 United |
Security Council
Distr.
GENERAL
S/1995/208
17 March 1995 ORIGINAL: ENGLISH |
PLAN FOR FUTURE ONGOING MONITORING AND VERIFICATION OF IRAQ'S
COMPLIANCE WITH RELEVANT PARTS OF SECTION C OF SECURITY COUNCIL
RESOLUTION 687 (1991) REPORT OF THE SECRETARY-GENERAL (S/22871/Rev.1)
REVISED ANNEXES II, III AND IV
Note by the Executive Chairman of the Special Commission
established pursuant to paragraph 9 (b) (i) of Security
Council resolution 687 (1991)
1. On 2 October 1991, the Secretary-General submitted to
the Security Council a report containing the Special
Commission's plan for ongoing monitoring and verification
of Iraq's compliance with relevant parts of section C of
Security Council resolution 687 (1991). That plan
(S/22871/Rev.1) was approved by the Security Council in
its resolution 715 (1991) of 11 October 1991.
2. The plan contained annexes with lists of items
relevant to the implementation in Iraq of monitoring and
verification. As indicated in the report, these lists
"should be taken into account in the development of a
mechanism related to the sale or supply of items to Iraq
by other countries". Paragraph 7 of resolution 715 (1991)
calls for that mechanism to be developed in cooperation by
the Committee established under resolution 661 (1990)
(i.e. the Sanctions Committee), the Special Commission and
the Director-General of the International Atomic Energy
Agency (IAEA). The mechanism, as developed by the
Sanctions Committee, the Special Commission and IAEA, will
be transmitted shortly to the Council for its approval.
3. In the course of developing the mechanism, it became
clear that, for the annexes to the plan to serve, as
intended, as the lists of items to be reported by the
exporting countries to the Special Commission and IAEA, it
was necessary to elaborate upon generic descriptions in
those annexes so that customs and control authorities
would know precisely what items would be subject to
notification. Consequently, with international expert
assistance, the Special Commission has prepared a revision
of the annexes to its plan in the chemical, biological and
missile areas. These revised annexes do not materially
differ
95-07628 (E) 220395/...
*9507628*
from the original annexes, elaborating instead on those
annexes to produce a precise listing of items to be
notified under the export/import mechanism.
4. The Special Commission's plan, as approved by the
Security Council resolution 715 (1991), lays down in its
paragraph 26 the following procedure for revising the
annexes:
"The Special Commission may, however, after informing
the Security Council, update and revise the annexes in the
light of information and experience gained in the course
of implementation of resolutions 687 (1991) and 707 (1991)
and of the Plan. The Special Commission shall inform Iraq
of any such change."
5. In compliance with the foregoing procedure requiring
it to inform the Council of revisions to the annexes, the
Special Commission is transmitting herewith to the Council
the text of the revised annexes. The Commission intends
to proceed to notify Iraq of the revised annexes 30 days
after the date of the submission of the present note to
the Security Council, thus completing the procedure for
revision, unless the Council instructs it otherwise.
Revised annex II to the Special Commission's Plan*
Provisions related to chemical items
1. The following list contains chemicals * T h e
present annexes are being published as received, without
formal editing.
For the purposes of this annex the chemicals listed
include their chemical forms and mixtures. It is
understood that, if and when other processes are developed
for the production of such chemicals, chemicals used in
those processes which are not included in the present list
shall be added through a revision of this list in
accordance with the procedures detailed in paragraph 26 of
the Plan. capable of being used for the development,
production or acquisition of chemical weapons, but which
also are usable for purposes not prohibited by resolution
687 (1991) and, therefore, are subject to monitoring and
verification in accordance with paragraphs 29, 30 and 31
of the Plan.
List A
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
1.1Chemicals, except for those chemicals
specified in list B of this annex,
containing a phosphorus atom to which is
bonded one H, alkyl or alkyl substitute
group but no further carbon atoms
e.g. Methyl thiophosphonyl dichloride
(676-98-2)
1.2 Dialkyl or dialkyl-substituted
(Me, monochloro-M, Et, n-Pr or i-Pr)
N,N-dialkyl or N,N-dialkyl substitutes
(Me, Et, n-Pr or i-Pr)-phosphoramidates
e.g. Diethyl N,N-dimethylphosphoramidate
(2404-03-7)
1.3 Arsenic trichloride
(7784-34-1)
1.4 2,2-Diphenyl-2-hydroxyacetic acid
(benzilic acid)
(76-93-7)
1.5 Quinuclidin-3-ol
(1619-34-7)
Quinuclidin-3-ol hydrochloride
(6238-13-7)
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
1.6 N,N-Dialkyl (Me, Et, n-Pr or i-Pr)
aminoethyl-2-chloride and corresponding
protonated salts
e.g. N,N-diisopropyl-2-aminoethyl
chloride hydrochloride
(4261-68-1)
1.7 N,N-Dialkyl (Me, Et, n-Pr or i-Pr)
aminoethane-2-ol and corresponding
protonated salts
e.g. N,N-Diisopropyl-2-aminoethanol
(96-80-0)
1.8 N,N-Dialkyl (Me, Et, n-Pr or i-Pr)
aminoethane-2-thiol and corresponding
protonated salts
e.g. N,N-Diisopropyl-2-aminoethanethiol
(5842-07-9)
1.9 Phosgene
(75-44-5)
1.10 Cyanogen chloride
(506-77-4)
1.11 Hydrogen cyanide
(74-90-8)
1.12 Trichloronitromethane (chloropicrin)
(76-06-2)
1.13 Phosphorus oxychloride
(10025-87-3)
1.14 Phosphorus trichloride
(7719-12-2)
1.15 Phosphorus pentachloride
(10026-13-8)
1.16 Trimethyl phosphite (TMP)
(121-45-9)
1.17 Triethyl phosphite
(122-52-1)
1.18 Dimethyl phosphite (DMP)
(868-85-9)
1.19 Diethyl phosphite
(762-04-9)
1.20 Diisopropylphosphite
(1809-20-7)
1.21 Triisopropylphosphite
(116-17-6)
1.22 Sulphur monochloride
(10025-67-9)
1.23 Sulphur dichloride
(10545-99-0)
1.24 Thionyl chloride
(7719-09-7)
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
1.25 Cyclohexanol
(108-93-0)
1.26 Hydrogen fluoride
(7664-39-3)
1.27 Ortho-chlorobenzylidenemalononitri1e (CS)
(2698-41-1)
1.28 Potassium fluoride
(7789-23-3)
1.29 Ammonium bif1uoride
(1341-49-7)
1.30 Sodium bifluoride
(1333-83-1)
1.31 Sodium fluoride
(7681-49-4)
1.32 Potassium bifluoride
(7789-29-9)
1.33 Sodium sulphide
(1313-82-2)
1.34 Hydrogen sulphide
(7783-06-4)
1.35 Carbon disulphide
(75-15-0)
1.36 Phosphorus pentasulphide
(1314-80-3)
1.37 Chloroethanol
(107-07-3)
1.38 Isopropanol
(67-63-0)
1.39 Dimethylamine
(124-40-3)
1.40 Dimethylamine hydrochloride
(506-59-2)
1.41 Potassium cyanide
(151-50-8)
1.42 Sodium cyanide
(143-33-9)
1.43 Triethanolamine
(102-71-6)
1.44 Triethanolamine hydrochloride
(637-39-8)
1.45 Diisopropylamine
(108-18-9)
1.46 Diisopropylamine hydrochloride
(819-79-4)
1.47 Methyl diethanolamine
(105-59-9)
1.48 Methyl diethanolamine hydrochloride
(54060-15-0)
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
1.49 Ethyl diethanolamine
(139-87-7)
1.50 Ethyl diethanolamine hydrochloride
(58901-15-8)
1.51 Methyl benzilate
(76-89-1)
1.52 O,O-Diethyl phosphorothioate
(2465-65-8)
1.53 O,O-Diethyl phosphorodithioate
(298-06-6)
1.54 Ethylene oxide
(75-21-8)
1.55 Propylene oxide
(75-56-9)
1.56 Hydroxy-1-methylpiperidine
(3554-74-3)
1.57 Hydroxy-1-methylpiperidine hydrochloride
(164-45-6)
1.58 Quinuclidone
(3731-38-2)
1.59 Quinuclidone hydrochloride
(1193-65-3)
1.60 Phosphorus
(7723-14-0)
1.61 Sulphur
(7704-34-9)
1.62 Chlorine
(7782-50-5)
1.63 Fluorine
(7782-41-4)
2. The following list contains chemicals It is
understood that, if and when new chemical warfare agents
are developed or other processes are used for their
production, those chemical warfare agents and the
chemicals used in those processes which are not included
in the present list shall be added through a revision to
this list in accordance with the procedures detailed in
paragraph 26 of the Plan. that have little or no use
except as chemical warfare agents or for the development,
production or acquisition of chemical weapons, or which
have been used by Iraq as essential precursors for
chemical weapons and are, therefore, prohibited to Iraq
save under the procedure for special exceptions provided
for in paragraph 32 of the Plan.
