made full use of the years of experience gained in every
branch of the deceptive art -- visual deception and misdirection, the
deployment of dummy landing craft, aircraft, and paratroops, fake lighting
schemes, radio deception, sonic devices, and ultimately a whole fictitious army
group.[20]
It
“consisted” of 50 divisions totaling over one million men. While General Montgomery’s 21st Army Group
and General Bradley’s 12th were massing in southern England for the actual
invasion, the Germans were led to believe that a third huge force was assembling
for an attack against Calais. This
played right into Hitler’s hands. Since
he believed a cross-channel attack would occur at the narrowest point, he
stationed his strongest Western force there -- the 15th Army.[21] The objective of QUICKSILVER was to keep “threatening” Calais with
FUSAG, thereby passing the Normandy attack off as a diversion, and fixing the
15th in place well north of the actual invasion.
The success of FORTITUDE SOUTH was overwhelming. The Germans did not shift any of the
18 divisions of their 15th Army during the week of June 6, 1944, as the Allies
secured their beachhead and broke out to sweep across Europe.[22]
FORTITUDE SOUTH II
FORTITUDE SOUTH II was
intended to convince the Germans that the Normandy invasion was only a diversion
for the actual assault that was to take place on about D-Day + 45 at the Pas de
Calais coast.[23] It involved the wireless communications of
FUSAG to support its notional order of battle.
This radio traffic and order of battle were supported by over 260 dummy
landing craft, meant to be “discovered” by German intelligence.[24]
Between FORTITUDE
NORTH
and FORTITUDE SOUTH, powerful German combat forces,
capable of smashing an invasion, were fixed out of place for several weeks.
German forces north of the Seine, away from the actual landing sites, were
actually stronger in July than they had been on D-Day, one month prior. Movements of any significance did not occur
until after the Allied breakout from their beachhead, when the Battle of
Normandy was already lost for the Germans.[25]
OPERATION ZEPPELIN
Operation ZEPPELIN was
the code name for the Allied feint through the Balkans in 1944 by the notional
British 12th Army in the Middle East.[26] This was carried out in order to take
advantage of one of Hitler’s obsessions discussed earlier -- that of the
vulnerability of his southern flank.
Hitler’s three main allies in the Balkans were Bulgaria, Hungary, and
Rumania. They were an important source
of manpower and oil, with a third of Germany’s crucial oil supplies coming from
Rumania alone.[27] The Allies did not need these nations to
abandon the Axis. They just had to be
the source of enough unrest to cause Germany to draw coastal defenders away
from the Normandy beaches to keep control of their interests in the Balkans.[28] To compound Hitler’s problems, word was
leaked that an entire fictitious army under the command of General George S.
Patton was being prepared to attack Trieste, Italy.
These deceptive efforts produced their
desired effect. Field Marshal Erwin Rommel
was sent south to counter Patton’s “threat”, but was returned to the Atlantic
Wall when nothing happened.[29] This helped to throw off the timetable of
defensive improvements. Another major
result was that the only available armor for the Balkan defense was from the
Atlantic Wall reserve, so the Panzer Lehr Division, 2 SS Panzer Corps, and an
additional infantry division were taken out of France and sent to Hungary.[30] If these forces had been in reserve during
Neptune, the outcome may have been quite different.
SUMMARY
By the spring of 1944, BODYGUARD was
in full swing and proving very effective.
FORTITUDE NORTH kept
extensive German forces in Norway poised for an attack from the fictional
combined American, British, and Russian force.
FORTITUDE SOUTH had
Hitler aggressively bolstering Calais to defend against the anticipated FUSAG
invasion north of Normandy. ZEPPELIN
helped cause the political unrest and the deception of a notional attack alive
in the Balkans, drawing valuable combat reserves and resources out from behind
the Atlantic Wall.
The results of the Normandy landings are
well known. Due credit for its
fantastic success must be attributed to the careful planning and execution of
strategic deception. Even in the
immediate aftermath of the actual invasion, FORTITUDE
SOUTH II kept the powerful 15th Army fixed in the Calais area,
thereby preventing them from reinforcing against the Allied breakout, until it
was much too late.
CONCLUSION
The invasion force that hit the beaches of
Normandy on the morning of June 6, 1944, was nothing short of awesome. In its orchestration, in execution, and in
sheer magnitude, it was the mightiest assemblage of military power that history
has ever known. In spite of this, the
outcome was in serious doubt for many hours, and not assured for several
days. This invasion has been labeled an
outstanding success, but one not without cost.
Thousands of men lost their lives in the first few days alone. The entire American effort was nearly pushed
back into the channel at Omaha Beach.
This doubt and these losses were suffered against a defense stretched
very thin. Now imagine or wargame this
same invasion with the following changes to the Atlantic Wall:
-- 150,000 additional combat troops, an
accompanying air force, and a Panzer division reinforced from Norway garrisons.