List B
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
2.1 O-Alkyl (<=C10, including cycloalkyl) alkyl
(Me, Et, n-Pr or i-Pr)-phosphonofluoridates
e.g. O-Isopropyl methylphosphono-
fluoridate (Sarin)
(107-44-8)
O-Pinacolyl methylphosphono-
fluoridate (Soman)
(96-64-0)
2.2 O-Alkyl (<=C10- including cycloalkyl) N,N-dialkyl
(Me, Et, n-Pr or i-Pr) phosphoramidocyanidates
e.g. O-ethyl N,N-dimethylphosphoramido
cyanidate (Tabun)
(77-81-6)
2.3 O-Alkyl (H or <=C10, including cycloalkyl) S-2-
dialkyl (Me, Et, n-Pr or i-Pr)-aminoethyl alkyl
(Me, Et, n-Pr or i-Pr) phosphonothiolates or
corresponding alkylated and protonated salts
e.g. O-Ethyl S-2{-(N,N-diisopropylamino)ethyl}
methylphosphonothiolate (VX)
(50782-69-9)
2.4 Sulphur mustards:
2-Chloroethylchloromethylsulphide
(2625-76-5)
Bis (2-chloroethyl) sulphide
(505-60-2)
(Mustard gas, H)
Bis(2-chloroethylthio)methane
(63869-13-6)
1, 2-Bis(2-chloroethylthio)ethane
(3563-36-8)
(Sesquimustard, Q)
1,3-Bis(2-chloroethylthio)-n-propane
(63905-10-2)
1,4-Bis(2-chloroethylthio)-n-butane
(142868-93-7)
l,5-Bis(2-chloroethylthio)-n-pentane
(142868-94-8)
Bis(2-chloroethylthiomethyl)ether
(63918-90-1)
Bis(2-chloroethylthioethyl)ether
(63918-89-8)
(O-Mustard, T)
2.5 Lewisites:
2-Chlorovinyldichlorarsine
(541-25-3)
(Lewisite l)
Bis(2-chlorovinyl)chloroarsine
(40334-69-8)
(Lewisite 2)
Tris(2-chlorovinyl)arsine
(40334-70-1)
(Lewisite 3)
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
2.6 Nitrogen mustards:
Bis(2-chloroethyl)ethylamine
(538-07-8)
(HN 1)
Bis(2-chloroethyl)methylamine
(51-75-2)
(HN 2)
Tris(2-chloroethyl)amine
(555-77-1)
(HN 3)
and their protonated salts
2.7 3-Quinuclidinyl benzilate (BZ)
(6581-06-2)
2.8 Saxitoxin
(35523-89-8)
2.9 Ricin
(9009-86-3)
2.10 Alkyl (Me, Et, n-Pr or i-Pr)
phosphonyldihalides
e.g. Methylphosphonyldifluoride (DF)
(676-99-3)
Methylphosphonyldichloride (DC, MPC)
(676-97-1)
2.11 Dimethylmethylphosphonate (DMMP)
(756-79-6)
2.12 O-Alkyl (H or <=C10, including cycloalkyl)
O-2-Dialkyl (Me, Et, n-Pr or i-Pr)-
aminoethyl alkyl (Me, Et, n-Pr or i-Pr)
phosphonites and corresponding
alkylated salts and protonated salts
e.g. O-Ethyl 2-diisopropylaminoethyl
methylphosphonite (QL)
(57856-11-8)
2.13 O-Alkyl (<=C10, including cycloalkyl)
alkyl (Me, Et, n-Pr or i-Pr)-
phosphonochloridates
e.g. O-Isopropyl methylphosphono-
chloridate
(1445-76-7)
(Chlorosarin)
O-Pinacolyl methylphosphono-
chloridate
(7040-57-5)
(Chlorosoman)
2.14 N,N-Dialkyl (Me, Et, n-Pr or i-Pr)
phosphoramidic dihalides
e.g. N,N-dimethylphosphoramidic dichloride
(677-43-0)
Chemical Abstracts
Service (CAS)
Chemical
Registry No.
2.15 Bis(2-hydroxyethyl)sulphide
(Thiodiglycol)
(111-48-8)
Bis(2-hydroxyethyl)disulphide
(Dithiodiglycol)
(1892-29-1)
2.16 3,3-Dimethylbutan-2-ol
(Pinacolyl alcohol)
(464-07-3)
2.17 3,3-Dimethylbutanone (Pinacolone)
(75-97-8)
2.18 Amiton: O,O-Diethyl S-(2-(diethylamino)ethyl))
phosphorothiolate and corresponding
(78-53-5)
alkylated and protonated salts
2.19 PFIB: 1,1,3,3,3-pentafluoro-2-
(trifluoromethyl)-1-propene
(382-21-8)
3. The initial information under paragraph 30 of the
Plan, to be provided not later than 30 days after the
adoption of the Plan by the Security Council, shall cover
the period from 1 January 1988. Subsequent information
shall be provided each 15 January and 15 July and shall
cover the six-month period prior to the provision of the
information. The advance notifications under paragraph 30
(d) of the Plan shall cover the subsequent six months.
The special notifications under paragraph 31 of the Plan
shall be provided not later than 30 days in advance.
4. Whenever the information that Iraq is required to
provide under section C of the Plan and this annex is
equal to nil, Iraq shall provide nil returns.
5. The information on chemicals to be provided under
section C of the Plan shall, for each chemical, include:
5.1the chemical name, common or trade name used by
the site or the facility, structural formula and Chemical
Abstracts Service registry number (if assigned);
5.2the purposes for which the chemical is produced,
processed, consumed, stored, imported or exported; and
5.3the total amount produced, processed, consumed,
stored, imported or exported.
6. The information on sites or facilities to be provided
under section C of the Plan shall, for each site or
facility, include:
6.1the name of the site or facility and of the owner,
company or enterprise operating the site or facility;
6.2the location of the site or facility;
6.3a general description of all types of activities
at the site or facility; and
6.4the sources and amounts of the financing of the
site or facility, and of its activities.
7. The location of a site or facility shall be specified
by means of the address and a site diagram. Each diagram
shall be drawn to scale and shall indicate the boundaries
of the site or facility, all road and rail entrances and
exits and all structures on the site or facility,
indicating their purpose. If the site or facility is
located within a larger complex, the diagram shall specify
the exact location of the site or facility within the
complex. On each diagram, the geographic coordinates of a
point within the site or facility shall be specified to
the nearest second.
8. In addition to information specified in paragraph 6
of this annex, the following information shall be provided
for each site or facility that is or will be involved in
production, processing, consumption, storage, import or
export of chemicals specified in list A of this annex:
8.1a detailed description of activities related to
these chemicals including, as applicable, material-flow
and process-flow diagrams, chemical reactions and end-use;
8.2a list of equipment used in activities related to
these chemicals; and
8.3the production capacity for these chemicals.
9. In addition to information specified in paragraph 6
of this annex, the following information shall be provided
for each site or facility that is or will be involved in
production or processing of organophosphorus chemicals or
in production of organic chemicals by halogenation:
9.1a detailed description of activities related to
the relevant chemicals, and the end-uses for which the
chemicals are produced or processed; and
9.2a detailed description of the processes used in
the production or processing of organophosphorus chemicals
or in the production of organic chemicals by halogenation,
including material-flow and process-flow diagrams,
chemical reactions and list of equipment involved.
10. For equipment capable of being used in the activities
described in paragraphs 8 and 9 above, Iraq shall, for
each item, declare:
10.1the name of the site or facility at which it is
located together with the names of the owner, company or
enterprise operating the site or facility;
10.2 the location of the site or facility;
10.3the technical specifications of the equipment
that make it capable of dual-use, including, where
relevant, the material of construction, capacity,
specifications of control mechanisms, temperature and
pressure tolerances and flow-rates; and
10.4 any import or any other acquisition of such
equipment.
Such equipment shall include:
10.4.1corrosion resistant For the purposes of
this annex, "corrosion resistant" means where all surfaces
that come in direct contact with the chemical(s) being
processed are made from the following:
(a) glass (including vitrified or enamelled coatings
or glass lining);
(b) ceramics;
(c) ferrosilicates;
(d) titanium or titanium alloys (e.g. Monel 10 or
11, titanium 20, titanium nitride 70 or 90);
(e) tantalum or tantalum alloys;
(f) zirconium or zirconium alloys;
(g) nickel or alloys with more than 40 per cent
nickel by weight (e.g. Alloy 400, AMS 4675, ASME SB164-B,
ASTM B127, DIN2.4375, EN60, FM60, IN60, Hastalloy, Monel,
K500, UNS NO4400);
(h) alloys with more than 25 per cent nickel and 20
per cent chromium and/or copper by weight (e.g. Cunifer
30Cr, ENiCu-7, IN 732 X, Monel 67, Monel WE 187, UNS
C71900);
(i) graphite;
(j) fluoropolymers (e.g. Aflex COP, Aflon COP 88, F
40, Ftorlon, Ftoroplast, Neoflon, ETFE, Teflon, PVDF,
Tefzel, PTFE, PE TFE 500 LZ, Haller);
(k) natural or synthetic rubber coatings;
(l) fibre reinforced polymers including glass or
graphite; and
(m) silver. chemical production equipment as
follows:
10.4.1.1reactor vessels with a capacity of
0.050 m3 or more;
10.4.1.2 condensers and heat exchangers;
10.4.1.3 distillation columns;
10.4.1.4 scrubbers;
10.4.1.5tanks and other storage vessels
Including halogen transport containers. with a volume of
0.05 m3 or more; and
10.4.1.6sheets made of corrosion resistant
metal or alloy with a surface of more than 1 m2 and a
thickness of 4 mm or more;
10.4.2corrosion resistant pumps with a maximum
flow-rate of 0.01 m3 per minute or more (under standard
temperature of 293 K, i.e. 20f C, and standard pressure
conditions of 101.30 kPa, i.e. 101.30 kilonewton per
square metre), including magnetic pumps and those using
squeezers or progressive cavity tubing pumps (including
peristaltic or roller pumps in which only the elastometric
tubing is corrosion resistant), and corrosion resistant
vacuum pumps with a maximum flow-rate of 0.08 m3 per
minute or more under the same standard conditions;
10.4.3corrosion resistant pipes with an inner
diameter of 12.5 mm or more and double-walled pipes with
an inner diameter of 12.5 mm or more;
10.4.4corrosion resistant valves with a smallest
inner diameter of 12.5 mm or more;
10.4.5corrosion resistant remote-controlled
filling equipment;
10.4.6incineration equipment designed for the
disposal of toxic chemicals with an average combustion
chamber temperature of over 1273 K (1000f C) or with
catalytic incineration over 623 K (350f C);
10.4.7equipment and instruments Including
equipment for the detection or identification of chemical
warfare agents, but excluding smoke detectors or stack
emission monitor systems designed for use in household
protection. capable of detecting, measuring or recording
the air concentration of toxic organic substances or
organic compounds containing the elements chlorine,
fluorine, phosphorus or sulphur with a detection threshold
from 0.3 mg/m3 or suitable for detection or measuring
levels of cholinesterase-inhibitors in the air; and
10.4.8protective equipment designed for
protection against toxic chemicals in lists A and B, as
follows:
10.4.8.1external ventilated semi- or
full-protection personal suits;
10.4.8.2 autonomous respirators; and
10.4.8.3air filtration equipment with
liquid or solid adsorption agent.
11. For equipment identified in paragraph 10.4.1.5 of
this annex capable of storing chemicals in lists A and B,
Iraq shall, for each item, declare:
11.1the name of the site or facility at which it is
located together with the names of the owner, company or
enterprise operating the site or facility;
11.2the location of the site or facility;
11.3the net storage capacity of each piece of
equipment and the aggregate storage capacity at the site;
and
11.4any import or any other acquisition of such
equipment.
12. For the purposes of information to be provided in
accordance with paragraph 30 (e) of the Plan concerning
technologies, Iraq shall report the import or other
acquisition of any technologies or services for planning,
construction, commissioning, start up or normal operation
of a chemical production plant capable of producing any
chemical in list A or to operate and maintain the
equipment identified in paragraphs 10 and 11 above.
13. For munitions, rockets and missile warheads capable
of dispersing chemical warfare agents, Iraq shall, for
each item, declare:
13.1the name of the site or facility at which it is
located together with the names of the owner, company or
enterprise operating the site or facility;
13.2the location of the site or facility;
13.3the quantity of such items by type; and
13.4any import or any other acquisition of such
items.
14. The information on each import to be provided under
section C of the Plan and paragraphs 10, 11 and 13 of this
annex shall include:
14.1specification of each item and the quantity
imported and the purpose of its use in Iraq;
14.2country from which the item is imported and the
specific exporter;
14.3point or port and time of entry of the item into
Iraq;
14.4 site or facility where it is to be used; and
14.5 name of the specific importing organization in
Iraq.
Revised annex III to the Special Commission's Plan
Provisions related to biological items
1. The following list contains equipment, "Equipment"
means complete systems and any components or reagents
thereof. biological material and other items capable of
being used for the development, production or acquisition
of biological and toxin weapons or of a biological and
toxin weapons capability and, therefore, subject to
monitoring and verification in accordance with paragraphs
34 to 38 of the Plan:
1.1microorganisms, For the purposes of the Plan,
full lists of the microorganisms, other organisms and
toxins concerned have been enumerated in two lists, one
covering risk groups IV and III (List 1), the other
covering risk group II (List 2). These lists are contained
in an Explanatory Note which follows on the appendix to
this annex. other organisms and toxins Including
purified or crude material. meeting the criteria for risk
groups IV, III and II according to the classification in
the World Health Organization (WHO) Laboratory Biosafety
Manual (Geneva 1993, second edition), and genetic material
for such toxins;
1.2detection and assay systems for risk groups IV,
III, and II microorganisms and toxins, or for genetic
material, including immunological assays, gene probe
assays and other specific detection systems;
1.3equipment designed or accepted for use for
processing, handling, transporting or storing
microorganisms, their products or components, including
toxins, or other biological material including foodstuffs,
including:
1.3.1centrifugal separators or decanters for
continuous or semi-continuous operation;
1.3.2 continuous flow centrifuge rotors;
1.3.3 plate press filter separators;
1.3.4cross-flow or tangential filtration
equipment with a filter area of 0.5 square metres or
greater;
1.3.5 spray drying equipment;
1.3.6freeze-drying (lyophilisation) equipment
with a condenser capacity greater than 1 kg of ice per 24
hours;
1.3.7pressure cell disruption equipment or
continuous flow ultrasonic cell disruption equipment;
1.3.8chromatography equipment for preparative
separations;
1.3.9pharmaceutical milling equipment;
1.3.10drum drying equipment;
1.3.11 jacketed vessels; and
1.3.12control units, valves and filters for the
above types of equipment;
1.4biohazard containment equipment and
decontamination equipment, including:
1.4.1facilities, rooms or other enclosures
meeting the physical containment criteria for P3 or P4
(BL3, BL4, L3, L4) biological containment as defined in
the WHO Laboratory Biosafety Manual and using laminar or
turbulent air flow clean air conditions as specified for
pharmaceutical, biotechnology, vaccine or other
applications;
1.4.2biological safety cabinets meeting Class I,
II and III containment standards, as defined in the WHO
Laboratory Biosafety Manual;
1.4.3safety cabinets allowing manual or remote
operations to be performed within at Class I, II or III
biological containment levels, including flexible film
isolators, rigid isolators, dry boxes, glove boxes,
anaerobic chambers, interconnected cabinet lines, isolator
lines and secondary containment systems designed to
enclose fermenters or downstream processing equipment;
1.4.4rubber gloves specifically designed for use
with safety cabinets and biological safety cabinets;
1.4.5autoclaves, with an internal volume of 0.3
m3 or more, designed to sterilise infectious material;
1.4.6other waste disposal systems for infectious
material, such as liquid waste treatment systems, solid
waste treatment systems, liquid waste disposal systems,
solid waste disposal systems and incinerators; and
1.4.7positive pressure air-fed suits, half
suits, helmets and respirators;
1.5equipment designed or accepted for use for the
microencapsulation of living microorganisms, their
products or components including toxins, or other
biological material;
1.6complex media for the growth of risk groups IV,
III and II microorganisms;
1.7fermentation vessels (including bioreactors,
chemostats and continuous flow systems), orbital or
reciprocal shakers and shaking incubators designed or
accepted for use for the cultivation of microorganisms or
eukaryotic cells or for the production of toxins, and
components therefor, including control units for
fermenters and other vessels;
1.8recombinant nucleic acids (DNA and RNA), equipment
and reagents Including dimethoxytrityl
(DMT)-ribonucleosides and dimethoxytrityl
(DMT)-deoxyribonucleosides. for their isolation,
characterization or production and equipment and reagents
for the construction of synthetic genes, including nucleic
acid sequencing equipment, nucleic acid synthesizers,
electroporation or biolistics equipment, thermal cyclers,
electrophoresis equipment, transilluminators, automatic
work stations and automatic data collection systems, and
components therefor, including derivatized solid supports
for solid phase nucleotide synthesis;
1.9equipment for the release and/or dispersal into
the environment or into cabinets, chambers, rooms or other
enclosures of biological material and equipment capable of
being modified for such use, excluding devices designed
for personal use in self-administered prophylactic or
therapeutic preparations by inhalation, but including crop
sprayers, aircraft sprayers and tanks, other sprayers
capable of chassis mounting and tanks, jet engine
disseminators, aerosol disseminators, droplet
disseminators, dry powder disseminators (including dry
aerosol disseminators, venturi air movers and nebulisers),
mist generators and foggers, including pulse jet
disseminators;
1.10equipment designed or accepted for use for
studying the aerobiological characteristics or aerosols of
microorganisms, their components including toxins, or
other biological material and equipment capable of being
modified for such use, including aerosolization containers
(drums, cabinets, chambers, rooms or other enclosures),
nose-only aerosolization equipment and aerodynamic
particle-sizing equipment;
1.11equipment for breeding of vectors of human,
animal or plant diseases;
1.12vaccines for risk groups IV, III, and II
microorganisms, whether for use with humans or animals and
whether licensed, unlicensed or experimental;
1.13documents, "Documents" means blueprints,
plans, diagrams, models, formulae, tables, engineering
designs or specifications, manuals or instructions, and
any database or software concerning risk groups IV, III
and II microorganisms, toxins and genetic material, except
those generally available to the public. information,
software or technology for the design, development, use,
storage, manufacture, maintenance or support of items
listed in the preceding subparagraphs of this paragraph,
or of biological weapons or any component thereof, or of
biological and training activities or defence; and
1.14munitions, rockets or missile warheads
Delivery systems are addressed in annex IV. capable of
disseminating biological weapons agents.
2. The initial information under paragraphs 35 and 36 of
the Plan to be provided not later than 30 days after the
adoption of the Plan by the Security Council shall cover
the period from 1 January 1986. Subsequent information
shall be provided each 15 January and 15 July and shall
cover the six-month period prior to the provision of the
information. Notifications under paragraph 38 (a) of the
Plan shall be provided not later than 60 days in advance.
3. Whenever the information that Iraq is required to
provide under section D of the Plan and this annex is
equal to nil, Iraq shall provide nil returns.
4. The information on each site or facility Including
sites or facilities involved in the import, export or
storage of the equipment, biological material and other
items specified in paragraph 1 of this annex. to be
provided under section D of the Plan shall include the
following:
4.1the name of the site or facility and of the owner,
company, or enterprise operating the facility;
4.2the location of the site or facility (including
the address, geographic coordinates to the nearest second,
and a site diagram. Each diagram shall be drawn to scale
and shall indicate the boundaries of the site or facility,
all road and rail entrances and all structures, indicating
their purpose and any structure number. If the site or
facility is located within a larger complex, the diagram
shall specify the exact location of the site or facility
within the larger complex);
4.3the sources and amounts of financing of the site
or facility and of its activities;
4.4the main purpose of the site or facility,
including research, development, use, production, storage,
testing, import and export;
4.5the level of protection, including, as
applicable, the number and size of maximum containment or
containment laboratories (units);
4.6scope and description of activities, including, as
applicable, a list of types and quantities of
microorganisms, toxins or vaccines and equipment and other
items specified in paragraph 1 of this annex;
4.7a list of microorganisms and toxins, equipment and
vaccines imported or isolated for the use of the site or
facility, or exported, indicating the supplier or
recipient countries involved;
4.8the date when the planned activities, as described
in paragraphs 35 (a) to 35 (g) of the Plan, are to begin
at the site or facility; and
4.9the number of scientifically trained personnel and
their main areas of responsibility.