-- Rommel was not delayed in the Balkans,
and he had the Panzer Lehr division, 2 SS Panzer Corps, and additional infantry
corps that were diverted south prior to the invasion.
-- The 18 divisions of the 15th Army were
immediately sent from Calais to counter-attack the actual invasion at Normandy.
Surely, the memory of the invasion would be
quite different. Even if it still
succeeded, the additional cost in Allied equipment, time, and lives would
redefine the “success” of the operation.
BODYGUARD is often considered the
most complex and successful deception effort in the history of warfare.[31] It is a topic well deserving of increased
attention, and its lessons and relevance should not be lost in current military
planning and operations.
BIBLIOGRAPHY
Boomer,
Walter, General, United States Marine Corps.
Video shown via closed circuit television to MCCSC. 3 February
1997.
Brown,
Anthony C. Bodyguard of Lies. New
York: Harper and Row, 1975.
Burkhard,
A. E., Lt. Col., U.S. Army. “Courses of
Action Development.” Lecture presented
at the Marine Corps Command and Staff
College. Quantico, VA, 13 January 1997.
Daniel,
Donald C., and Katherine L. Herbig, Eds.
Strategic Military Deception. New York:
Pergamon Press, 1982.
Department
of Defense. Cover Plan -- Operation Neptune.
Unclassified former
top-secret document. Second draft, part
I, copy no. 5.
Haswell,
Jock. The Intelligence and Deception of the D-Day Landings. London:
B.T. Batsford Ltd, 1979.
Howard,
Michael. British Intelligence in the Second World War. London: HMSO, 1990.
Hunt,
Barry D. Operation Fortitude: D-Day and Strategic Deception, Canadian
Defense, vol. 14, no. 1, Summer 1984.
Joint
Publication 3-13.1. Joint Doctrine for Command and Control
Warfare (C2W). Pentagon, MD: U.S.
Department of Defense. 7 February 1996.
SOURCES
REFERENCED BUT NOT CITED
Belchem,
David. Victory in Normandy.
Toronto, Canada: Clarke Irwin
& Co. Ltd., 1981.
Kershaw,
Robert J. D-Day -- Piercing the Atlantic Wall. Annapolis, MD: Naval
Institute Press, 1994.
Masterman,
J. C. The Double-Cross System in the War of 1939-1945. London:
Yale University Press, 1972.
Patrick,
Stephen A. The Normandy Campaign -- June and July, 1944. South Melbourne, Australia: The Macmillan Company of Australia Pty Ltd, 1986.
Wilson,
Theodore A., ed. D-Day 1944. Lawrence,
KS: University
Press of Kansas, 1994.
RECOMMENDED
TOPICS FOR FURTHER STUDY
· ·German intelligence
capabilities/failures.
· Operational/tactical
deception operations.
· -- Operations VENDETTA,
IRONSIDE, DIADEM, QUICKSILVER, COPPERHEAD,
SKYE, ROYAL FLUSH.
· ·Intelligence efforts behind the D-Day
invasion.
[1] Neptune was the name given to the assault
phase of Operation OVERLORD, the Allied
invasion of north-west France in 1944.
[2] Barry D. Hunt, Operation Fortitude: D-Day and
Strategic Deception, Canadian Defense, vol. 14, no. 1, Summer 1984, 44.
[3] Hunt, 44.
[4] General Walter Boomer, United States
Marine Corps, video shown via closed circuit television to MCCSC, Quantico, VA,
3 February 1997.
[5] Lt. Col. A. E. Burkhard, U.S. Army,
“Courses of Action Development,” lecture presented at the Marine Corps Command
and Staff College, Quantico, VA, 13 January 1997.
[6] Jock Haswell, The Intelligence and Deception of the D-Day Landings (London, 1979), 34.
[7] Joint Publication 3-13.1, Joint Doctrine for Command and Control
Warfare (C2W) (Pentagon, MD: U.S. Department of Defense, 7 February 1996),
II-4.
[8] Haswell, 103.
[9] Michael Howard, British Intelligence in the Second World War (London: HMSO, 1990), 105.
[10] Hunt, 45.
[11] Haswell, 106.
[12] Haswell, 117.
[13] Haswell, 117.
[14] Haswell, 117.
[15] Haswell, 106.
[16] Hunt, 46.
[17] Anthony C. Brown, Bodyguard of Lies (New York:
Harper and Row, 1975), 462.
[18] Haswell, 33.
[19] Haswell, 34.
[20] Donald C. Daniel and Katherine L. Herbig,
Eds., Strategic Military Deception
(New York: Pergamon Press, 1982), 226.
[21] Brown, 461.
[22] Hunt, 45.
[23]
Department of Defense, Cover Plan
-- Operation Neptune, Unclassified former top-secret document, Second
draft, part I, copy no. 5, 1.
[24] Cover
Plan, 5.
[25] Hunt, 45.
[26] Howard, 138.
[27] Haswell, 135.
[28] Haswell, 135.
[29] Haswell, 136.
[30] Haswell, 137.