5. Information on imports to be provided under
paragraphs 35 (g) and 38 (a) of the Plan shall cover the
items listed in the appendix to this annex and shall, for
each import into Iraq, specify:
5.1types and quantities of microorganisms, other
organisms, toxins, genetic material or vaccines;
5.2quantities of any equipment, facilities,
information, software, technology or other items specified
in the appendix to this annex;
5.3country of export and the specific exporter;
5.4point or port and time of entry into Iraq;
5.5site or facility where it is to be used and
purpose of its use; and
5.6 name of the specific importing organization in
Iraq.
6. The information under paragraph 37 of the Plan shall
be provided within seven days of the occurrence and the
standardized form contained in section III of the annex on
confidence-building measures in document
BWC/CONF.III/23/II shall be utilized as appropriate.
7. Iraq shall, not later than each 15 April, provide to
the Special Commission the copies of the declarations,
information and data that Iraq has sent to the Centre for
Disarmament Affairs of the United Nations Secretariat
pursuant to the agreements on confidence-building
measures, including the exchange of information and data,
reached at the Third Review Conference of the Parties to
the Convention on the Prohibition of the Development,
Production and Stockpiling of Bacteriological (Biological)
and Toxin Weapons and on Their Destruction (document
BWC/CONF.III/23/II and its annex on confidence-building
measures).
APPENDIX
Items to be reported under paragraphs 35 (g) and 38 (a)
of the Plan and paragraph 5 of its annex III
1. Risk groups IV and III For the purposes of the
Plan, full lists of the microorganisms, other organisms
and toxins concerned have been enumerated in two lists,
one covering risk groups IV and III (List 1), the other
covering risk group II (List 2). These lists are contained
in an Explanatory Note which follows on the appendix to
this annex. microorganisms, "Microorganisms" means
bacteria, viruses, mycoplasmas, rickettsiae or fungi,
whether natural, enhanced or modified, either in the form
of isolated live cultures, including live cultures in
dormant form or in dried preparations, or as material
including living material which has been deliberately
inoculated or contaminated with such cultures. other
organisms, toxins, Including purified or crude
material. or genetic material.
2. Biohazard containment and decontamination items as
follows:
2.1 facilities, rooms or other enclosures:
(a)meeting the physical containment criteria for
P3 or P4 (BL3, BL4, L3, L4) biological containment as
specified in the WHO Laboratory Biosafety Manual (Geneva,
1993); and
(b)constructed such that the number of particles
of 0.5 microns in diameter in the contained air does not
exceed 35,000 particles per cubic metre;
2.2biological safety cabinets meeting Class I, II, or
III standards The specifications for Class I, II and
III biological safety cabinets in the WHO Laboratory
Biosafety manual are:
Class I cabinet: an open-fronted, ventilated cabinet for
personal protection with an unrecirculated inward air flow
away from the operator. It is fitted with a HEPA filter to
protect the environment from discharge of microorganisms;
Class II cabinet: an open-fronted, ventilated cabinet for
personal, product and environmental protection, which
provides an inward air flow and HEPA-filtered supply and
exhaust air. There are two main variations: the Class
IIA type recirculates 70 per cent of the air; the Class
IIB type recirculates 30 per cent of the air; and
Class III cabinet: a totally enclosed, ventilated cabinet
which is gastight and is maintained under negative air
pressure. The supply air is HEPA-filtered and the exhaust
air is passed through two HEPA filters in series. Work is
performed with attached long-sleeved gloves.as specified
in the WHO Laboratory Biosafety Manual, including flexible
film isolators, dry boxes, glove boxes, anaerobic
chambers, interconnected cabinet lines, isolator lines and
secondary containment systems designed to enclose
fermenters or downstream processing equipment, and
specially designed components therefor;
2.3 HEPA filters; The WHO Laboratory Biosafety
Manual defines HEPA filters as high efficiency particulate
air filters. They should conform to national standards
and not more than three particles should be recovered when
the filter is challenged with a dose of 100,000 particles.
2.4rubber gloves specially designed for use with
safety cabinets and biological safety cabinets;
2.5autoclaves designed to sterilise infectious
material, with an internal volume equal to or greater than
0.3 cubic metres, and specially designed components
therefor; and
2.6positive pressure air-fed suits, half suits,
helmets and respirators, and specially designed components
therefor.
3. Fermentation equipment, as follows:
3.1fermenters, bioreactors, chemostats, and
continuous flow fermentation systems and specially
designed components therefor;
3.2other vessels suitable for use for the cultivation
of microorganisms or eukaryotic cells or for toxin
production, capable of operating without the propagation
of aerosols, and capable of in situ steam sterilisation in
the closed state, and specially designed components
therefor;
3.3orbital or reciprocal shakers with a total flask
capacity greater than 5 litres, and specially designed
components therefor; and
3.4shaking incubators with a total flask capacity
greater than 5 litres, and specially designed components
therefor.
4. Equipment usable for processing, handling,
transporting or storing microorganisms, their products or
components excluding personal and household equipment, but
including toxins, or other biological material (including
foodstuffs), as follows, and specially designed components
therefor:
4.1centrifugal separators or decanters for continuous
or semi-continuous operation;
4.2continuous flow centrifuge rotors;
4.3plate press filter separators;
4.4 cross-flow and tangential filtration equipment
with a filter area equal to or greater than 0.5 m2;
4.5spray drying equipment;
4.6 freeze-drying (lyophilisation) equipment with a
condenser capacity greater than 1 kg of ice in 24 hours;
4.7pressure cell disruption and continuous flow
ultrasonic cell disruption equipment;
4.8chromatography columns with internal volumes
greater than 2 litres, and specially designed end pieces
and flow adaptors for such columns;
4.9milling equipment capable of producing particle
sizes of 10 microns or less;
4.10drum drying equipment; and
4.11jacketed vessels.
5. Formulated powdered complex media or concentrated
liquid complex media for growth of microorganisms.
6. Detection and assay systems for microorganisms,
toxins, or genetic material in List 1 and specially
designed reagents therefor, as follows:
6.1immunological assay systems;
6.2gene probe assay systems; and
6.3biological agent detection systems designed for
biological defence or civil defence applications.
7. Equipment and reagents for use in molecular biology
research, as follows, and specially designed components
therefor:
7.1nucleic acid sequencing equipment;
7.2nucleic acid synthesizers;
7.3 electroporation or biolistics equipment;
7.4 thermal cyclers;
7.5 specially designed automatic data collection
systems;
7.6transilluminators;
7.7electrophoresis equipment;
7.8derivatized solid supports for solid phase
nucleotide synthesis;
7.9dimethoxytrityl (DMT)-ribonucleosides; and
7.10dimethoxytrityl (DMT)-deoxyribonucleosides.
8. Equipment capable of dispersing aerosols at a flow
rate exceeding 1 litre of liquid suspension per minute or
10 g of dry material per minute, as follows, and specially
designed components therefor:
8.1crop sprayers;
8.2 aircraft sprayers and associated spray tanks;
8.3other sprayers, capable of chassis mounting, and
associated spray tanks;
8.4 jet engine disseminators;
8.5 aerosol disseminators;
8.6 droplet disseminators;
8.7 dry powder disseminators; Including dry
aerosol disseminators, venturi air movers and nebulisers.
8.8mist generators; and
8.9foggers. Including pulse jet disseminators.
9. Equipment usable in the study of aerosols, as
follows, and specially designed components therefor:
9.1aerosolization drums, cabinets, chambers, rooms or
other enclosures;
9.2nose-only aerosolization equipment but not devices
for personal prophylaxis or therapy for medical
conditions; and
9.3aerodynamic particle-sizing equipment.
10. Equipment designed for the microencapsulation of
living organisms, their products or components including
toxins, or other biological material.
11. Vaccines for microorganisms or toxins in List 1,
whether for use with humans or animals and whether
licensed, unlicensed or experimental.
12. Documents, "Document" means blueprints, plans,
diagrams, models, formulae, tables, engineering designs or
specifications, manuals or instructions, and any database
or software pertaining to microorganisms, toxins and
genetic material of List 1 items except those containing
information generally available to the public.
information, software or technology for the design,
development, use, storage, manufacture, maintenance or
support of entries 1 to 11 above, or of biological weapons
or any component thereof, or of biological defence and
training activities or defence.
13. Munitions, rockets and missile warheads Delivery
systems are addressed in annex IV. capable of
disseminating biological weapons agents.
/... S/1995/208
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EXPLANATORY NOTE
UNSCOM Biological Lists based on the classification in the
World Health Organization (WHO) Laboratory Biosafety
Manual
LIST 1 - Risk Groups IV and III
Microorganisms, The items in this list do not conform
fully with the criteria for risk groups IV and III
according to the classification in the 1983 World Health
Organization (WHO) Laboratory Biosafety Manual but should
be considered as doing so for the purposes of ongoing
monitoring and verification activities in Iraq.
other Organisms and Toxins
1.1 Bacteria
1.1.1 Bacillus anthracis
1.1.2 Bacillus cereus
1.1.3 Bacillus subtilis
1.1.4 Bacillus megaterium
1.1.5 Bacillus thuringensis
1.1.6 Brucella abortus
1.1.7 Brucella melitensis
1.1.8 Brucella suis
1.1.9 Chlamydia psittaci
1.1.10 Clostridium botulinum
1.1.11 Clostridium perfringens
1.1.12 Francisella tularensis
1.1.13 Pseudomonas mallei
1.1.14 Pseudomonas pseudomallei
1.1.15 Salmonella typhi (Salmonella enterica var
typhi)
1.1.16 Serratia marcescens
1.1.17 Shigella dysenteriae
1.1.18 Vibrio cholera
1.1.19 Yersinia pestis (Yersinia
pseudotuberculosis var pestis)
1.1.20 Xanthomonas albilineans
1.1.21Xanthomonas campestris pv. citri including
strains referred to as Xanthomonas campestris pv. citri
types A,B,C,D,E or otherwise classified as Xanthomonas
citri, Xanthomonas campestris pv. aurantifolia or
Xanthomonas campestris pv. citrumelo
1.2 Mycoplasma
1.2.1 Mycoplasma mycoides
1.3 Rickettsiae
1.3.1 Coxiella burnetii
1.3.2 Rickettsia prowasecki
1.3.3 Rickettsia quintana
1.3.4 Rickettsia rickettsii
1.4 Viruses
1.4.1 African swine fever virus
1.4.2 Avian influenza virus
1.4.3 Bluetongue virus
1.4.4 Chikungunya virus
1.4.5 Congo-Crimean haemorrhagic fever virus
1.4.6 Dengue fever virus
1.4.7 Eastern equine encephalitis virus
1.4.8 Ebola virus
1.4.9 Foot and mouth disease virus
1.4.10 Goat pox virus
1.4.11 Hantaan virus
1.4.12 Human influenza
1.4.13 Japanese encephalitis virus
1.4.14 Junin virus
1.4.15 Lassa fever virus
1.4.16 Lymphocytic choriomeningitis virus
1.4.17 Lyssa virus
1.4.18 Machupo virus
1.4.19 Marburg virus
1.4.20 Monkey pox virus
1.4.21 Newcastle disease virus
1.4.22 Peste des petits ruminants virus
1.4.23 Porcine herpes virus (Aujeszky's disease)
1.4.24 Rift Valley fever virus
1.4.25 Rinderpest virus
1.4.26 Sheep pox virus
1.4.27 Swine fever virus (Hog cholera virus)
1.4.28 Swine vesicular disease (Porcine
enterovirus type 9)
1.4.29 Teschen disease virus
1.4.30Tick-borne encephalitis virus (Russian
Spring-Summer encephalitis virus)
1.4.31 Variola virus
1.4.32 Venezuelan equine encephalitis virus
1.4.33 Vesicular stomatitis virus
1.4.34 Western equine encephalitis virus
1.4.35 White pox virus
1.4.36 Yellow fever virus
1.5 Toxins
1.5.1 Abrin
1.5.2 Botulinum toxins
1.5.3 Clostridium perfringens toxins
1.5.4 Conotoxin
1.5.5 Diphtheria exotoxin
1.5.6 Microcystins (Cyanginosins)
1.5.7 Modeccin
1.5.8 Pseudomonas exotoxin
1.5.9 Ricin Items 1.5.9 and 1.5.10 are
prohibited to Iraq save under the procedure of special
exceptions provided for in paragraph 32 of the Plan.
1.5.10 Saxitoxin 2/
1.5.11 Shiga toxin
1.5.12 Staphylococcus aureus toxins
1.5.13 Tetrodotoxin
1.5.14 Verotoxin
1.5.15 Volkensin
1.6 Fungi
1.6.1 Colletotrichum cof feanum var. virulans
1.6.2 Cochliobolus miyabeanus (Helminthosporium
oryzae)
1.6.3Magnaporthe grisea (Pyricularia
grisea/Pyricularia oryzae)
1.6.4 Microcyclus ulei (syn. Dothidella ulei)
1.6.5 Puccinia graminis (syn. Puccinia graminis
f. sp. tritici)
1.6.6 Pucciniastriiformis (syn.Puccinia glumarum)
1.7 Other organisms
1.7.1 Eukaryotic (non-microbial) organism which
produce any listed toxin.
1.8 Genetically modified microorganisms, other
organisms and genetic material
1.8.1The above listed microorganisms when they have
been genetically modified.
1.8.2Other genetically modified microorganisms or
genetic material that contain nucleic acid sequences
derived from any of the listed microorganisms, or that
contain nucleic acid sequences associated with
pathogenicity determinants of any listed microorganism; or
that contain nucleic acid sequences associated with any
listed toxin.
1.8.3Genetically modified variants of eukaryotic
(non-microbial) organisms which produce any listed toxin.
LIST 2 - RISK GROUP II MICROORGANISMS, The items in this
list do not conform fully with the criteria for risk group
II according to the classification in the 1983 World
Health Organization (WHO) Laboratory Biosafety Manual but
should be considered as doing so for the purposes of
ongoing monitoring and verification activities in Iraq.
OTHER ORGANISMS AND TOXINS
(A) HUMAN AND ANIMAL PATHOGENS
Bacteria
Actinobacillus actinomycetemcomitans
Actinomadura madurae
Actinomadura pelletieri
Actinomyces gerencseriae
Actinomyces israelii
Actinomyces pyogenes
Actinomyces spp
Arcanobacterium haemolyticum (Corynebacterium
haemolyticum)
Bacteriodes fragilis
Bartonella bacilliformis
Bordetella bronchiseptica
Bordetella parapertussis
Bordetella pertussis
Borrelia burgdorferi
Borrelia duttonii
Borrelia recurrentis
Borrelia spp
Brucella canis
Campylobacter jejuni
Campylobacter spp
Cardiobacterium hominis
Chlamydia pneumoniae
Chlamydia trachomatis
Clostridium tetani
Corynebacterium diphtheriae
Corynebacterium minutissimum
Corynebacterium spp
Edwardsiella tarda
Ehrlichia sennetsu (Rickettsia sennetsu)
Ehrlichia spp
Elkenella corrodens
Enterobacter aerogenes/cloacae
Enterobacter spp
Enterococcus spp
Erysipelothrix rhusiopathiae
Escherichia coli (except non-pathogenic strains)
Flavobacterium meningosepticum
Fluoribacter bozemanae (Legionella)
Fusobacterium necrophorum
Gardnerella vaginalis
Haemophilus ducreyi
Haemophilus influenzae
Haemophilus spp
Helicobacter pylori
Klebsiella oxytoca
Klebsiella pneumoniae
Klebsiella spp
Legionella pneumophila
Legionella spp
Listeria ivanovii
Morganella morganii
Mycobacterium africanum
Mycobacterium chelonae
Mycobacterium fortuitum
Mycobacterium kansasii
Mycobacterium leprae
Mycobacterium malmoense
Mycobacterium marinum
Mycobacterium microti
Mycobacterium scrofulaceum
Mycobacterium simiae
Mycobacterium szulgai
Mycobacterium tuberculosis
Mycobacterium ulcerans
Mycobacterium xenopl
Mycoplasma pneumoniae
Neisseria gonorrhoeae
Neisseria meningitidis
Nocardia asteroides
Nocardia brasiliensis
Nocardia farcinica
Nocardia nova
Nocardia otitidiscaviarum
Pasteurella multocida
Peptostreptococcus anaerobius
Plesiomonas shigelloides
Porphyromonas spp
Proteus mirabilis
Proteus penneri
Proteus vulgaris
Providencia alcalifaciens
Providencia rettgeri
Providencia spp
Pseudomonas aeruginosa
Rhodococcus egui
Salmonella arizonae
Salmonella enteritidis
Salmonella typhimurium
Salmonella paratyphi A,B,C
Salmonella (other serovars)
Serpulina spp
Shigella boydii
Shigella flexneri
Shigella sonnel
Staphylococcus aureus
Streptobacillus moniliformis
Streptococcus pneumoniae
Streptococcus pyogenes
Streptococcus spp
Treponema carateum
Treponema pallidum
Treponema pertenue
Treponema spp
Vibrio parahaemolyticus
Vibrio spp
Yersinia pseudotuberculosis
Yersinia spp
Rickettsia
Rickettsia akari
Rickettsia canada
Rickettsia conorii
Rickettsia montana
Rickettsia spp
Rickettsia typhi (Rickettsia mooseri)
Rickettsia tsutsugamushi
Viruses
Absettarov
Acute haemorrhagic conjunctivitis virus
Adenoviridae
Astroviridae
Australia encephalitis (Murray Valley encephalitis)
BK and JC viruses
Buffalo pox virus
Bunyamwera virus
California encephalitis virus
Central European tick-borne encephalitis virus
Coltiviruses
Coronaviridae
Cow pox virus
Coxsackie viruses
Cytomega lovirus
Echo viruses
Elephant pox virus
Epstein-Barr virus
Hantaviruses
Hanzalova
Hazara virus
Hepatitis A virus (human enterovirus type 72)
Hepatitis B virus
Hepatitis C virus
Hepatitis D virus (Delta)
Herpes virus simiae (b virus)
Herpes simplex viruses types l and 2
Herpesvirus varicella-zoster
Human B-lymphotropic virus
Human Papillomaviruses
Human Parvovirus (B19)
Human Rotaviruses
Hypr
Influenza viruses types A,B and C
Kumlinge
Kyasanur Forest
Louping Ill
Measles virus
Milkers' node virus
Mopeia virus and other Tacaribe viruses
Mumps virus
Norwalk virus
Omsk
Orbiviruses
Orf virus
Oropouche virus
Other Bunvaviridae known to be pathogenic
Other Caliciviridae
Other Flaviviruses known to be pathogenic
Other Hantaviruses
Parainfluenza viruses types 1 to 4
Polioviruses
Powassan
Prospect Hill virus
Puumala virus
Rabbit pox virus
Reoviruses
Respiratory syncytial virus
Rhinoviruses
Rocio
Sandfly fever
Seoul virus
St. Louis Encephalitis
Tick-borneOrthomyxoviridae: Dhoriand Thogoto viruses
Toscana virus
Vaccinia virus
Wesselsbron virus
West Mile fever virus
Yatapox virus (Tana & Yaba)
(B) OTHER ANIMAL PATHOGENS
Actinomyces spp
African horse sickness virus
Anaplasma marginale
Avian encephalomyelitis virus
Avian infectious bronchitis virus
Avian infectious laryngotracheitis virus
Avian leucosis virus
Babesia spp
Bacteroides nodosus
Bordetella bronchiseptica
Borrelia anserina
Bovine malignant catarrhal fever virus
Bovine virus diarrhoea virus
Campylobacter fetus
Canine distemper virus
Caprine arthritis/encephalitis virus
Clostridium chauvoei
Clostridium spp
Coccidia spp
Cochliomyia hominivorax
Corynebacterium pseudotuberculosis
Cowdria ruminantum
Cysticercus bovis
Cysticercus cellulosae
Dermatophilus congolensiae
Duck hepatitis virus
Duck virus enteritis virus
Echinococcus spp
Enzootic bovine leucosis virus
Equine herpesvirus 3
Equine infectious anaemia virus
Equine influenza virus type A
Equine rhinopneumonitis virus
Erynipelou rhosiopathiae
Fowl pox virus
Haemophilus equigenitaliom
Haemophilus paragallinarum
Histoplasma jaraiminosom
Horse pox virus
Hypoderma spp
Infectious arteritis virus
Infectious bovine rhinotracheitis virus
Infectious bursal disease virus
Leishmania spp
Leptospira spp
Listeria monocytogenes
Lumpy skin disease virus
Maedi-visna virus
Mareks disease virus
Mycobacterium avium
Mycobacterium bovis
Mycobacterium paratuberculosis
Mycoplasma agalactiae
Mycoplasma capricolum var capripneumoniae
Mycoplasma gallisepticum
Myxomatosis virus
Nairobi sheep disease virus
Pasteurella haemolytica
Pasteurella multocida
Pasteurella tularensis
Porcine enteroviruses
Psoroptes ovis
Rabies and rabies related viruses
Salmonella abortus equi
Salmonella abortus ovis
Salmonella gallinarum
Salmonella pullorum
Salmonella spp
Sheep pulmonary adenomatosis virus
Streptococcus equi
The agent of Bovine Spongiforme encephalopathy
The agent of porcine reproductive respiratory
syndrome
The agent of scrapie
The agents of horse mange
Theileria spp
Toxoplasma gondii
Transmissible gastroenteritis virus
Trichinella spiralis
Trichomonas fetus
Trypanoroma evansi
Trypanosoma spp
Viral haemarrhagic disease of rabbits virus
(C) PLANT PATHOGENS
Citrus greening bacterium
Citrus tristeza closterovirus
Fusarium oxysporum f.sp. albedinis
Glomerella gossypii
Phymatotrichopsis omnivora
Pseudomonas solanacearum Race 2
Thecaphora solani
Tilletia indica
Xanthomonas oryzae pvs oryzae & oryzicola
Tricothecene-producing fungi including:
Fusarium poae
Fusarium sporotrichioides
Fusarium tricinctum
Micronectriella nivalis, anamorph
Microdochium nivale (Syn. Fusarium nivale)
(D) TOXINS
Toxins other than specified on List 1 with a
molecular weight of more than 250 daltons.
(E) OTHER ORGANISMS
Eukaryotic (non-microbial) organisms which produce
any toxin.
(F) GENETICALLY MODIFIED MICROORGANISMS, OTHER
ORGANISMS AND GENETIC MATERIAL
1.The above listed microorganisms when they have been
genetically modified.
2.Other genetically modified microorganisms or genetic
material that contain nucleic acid sequences derived from
any of the listed microorganisms, or that contain nucleic
acid sequences associated with pathogenicity determinants
of any listed microorganism; or that contain nucleic acid
sequences associated with any listed toxin.
3.Genetically modified variants of eukaryotic
(non-microbial) organisms which produce any toxin as
above.
Revised annex IV to the Special Commission's Plan
Provisions related to missiles
1. The prohibitions under the Plan apply to any ballistic
missiles or missile delivery systems (referred as "missile
systems") capable of a range greater than 150 kilometres
regardless of payload, and to any related major parts,
including surface-to-surface missiles, space launch
vehicles, sounding rockets, cruise missiles, target
drones, reconnaissance drones, and other unmanned air
vehicle systems and such other items as are identified
below as being prohibited.
2. The following list contains equipment, other items and
technologies capable of being used in the development,
production, construction, modification or acquisition of
missile systems capable of a range greater than 150
kilometres and shall therefore, in accordance with
paragraph 40 of the Plan, be subject to ongoing monitoring
and verification:
2.1Complete subsystems usable in missile systems,
Re-entry vehicles and equipment designed or modified
therefor, are prohibited. as follows, and technologies,
production facilities, and production equipment therefor:
2.1.1 Individual rocket stages;
2.1.2 Solid- or liquid-fuel rocket engines;
2.1.3 Guidance sets;
2.1.4 Thrust vector controls, including,
2.1.4.1 Flexible nozzles;
2.1.4.2 Fluid or secondary gas
injection systems;
2.1.4.3 Movable engines or nozzles;
2.1.4.4Deflection systems of the exhaust
gas stream (e.g. jet vanes or probes); and
2.1.4.5 Thrust tabs.
2.1.5 Warhead or weapon safing, arming,
fuzing and firing mechanisms.
2.2Propulsion components and equipment, including
components, equipment, Such components and equipment
cover the following, and production facilities and
production equipment therefor:
1.Ramjet/scramjet/pulse jet/combined cycle engines,
including devices to regulate combustion, and components
therefor;
2.Hybrid rocket motors and components therefor.
3.Lightweight turbojet, turbofan and turbocompound
engines that are small and fuel efficient, as follows:
a.Engines with both of the following characteristics:
i.Maximum thrust greater than 1000N (achieved
un-installed) excluding civil certified engines with a
maximum thrust greater than 8,890N (achieved
un-installed), and
ii.Specific fuel consumption of
0.13kg/N/hr or less (at sea level static and standard
conditions); or
b.Engines designed or modified for missile
systems, regardless of thrust or specific fuel
consumption. propellant and constituent chemicals for
propellantsusable in missile systems, and technology,
production facilities and production equipment,
Production equipment also covers flow-forming machines,
including machines combining the function of spin-forming
and flow-forming, components and software therefor:
1.which, according to the manufacturer's technical
specification, are capable of being equipped with
numerical control units or a computer control, even when
not equipped with such units at delivery, and
2.with more than two axes which are capable of being
coordinated simultaneously for contouring control. as
follows:
2.2.1Rocket-motor cases and production equipment
therefor including interior lining, insulation and
nozzles, and the technology, the production facilities and
production equipment therefor;
2.2.2Staging mechanisms and production equipment
therefor including separation mechanisms and interstages
therefor, and clustering mechanisms, and the technology,
production facilities and production equipment therefor;
2.2.3Liquid-fuel control systems and components
therefor including liquid and slurry propellant (including
oxidizers) control systems, and components therefor,
designed or modified to operate in vibration environments
of more than 5 g RMS between 20 Hz and 2,000 Hz, and the
technology, the production facilities and production
equipment therefor and also including:
2.2.3.1Servo valves designed for flow rates of 5
litres per minute or greater, at an absolute pressure
of4,000 kPa (600 psi) or greater, with an actuator
response time of less than 100 msec; Servo valves
designed for flow rates of 24 litres per minute or
greater, at an absolute pressure of 7,000 kPa (1,000 psi)
or greater, with an actuator response time of less than
100 msec are prohibited.
2.2.3.2Pumps, for liquid propellants, with
shaft speeds equal to or greater than 6,000 RPM or with
discharge pressures equal to or greater than 4,000 kPa
(600 psi) or with a flow rate of 200 litres per minute or
greater at atmospheric pressure. Pumps, for liquid
propellants, with shaft speeds equal to or greater than
8,000 RPM or with discharge pressures equal to or greater
than 7,000 kPa (1,000 psi) or 450 litres per minute or
greater at standard atmospheric pressure are prohibited.
2.2.4Propellants and constituent chemicals for
propellants, including:
2.2.4.1 Propulsive substances:
2.2.4.1.1Hydrazine with a
concentration of more than 70 per cent and its derivatives
including monomethylhydrazine (MMH);
2.2.4.1.2 U n s y m m e t r i c
dimethylhydrazine (UDMH);
2.2.4.1.3Ammonium perchlorate, and
other solid oxidizers including salts of Nitroformic acid,
Dinitroamines, Nitramines and Nitrocubanes;
2.2.4.1.4Spherical aluminium powder
with particles of uniform diameter of less than 500 x
1O-6m (500 micrometer) and an aluminium content of 97 per
cent by weight or greater;
2.2.4.1.5Metal fuels in particle sizes
less than 500 x 10-6m (500 microns), whether spherical,
atomized, spheroidal, flaked or ground, consisting of 97
per cent by weight or more of any of the following:
zirconium, beryllium, boron, magnesium, zinc, and alloys
of these; Misch metal;
2.2.4.1.6Nitro-amines
cyclotetramethylenetetranitramine (HMX),
cyclotrimethylenetrinitramine (RDX);
2.2.4.1.7Perchlorates, chlorates or
chromates mixed with powdered metals or other high energy
fuel components;
2.2.4.1.8Carboranes, decaboranes, pentaboranes and
derivatives thereof;
2.2.4.1.9 Liquid oxidizers, as
follows:
2.2.4.1.9.1 Dinitrogen
trioxide;
2.2.4.1.9.2Nitrogen
dioxide/dinitrogen tetroxide;
2.2.4.1.9.3 Dinitrogen
pentoxide;
2.2.4.1.9.4Inhibited Red Fuming
Nitric Acid (IRFNA);
2.2.4.1.9.5Compounds composed of
fluorine and one or more of other halogens, oxygen or
nitrogen;
2.2.4.1.9.6Hydrogen peroxide with
a concentration greater than 70 per cent.
2.2.4.2 Polymeric substances:
2.2.4.2.1 Carboxyl-terminated
polybutadiene (CTPB);
2.2.4.2.2 Hydroxyl-terminated
polybutadiene (HTPB);
2.2.4.2.3 Glycidyl azide polymer
(GAP);
2.2.4.2.4 Polybutadiene-acrylic acid
(PBAA);
2.2.4.2.5Polybutadiene-acrylic
acid-acrylonitrile (PBAN);
2.2.4.2.6Oxetanes including polymers
of nitro methyl oxetane (NIMMO), and 3,3 Bis (azidomethyl
oxetane)(BAMO).
2.2.4.3 Propellants:
2.2.4.3.1Composite propellants
including case bonded propellants and propellants with
nitrated binders;
2.2.4.3.2Noncomposite propellants
including double base propellants.
2.2.4.4Other high energy density
propellants, with an energy density of 40 x 106 joules/kg
or greater, e.g. boron slurry.
2.2.4.5 Other propellant additives and
agents:
2.2.4.5.1 Bonding agents as follows:
2.2.4.5.1.1Tris(1-(2-methyl)aziridinyl) phosphine oxide
(MAPO);
2.2.4.5.1.2Trimesol-1(2-ethyl)aziridine (HX-868, BITA);
2.2.4.5.1.3 "Tepanol"
(HX-878), reaction product of teraethylenepentamine,
acrylonitrile and glycidol;
2.2.4.5.1.4 "Tepan" (HX-879),
reaction production of tetlenepentamine and acrylonitrile;
2.2.4.5.1.5
Polyfunctional aziridene amides with isophthalic,
trimesic, isocyanuric, or trimethyladipic backbone with a
2-methyl or 2-ethyl aziridine group (HX-752, H-874 and
HX-877).
2.2.4.5.2 Curing agents and catalysts
as follows:
2.2.4.5.2.1 Triphenyl bismuth
(TPB);
2.2.4.5.3 Burning rate modifiers as
follows:
2.2.4.5.3.1
Catocene;
2.2.4.5.3.2 N-butyl-ferrocene;
2.2.4.5.3.3 Butacene;
2.2.4.5.3.4 Other ferrocene
derivatives.
2.2.4.5.4Nitrate esters and
nitratoplasticizers as follows:
2.2.4.5.4.1Triethylene glycol
dinitrate (TEGDN);
2.2.4.5.4.2Trimethylolethane
trinitrate (TMETN);
2.2.4.5.4.31, 2, 4-butanetriol
trinitrate(BTTN);
2.2.4.5.4.4Diethylene glycol
dinitrate (DEGDN).
2.2.4.5.5 Stabilizers as follows:
2.2.4.5.5.1
2-nitrodiphenylamine;
2.2.4.5.5.2
N-methyl-p-nitroaniline.
2.2.5Production technology or production
equipment for missile propellants and propellant
constituents and specially designed components therefor,
including:
2.2.5.1Production, handling or acceptance testing of
liquid propellants or propellant constituents described in
para. 2.2.4.
2.2.5.2Production, handling, mixing, curing,
casting, pressing, machining, extruding or acceptance
testing of solid propellants or propellant constituents
described in para. 2.2.4, including:
2.2.5.2.1Batch mixers, capable of
mixing under vacuum in the range of zero to 13.326 kPa and
of controlling the temperature of the mixing chamber, and
with a total volumetric capacity of 110 litre or more and
at least one mixing/kneading shaft mounted off centre.
Such batch mixers with a total volumetric capacity of more
than 210 litres are prohibited. Continuous mixers with
the same pressure and temperature characteristic and with
two or more mixing/kneading shafts and capacity to open
the mixing chamber are also prohibited.
2.2.5.2.2Equipment for the production
of atomized or spherical metallic powder in a controlled
environment;
2.2.5.2.3Fluid energy mills for
grinding or milling ammonium perchlorate, RDX or HMX.
2.3Guidance and control equipment, flight control
systems, and avionics equipment.
2.3.1Gyroscopes, accelerometers and inertial
equipment, Continuous output accelerometers or gyros
of any type, designed to function at acceleration levels
greater than 100 g, are prohibited. including
instrumentation, navigation and direction finding
equipment and systems, and production and test equipment
therefor, as follows, and components and software
therefor:
2.3.1.1Integrated flight instrument
systems, including gyrostabilizers or automatic pilots and
integration software therefor, usable in missile systems;
2.3.1.2Gyro-astro compasses and other
devices which derive position or orientation by means of
automatically tracking celestial bodies or satellites;
2.3.1.3Accelerometers with a threshold of
0.5 g or less, or a linearity error of less than 0.25 per
cent of full scale output, or both, designed for use in
inertial navigation systems or in guidance systems of all
types except those specially designed and developed as MWD
(Measurement While Drilling) Sensors for use in downhole
well service operations;
2.3.1.4All types of gyros usable in missile
systems, with a rated drift rate stability of less than 5
degrees (1 sigma or rms) per hour in a 1 g environment;
2.3.1.5Inertial or other equipment using
accelerometers described by para 2.3.1.3 or gyros
described by para 2.3.1.4, and systems incorporating such
equipment, and integration software therefor;
2.3.1.6Test, calibration, and alignment
equipment, and production equipment for items specified in
2.3.1.1 to 2.3.1.5 above, including:
2.3.1.6.1For laser gyro equipment, the
following equipment used to characterize mirrors, with the
threshold accuracy shown or better:
2.3.1.6.1.1 Scatterometer (10
ppm);
2.3.1.6.1.2 Reflectometer (50
ppm);
2.3.1.6.1.3 Profilometer (5
Angstroms).
2.3.1.6.2 For other inertial
equipment:
2.3.1.6.2.1Inertial Measurement
Unit (IMU Module) Tester;
2.3.1.6.2.2 IMU Platform
Tester;
2.3.1.6.2.3IMU Stable Element
Handling Fixture;
2.3.1.6.2.4IMU Platform Balance
fixture;
2.3.1.6.2.5 Gyro Tuning Test
Station;
2.3.1.6.2.6 Gyro Dynamic
Balance Station;
2.3.1.6.2.7Gyro Run-In/Motor Test
Station;
2.3.1.6.2.8Gyro Evacuation and
Filling Station;
2.3.1.6.2.9Centrifuge Fixture for
Gyro Bearings;
2.3.1.6.2.10Accelerometer Axis
Align Station;
2.3.1.6.2.11Accelerometer Test
Station.
2.3.2Flight control systems and technology, as
follows, designed or modified for use in missile systems
and the test, calibration, and alignment equipment
therefor:
2.3.2.1Hydraulic, mechanical,
electro-optical, or electro-mechanical flight control
systems (including fly-by-wire systems);
2.3.2.2 Attitude control equipment;
2.3.2.3Design technology for integration of
air vehicle fuselage, propulsion system and lifting
control surfaces to optimize aerodynamic performance
throughout the flight regime of an unmanned air vehicle;
2.3.2.4Design technology for integration of
the flight control, guidance, and propulsion data into a
flight management system for optimization of rocket system
trajectory.
2.3.3Avionics equipment, Including:
1. Terrain contour mapping equipment;
2.Scene mapping and correlation (both digital
and analog) equipment;
3.Doppler navigation radar equipment;
4.Passive interferometer equipment;
5.Imaging sensor equipment (both active and
passive). technology and components, as follows, designed
or modified for use in missile systems, and software
therefor:
2.3.3.1Radar and laser radar systems,
including altimeters;
2.3.3.2Passive sensors for determining
bearings to specific electromagnetic sources (direction
finding equipment) or terrain characteristics;
2.3.3.3Global Positioning System (GPS) or
similar satellite receivers;
2.3.3.3.1Capable of providing
navigation information at speeds in excess of 515 m/sec
(1,000 nautical miles/hour) and at altitudes in excess of
18 km (60,000 feet); or
2.3.3.3.2Designed or modified for use
with missile systems.
2.3.3.4Electronic assemblies and components
designed, modified, tested, certified, or screened for
military use and operation at temperatures in excess of
125f C.
2.3.3.5Design technology for protection of
avionics and electrical subsystems against electromagnetic
pulse (EMP) and electromagnetic interference (EMI) hazards
from external sources, as follows:
2.3.3.5.1 Design technology for
shielding systems;
2.3.3.5.2Design technology for the
configuration of hardened electrical circuits and
subsystems;
2.3.3.5.3Determination of hardening
criteria for the above.
2.4Equipment and technology for the production of
structural composites usable in missile systems, as
follows, and components, accessories andsoftware therefor,
and structural materials usable in missile systems as
follows:
2.4.1Filament winding machines for which the
motions for positioning, wrapping and winding fibres are
capable of being coordinated and programmed in three or
more axes, designed to fabricate composite structures or
laminates from fibrous or filamentary materials, and
coordinating and programming controls;
2.4.2Tape-laying machines for which the motions
for positioning and laying tape and sheets are capable of
being coordinated and programmed in two or more axes,
designed for the manufacture of composite airframes and
missile structures;
2.4.3Multi-directional, multi-dimensional
weaving machines or interlacing machines, including
adapters and modification kits for weaving, interlacing or
braiding fibres to manufacture composite structures,
except textile machinery not modified for the above end
uses;
2.4.4Equipment designed or modified for the
production of fibrous or filamentary materials as follows:
2.4.4.1Equipment for converting polymeric
fibres (e.g. polyacrylonitrile, rayon or polycarbosilane)
including special provision to strain the fibre during
heating;
2.4.4.2Equipment for the vapour deposition
of elements or compounds on heated filament substrates;
and
2.4.4.3Equipment for the wet-spinning of
refractory ceramics (such as aluminium oxide);
2.4.5Equipment designed or modified for special
fibre surface treatment and equipment designed or modified
for producing prepregs and preforms, including:
2.4.5.1 Rollers;
2.4.5.2 Tension stretchers;
2.4.5.3 Coating equipment;
2.4.5.4 Cutting equipment; and
2.4.5.5 Clicker dies.
2.4.6Technical data (including processing
conditions) and procedures for the regulation of
temperature, pressures or atmosphere in autoclaves or
hydroclaves in the production of composites or partially
processed composites.
2.4.7Components and accessories for the
machines, including moulds, mandrels, dies, fixtures and
tooling for the preform pressing, curing, casting,
sintering or bonding of composite structures, laminates
and manufactures thereof.
2.4.8 Structural materials usable in missile
systems, as follows:
2.4.8.1Composite structures, laminates, and
manufactures thereof, designed or modified for missile
systems or the subsystems in para 2.1, and resin
impregnated fibre prepregs using resins with a glass
transition temperature (Tg), after cure, exceeding 145f C
as determined by ASTM D4065 or national equivalents, and
metal-coated fibre preforms therefor, made either with
organic matrix or metal matrix utilizing fibrous or
filamentary reinforcements with a specific tensile
strength greater than 7.62 x 104 m (3 x 106 inches) and a
specific modulus greater than 3.18 x 106 m (1.25 x 108
inches);
2.4.8.2Resaturated pyrolized (i.e.,
carbon-carbon) materials designed for missile systems;
2.4.8.3Fine grain recrystallized bulk
graphites (with a bulk density of at least 1.72 g/cc
measured at 15f C and having a particle size of 100 x
10-6m (100 microns) or less), pyrolytic, or fibrous
reinforced graphites usable for rocket nozzles and reentry
vehicle nose tips;
2.4.8.4Ceramic composite materials
(dielectric constant less than 6 at frequencies from 100
Hz to 10,000 MHz) for use in missile radomes, and bulk
machinable silicon carbide reinforced unfired ceramic
usable for nose tips;
2.4.8.5Tungsten, molybdenum and alloys of
these metals in the form of uniform spherical or atomized
particles of 500 micrometer diameter or less with a purity
of 97 per cent or higher for fabrication of rocket motor
components, including heat shields, nozzle substrates,
nozzle throats and thrust vector control surfaces;
2.4.8.6Maraging steels (steels generally
with high nickel, very low carbon content and using
substitutional elements or precipitates to produce
age-hardening) with an ultimate tensile strength of 1.5 x
109 Pa or greater, measured at 20f C in the form of sheet,
plate or tubing with a wall or plate thickness equal to or
less than 5.0 mm (0.2 inch).
2.5Pyrolytic deposition and densification equipment
and technology as follows:
2.5.1Technology for producing pyrolytically
derived materials formed on a mould, mandrel or other
substrate from precursor gases which decompose in the
1,300f C to 2,900f C temperature range at pressures of 130
Pa (1 mm Hg) to 20 kPa (150 mm Hg) including technology
for the composition of precursor gases, flow-rates and
process control schedules and parameters;
2.5.2 Nozzles for the above processes;
2.5.3Equipment and process controls, and
software therefor, designed or modified for densification
and pyrolysis of structural composites, including:
2.5.3.1Isostatic presses with a maximum
working pressure of 69 MPa (10,000 psi) or greater and
designed to achieve and maintain a controlled thermal
environment of 600f C or greater, and possessing a chamber
cavity with an inside diameter of 254 mm (10 inches) or
greater;
2.5.3.2Chemical vapour deposition furnaces
designed or modified for the densification of
carbon-carbon composites.
2.6Launch and ground support equipment, facilities
and software usable for missile systems, as follows:
2.6.1Apparatus and devices designed or modified
for the handling, control, activation and launching of
missile systems;
2.6.2Vehicles designed or modified for the
transport, handling, control, activation and launching of
missile systems;
2.6.3Gravity meters (gravimeters), gravity
gradiometers, and specially designed components therefor,
designed or modified for airborne or marine use, and with
a static or operational accuracy of 7 x 10-6 m/sec2 (0.7
milligal) or better, and a time to steady-state
registration of two minutes or less;
2.6.4Telemetering and telecontrol equipment
usable for missile systems;
2.6.5 Precision tracking systems, including:
2.6.5.1Tracking systems Tracking systems
specified in para. 2.6.5.1 with a range greater than 150km
are prohibited. using a code translator or transponder
installed on the missile systems and either surface or
airborne references or navigation satellite systems to
provide real time measurements of in-flight position and
velocity;
2.6.5.2Range instrumentation radars
Range instrumentation radars specified in para. 2.6.5.2
with a range greater than 150km are prohibited. including
associated optical/infrared trackers and the software
therefor with an angular resolution better than 3
milli-radians (0.5 mils), and a range of 30 km or greater
with a range resolution better than 10 metres RMS, and a
velocity resolution better than 3 metres per second; and
2.6.5.3Software with post-flight, recorded
data, for the determination of vehicle position throughout
its flight path.
2.7Analog computers, digital computers or digital
differential analyzers and analog-to-digital converters,
including:
2.7.1Analog computers, digital computers, or
digital differential analyzers usable in missile systems,
having either of the following characteristics:
2.7.1.1Rated for continuous operation at
temperatures from below minus 45f C to above plus 55f C;
or
2.7.1.2Designed as ruggedized or radiation
hardened; and
2.7.2Analog-to-digital converters, usable in
missile systems, with either of the following
characteristics:
2.7.2.1Designed to meet military specifications for
ruggedized equipment; or,
2.7.2.2Designed, modified, tested,
certified or screened for military use, and being one of
the following types:
2.7.2.2.1Analog-to-digital converter
microcircuits, with a resolution of 8 bits or more or
which are radiation-hardened; and are rated for operation
in the temperature range from below minus 45f C to above
plus 125f C; and are hermetically sealed; and
2.7.2.2.2Electrical input type
analog-to-digital converter printed circuit boards or
modules, with having a resolution of 8 bits or more, which
are rated for operation in the temperature range from
below minus 45f C to above plus 55f C, and which
incorporate microcircuits listed in paragraph 2.7.2.2.1.
2.8Test facilities and equipment usable for missile
systems or sub-systems, as follows, and software therefor:
2.8.1Vibration test systems and components
therefor, as follows:
2.8.1.1Vibration test systems using
feedback or closed loop techniques and a digital
controller, capable of vibrating a system at 10g RMS or
more over the entire range 20 Hz to 2000 Hz and imparting
forces of 25 kN (5,625 lbs), measured "bare table", or
greater;
2.8.1.2Digital controllers, which use
specially designed vibration test software, with a
real-time bandwidth greater than 5 kHz and designed for
use with vibration test systems in paragraph 2.8.1.1;
2.8.1.3Vibration thrusters (shaker units),
with or without associated amplifiers, capable of
imparting a force of 25 kN (5,625 lbs), measured "bare
table", or greater, and usable in vibration test systems
in paragraph 2.8.1.1;
2.8.1.4Test piece support structures and
electronic units designed to combine multiple shaker units
into a complete shaker system capable of providing an
effective total force of 25kN, measured "bare table", or
greater, and usable in vibration test systems in paragraph
2.8.1.1.
2.8.2 Wind-tunnels;
2.8.3Test benches/stands capable of handling
solid or liquid propellant rockets or rocket motors of
more than 10 kN of thrust, or capable of simultaneously
measuring the three axial thrust components;
2.8.4Environmental chambers and anechoic
chambers capable of simulating the following flight
conditions at altitudes of 15,000 meters or greater, or at
temperatures of at least minus 50f C to
plus 125f C, and either vibration environments of 10 g RMS
or greater between 20 Hz and 2,000 Hz imparting forces of
5 kN or greater, for environmental chambers, or acoustic
environments at an overall sound pressure level of 140 dB
orgreater (referenced to 2 x 10-5 N per square metre) or
with a rated power output of 4 kiloWatts or greater, for
anechoic chambers.
2.8.5Accelerators except those specially
designed for medical purposes, capable of delivering
electromagnetic radiation produced by "Bremsstrahlung"
from accelerated electrons of 2 MeV or greater, and
systems containing those accelerators.
2.9Software, or software with related specially
designed hybrid (combined analogue/digital) computers, for
modelling (including in particular the aerodynamic and
thermodynamic analysis of the systems), simulation, or
design integration of missile systems or subsystems.
2.10Materials, devices, and software for reduced
observables (e.g. radar reflectivity, ultraviolet/infrared
signatures and acoustic signatures, i.e. stealth
technology), for applications usable for missile systems
or subsystems including:
2.10.1Structural materials and coatings
specially designed for reduced radar reflectivity;
2.10.2Coatings, including paints, specially
designed for reduced or tailored reflectivity or
emissivity in the microwave, infrared or ultraviolet
spectra;
2.10.3Software or databases for analysis of
signature reduction;
2.10.4 Radar cross section measurement
systems.
2.11Material and devices for protecting missile
systems against nuclear effects (e.g. Electromagnetic
Pulse (EMP), X-rays, combined blast and thermal effects),
as follows:
2.11.1 Radiation Hardened microcircuits and
detectors;
2.11.2Radomes designed to withstand a combined
thermal shock greater than 100 cal/sq cm accompanied by a
peak over pressure of greater than 50 kPa.
3. The initial information under paragraph 43 of the
Plan to be provided not later than 30 days after the
adoption of the Plan by the Security Council shall cover
the period from 1 January 1988. Subsequent information
shall be provided each 15 January and 15 July and shall
cover the six-month period prior to the provision of the
information. Notifications under paragraph 44 of the Plan
shall be provided not later than 14 days prior to the date
of launch.
4. Whenever the information which Iraq is required to
provide under section E of the Plan and this annex is
equal to nil, Iraq shall provide nil returns.
5. The information on sites or facilities to be provided
under section E of the Plan shall for each site or
facility include:
5.1 The name of the site or facility and of the
owner, company or enterprise operating the site or
facility;
5.2 The location of the site or facility;
5.3The sources and amounts of the financing of the
site or facility, and of its activities;
5.4A general description of all types of activities
at the site or facility;
5.5List of equipment, other items and technologies
specified in paragraph 1 of this annex used or present at
the site or facility and their quantities;
5.6A detailed description of activities related to
the equipment, other items and technologies specified in
paragraph 1 of this annex.
6. The location of a site or facility shall be specified
by means of the address and site diagram. Each diagram
shall be drawn to scale and shall indicate the boundaries
of the site or facility, all road and rail entrances and
exits and all structures on the site or facility,
indicating their purpose. If the site or facility is
located within a larger complex, the diagram shall specify
the exact location of the site or facility within the
complex. On each diagram, the geographic coordinates of a
point within the site or facility shall be specified to
the nearest second.
7. The information on each import to be provided under
section E of the Plan shall include:
7.1Specification of each item and the quantity
imported and the purpose of its use in Iraq;
7.2Country of origin of each item and the quantity
imported and the purpose of its use in Iraq;
7.3 Point or port and time of entry of the item in
Iraq;
7.4 Project and site or facility where it is to be
used;
7.5 Name of the specific importing organization in
Iraq.
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